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Institutional Investment Manager
Ground Swell Capital, LLC
Ground Swell Capital, LLC (CIK: 0001534450) incorporated in South Carolina, located at 105 West Huron Avenue, Folly Beach, SC. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q2)
Original 13F HR (0001420506-14-000311) filed in 2014.08.14
#
Name
Shares
Value ($)
%
Options
Notes
351 ISHARES GLOBAL MATERIALS ETF 333 21,485 0.04%
352 AGILENT TECHNOLOGIES INC 374 21,483 0.04%
353 Mylan Laboratories Inc 416 21,449 0.04%
354 DELPHI AUTOMOTIVE PLC 312 21,447 0.04%
355 PRIMORIS SVCS CORP 743 21,428 0.04%
356 LAUDER ESTEE COS INC 286 21,238 0.04%
357 VENTAS INC 330 21,153 0.04%
358 EDISON INTL 364 21,152 0.04%
359 STILLWATER MNG CO 1,200 21,060 0.04%
360 LATAM AIRLINES GROUP S A 432 21,056 0.04%
361 MEAD JOHNSON NUTRITION CO 226 21,056 0.04%
362 CONVERGYS CORP 982 21,054 0.04%
363 ENDO INTL PLC 300 21,006 0.04%
364 REYNOLDS AMERICAN INC 348 21,002 0.04%
365 LA Z BOY INC 906 20,992 0.04%
366 DUPONT FABROS TECHNOLOGY INC 778 20,975 0.04%
367 ALTISOURCE ASSET MGMT CORP 29 20,969 0.04%
368 JPMORGAN CHASE & CO 400 20,952 0.04%
369 ISHARES TR 460 20,948 0.04%
370 SEAGATE TECHNOLOGY PLC 368 20,910 0.04%
371 PARKER HANNIFIN CORP 166 20,871 0.04%
372 INSULET CORP 526 20,866 0.04%
373 HI CRUSH PARTNERS LP MLP 318 20,848 0.04%
374 KLA-TENCOR CORP 286 20,775 0.04%
375 KINDRED HEALTHCARE INC 899 20,767 0.04%
376 PREFERRED BK LOS ANGELES CA 878 20,756 0.04%
377 MCCORMICK & CO INC 291 20,740 0.04%
378 COLUMBIA SELIGM PREM TECH GRW COM 1,225 20,727 0.04%
379 SUNPOWER CORP 504 20,654 0.04%
380 BOSTON PROPERTIES INC 172 20,327 0.04%
381 IROBOT CORP 495 20,270 0.04%
382 ISHARES SILVER TRUST 1,000 20,250 0.04%
383 LULULEMON ATHLETICA INC 500 20,240 0.04%
384 AVAGO TECHNOLOGIES LTD SHS 280 20,180 0.04%
385 CHIPOTLE MEXICAN GRILL INC 34 20,145 0.04%
386 ENSCO PLC 362 20,116 0.04%
387 SAPIENT CORP 1,230 19,988 0.04%
388 CONAGRA BRANDS INC 670 19,886 0.04%
389 SHERWIN WILLIAMS CO 96 19,863 0.04%
390 PG&E CORP 412 19,784 0.04%
391 ZIMMER BIOMET HLDGS INC 190 19,733 0.04%
392 ELECTRONICS FOR IMAGING INC 436 19,707 0.04%
393 HERCULES CAPITAL INC 1,214 19,618 0.04%
394 ROCKWELL AUTOMATION INC 156 19,525 0.04%
395 J & J SNACK FOODS CORP 205 19,295 0.04%
396 CINCINNATI BELL INC NEW PFD CV DEP1/20 400 19,200 0.04%
397 CALAMOS CONV OPP AND INC FD SH BEN INT 1,368 19,193 0.04%
398 CONSOLIDATED EDISON INC 328 18,939 0.04%
399 DOLLAR GEN CORP NEW 330 18,929 0.04%
400 BOSTON SCIENTIFIC CORP 1,482 18,925 0.04%
Page 8 of 39
Restatement filing (0001420506-15-000045) filed in 2015.02.05
#
Name
Shares
Value ($)
%
Options
Notes
351 MOSAIC CO NEW 480 24 0.05%
352 COCA COLA BOTTLING CO CONS 325 24 0.05%
353 CENTURYLINK INC 646 23 0.04%
354 Sigma-Aldrich 225 23 0.04%
355 PUBLIC SVC ENTERPRISE GROUP 566 23 0.04%
356 MEXICO FD INC 814 23 0.04%
357 ISHARES 400 23 0.04%
358 PROLOGIS INC 560 23 0.04%
359 BROADCOM CORP CL A 618 23 0.04%
360 ISHARES 600 23 0.04%
361 WESTERN DIGITAL CORP 236 22 0.04%
362 POWERSHARES S&P SMALL CAP UTILITIES 600 22 0.04%
363 CALAMOS CONV OPP AND INC FD SH BEN INT 1,568 22 0.04%
364 ST JUDE MED INC 318 22 0.04%
365 ULTIMATE SOFTWARE GROUP INC 162 22 0.04%
366 PENSKE AUTOMOTIVE GRP INC 453 22 0.04%
367 HUMANA INC 172 22 0.04%
368 WEBMD HEALTH CORP 461 22 0.04%
369 WEYERHAEUSER CO 654 22 0.04%
370 PERRIGO CO PLC 150 22 0.04%
371 VENTAS INC 330 21 0.04%
372 EDISON INTL 364 21 0.04%
373 WRIGHT MEDICAL GROUP NV 674 21 0.04%
374 ISHARES TR 460 21 0.04%
375 SEAGATE TECHNOLOGY PLC 368 21 0.04%
376 ALTISOURCE ASSET MGMT CORP 29 21 0.04%
377 HI CRUSH PARTNERS LP MLP 318 21 0.04%
378 PRIMORIS SVCS CORP 743 21 0.04%
379 UNISYS CORP 869 21 0.04%
380 KLA-TENCOR CORP 286 21 0.04%
381 OMNICOM GROUP INC 290 21 0.04%
382 DELPHI AUTOMOTIVE PLC 312 21 0.04%
383 Mylan Laboratories Inc 416 21 0.04%
384 HCP INC 512 21 0.04%
385 DUPONT FABROS TECHNOLOGY INC 778 21 0.04%
386 ISHARES TR 197 21 0.04%
387 CONVERGYS CORP 982 21 0.04%
388 PARKER HANNIFIN CORP 166 21 0.04%
389 LATAM AIRLINES GROUP S A 432 21 0.04%
390 VORNADO RLTY TR 194 21 0.04%
391 JPMORGAN CHASE & CO 400 21 0.04%
392 ENDO INTL PLC 300 21 0.04%
393 SOUTHWEST AIRLS CO 786 21 0.04%
394 COLUMBIA SELIGM PREM TECH GRW COM 1,225 21 0.04%
395 MEAD JOHNSON NUTRITION CO 226 21 0.04%
396 LAUDER ESTEE COS INC 286 21 0.04%
397 AGILENT TECHNOLOGIES INC 374 21 0.04%
398 KINDRED HEALTHCARE INC 899 21 0.04%
399 LA Z BOY INC 906 21 0.04%
400 REYNOLDS AMERICAN INC 348 21 0.04%
Page 8 of 40