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ALPS ETF TR
ALPS ETF TR. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 28 Institutional holders with a total value of $22,405,220.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 90,535 3,883,000 17.33%
2 RAYMOND JAMES & ASSOCIATES 87,173 3,739,000 16.69%
3 WELLS FARGO & COMPANY/MN 68,027 2,918,000 13.02%
4 PNC FINANCIAL SERVICES GROUP, INC. 47,600 2,042,000 9.11%
5 BANK OF AMERICA CORP /DE/ 33,618 1,442,000 6.44%
6 Commonwealth Equity Services, Inc 32,521 1,395,000 6.23%
7 ROYAL BANK OF CANADA 24,943 1,070,000 4.78%
8 Virtu KCG Holdings LLC 18,147 778,000 3.47%
9 Bank of New York Mellon Corp 14,190 609,000 2.72%
10 AMERIPRISE FINANCIAL INC 13,558 582,000 2.60%
11 STEPHENS INC /AR/ 12,191 523,000 2.33%
12 UBS AG 12,038 516,000 2.30%
13 SUSQUEHANNA INTERNATIONAL GROUP, LLP 11,921 511,000 2.28%
14 COLDSTREAM CAPITAL MANAGEMENT INC 10,099 433,000 1.93%
15 US BANCORP \DE\ 10,000 429,000 1.91%
16 BANK OF MONTREAL /CAN/ 8,762 376,000 1.68%
17 INTRUST BANK NA 7,000 300,000 1.34%
18 NEXT Financial Group, Inc 6,025 257,000 1.15%
19 LADENBURG THALMANN FINANCIAL SERVICES INC. 5,876 252,000 1.12%
20 WFG Advisors, LP 2,202 94,000 0.42%
21 AMERICAN INTERNATIONAL GROUP, INC. 2,150 92,220 0.41%
22 MSI Financial Services Inc 1,365 59,000 0.26%
23 Pinnacle Summer Investments, Inc. 1,125 49,000 0.22%
24 Ground Swell Capital, LLC 554 24,000 0.11%
25 Creative Planning 413 18,000 0.08%
26 CITIGROUP INC 226 10,000 0.04%
27 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 93 4,000 0.02%
28 Regal Investment Advisors LLC 5 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.