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Institutional Investment Manager
Ground Swell Capital, LLC
Ground Swell Capital, LLC (CIK: 0001534450) incorporated in South Carolina, located at 105 West Huron Avenue, Folly Beach, SC. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q2)
Original 13F HR (0001420506-14-000311) filed in 2014.08.14
#
Name
Shares
Value ($)
%
Options
Notes
1851 METLIFE INC 1,258 69,894 0.14%
1852 DOW CHEM CO 1,362 70,089 0.14%
1853 TIME WARNER INC 1,000 70,250 0.14%
1854 MEDTRONIC INC 1,120 71,411 0.15%
1855 UNITED PARCEL SERVICE INC 696 71,451 0.15%
1856 Hewlett Packard Co 2,122 71,469 0.15%
1857 EOG RES INC 616 71,986 0.15%
1858 GW PHARMACEUTICALS PLC 674 72,313 0.15%
1859 Walgreens 978 72,499 0.15%
1860 NETSCOUT SYS INC 1,642 72,806 0.15%
1861 MONSANTO CO NEW 588 73,347 0.15%
1862 FIRST CTZNS BANCSHARES INC N 300 73,500 0.15%
1863 SPDR S&P 600 SMALL CAP VALUE ETF 668 73,640 0.15%
1864 FORD MTR CO DEL 4,414 76,097 0.15%
1865 CATERPILLAR INC 714 77,590 0.16%
1866 ISHARES 10-20 YEAR TREASURY BOND ETF 602 77,790 0.16%
1867 ATHENA HEALTH INC. 645 80,709 0.16%
1868 PROSHARES TR 900 81,180 0.16%
1869 HONEYWELL INTL INC 878 81,610 0.17%
1870 SPDR INDEX SHS FDS 1,565 82,710 0.17%
1871 BIOGEN INC 264 83,242 0.17%
1872 MASTERCARD INCORPORATED 1,142 83,903 0.17%
1873 FEI COMPANY 934 84,742 0.17%
1874 STRATTEC SEC CORP COM 1,366 88,093 0.18%
1875 BRISTOL MYERS SQUIBB CO 1,840 89,258 0.18%
1876 UNITEDHEALTH GROUP INC 1,096 89,598 0.18%
1877 UNITED NATURAL FOODSINC 1,403 91,335 0.19%
1878 OCCIDENTAL PETE CORP DEL 890 91,341 0.19%
1879 ALTRIA GROUP INC 2,230 93,526 0.19%
1880 GOLDMAN SACHS GROUP INC 572 95,776 0.19%
1881 CVS HEALTH CORP 1,274 96,021 0.20%
1882 WASTE MGMT INC DEL 2,170 97,064 0.20%
1883 MICRON TECHNOLOGY INC 3,040 100,168 0.20%
1884 ABBVIE INC 1,778 100,350 0.20%
1885 3M CO 704 100,841 0.20%
1886 VANGUARD WORLD FD 965 101,074 0.21%
1887 US BANCORP DEL 2,340 101,369 0.21%
1888 UNION PAC CORP 1,018 101,546 0.21%
1889 OPUS BK IRVINE CALIF 3,600 104,616 0.21%
1890 UNITED TECHNOLOGIES CORP 942 108,754 0.22%
1891 CONOCOPHILLIPS 1,372 117,622 0.24%
1892 VISA INC 568 119,683 0.24%
1893 FOSTER WHEELER LIMITED 3,623 123,436 0.25%
1894 PROOFPOINT INC 3,336 124,967 0.25%
1895 HOME DEPOT INC 1,576 127,593 0.26%
1896 MCDONALDS CORP 1,308 131,768 0.27%
1897 WAL-MART STORES INC 1,812 136,027 0.28%
1898 NMI HLDGS INC CL A 13,253 139,157 0.28%
1899 DISNEY WALT CO 1,624 139,242 0.28%
1900 FIFTH THIRD BANCORP 6,605 141,017 0.29%
Page 38 of 39
Restatement filing (0001420506-15-000045) filed in 2015.02.05
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES TR 118,848 14,120 27.40%
2 COMCAST CORP NEW 22,168 1,190 2.31%
3 GLOBALSTAR INC 195,862 832 1.61%
4 TWENTY FIRST CENTY FOX INC 22,190 780 1.51%
5 MONDELEZ INTL INC 17,743 667 1.29%
6 ISHARES TR 17,176 636 1.23%
7 EXXON MOBIL CORP 4,838 487 0.95%
8 PETSMART 6,215 372 0.72%
9 ISHARES TR 9,500 363 0.70%
10 MICROSOFT CORP 8,456 353 0.69%
11 JOHNSON & JOHNSON 3,166 331 0.64%
12 GENERAL ELECTRIC CO 11,232 295 0.57%
13 ISHARES NASDAQ BIOTECHNOLOGY ETF 501 293 0.57%
14 WELLS FARGO CO NEW 5,360 282 0.55%
15 CHEVRON CORP NEW 2,138 279 0.54%
16 ServisFirst Bancshares Inc 3,024 261 0.51%
17 JPMORGAN CHASE & CO 4,240 244 0.47%
18 PROCTER AND GAMBLE CO 3,036 239 0.46%
19 VERIZON COMMUNICATIONS INC 4,636 227 0.44%
20 SIGNATURE BANK 1,717 217 0.42%
21 PFIZER INC 7,146 212 0.41%
22 AT&T INC 5,828 206 0.40%
23 INTERNATIONAL BUSINESS MACHS 1,096 199 0.39%
24 ISHARES TR 3,006 197 0.38%
25 SCHLUMBERGER LTD 1,664 196 0.38%
26 MERCK & CO INC 3,292 190 0.37%
27 GOOGLE INC 316 182 0.35%
28 COCA COLA CO 4,242 180 0.35%
29 INTEL CORP 5,566 172 0.33%
30 FACEBOOK INC 2,495 168 0.33%
31 PROTHENA CORP PLC 7,357 166 0.32%
32 CITIGROUP INC 3,400 160 0.31%
33 ORACLE CORP 3,876 157 0.30%
34 DISNEY WALT CO 1,824 156 0.30%
35 PEPSICO INC 1,704 152 0.29%
36 PHILIP MORRIS INTL INC 1,774 150 0.29%
37 QUALCOMM INC 1,894 150 0.29%
38 PEPCO HOLDINGS INC 5,384 148 0.29%
39 GILEAD SCIENCES INC 1,722 143 0.28%
40 CISCO SYS INC 5,766 143 0.28%
41 FIFTH THIRD BANCORP 6,605 141 0.27%
42 NMI HLDGS INC CL A 13,253 139 0.27%
43 WAL-MART STORES INC 1,812 136 0.26%
44 MCDONALDS CORP 1,308 132 0.26%
45 HOME DEPOT INC 1,576 128 0.25%
46 PROOFPOINT INC 3,336 125 0.24%
47 FOSTER WHEELER LIMITED 3,623 123 0.24%
48 VISA INC 568 120 0.23%
49 CONOCOPHILLIPS 1,372 118 0.23%
50 ATHENA HEALTH INC. 900 113 0.22%
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