| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 334,261 | 5,656,000 | 35.46% | ||
| 2 | BANK OF AMERICA CORP /DE/ | 262,647 | 4,444,000 | 27.86% | ||
| 3 | MORGAN STANLEY | 134,889 | 2,282,000 | 14.31% | ||
| 4 | Invesco Ltd. | 76,239 | 1,290,000 | 8.09% | ||
| 5 | UBS AG | 34,634 | 586,000 | 3.67% | ||
| 6 | RAYMOND JAMES & ASSOCIATES | 21,488 | 364,000 | 2.28% | ||
| 7 | Janney Montgomery Scott LLC | 21,448 | 362,893 | 2.27% | ||
| 8 | WealthTrust Axiom LLC | 18,200 | 307,000 | 1.92% | ||
| 9 | ROYAL BANK OF CANADA | 11,731 | 199,000 | 1.25% | ||
| 10 | AMERIPRISE FINANCIAL INC | 9,113 | 154,000 | 0.97% | ||
| 11 | Tower Research Capital LLC (TRC) | 6,180 | 105,000 | 0.66% | ||
| 12 | CITIGROUP INC | 3,370 | 57,000 | 0.36% | ||
| 13 | WELLS FARGO & COMPANY/MN | 2,742 | 46,000 | 0.29% | ||
| 14 | B. Riley Wealth Advisors, Inc. | 1,573 | 26,617 | 0.17% | ||
| 15 | AMERICAN INTERNATIONAL GROUP, INC. | 1,500 | 25,380 | 0.16% | ||
| 16 | Ground Swell Capital, LLC | 1,225 | 21,000 | 0.13% | ||
| 17 | NEXT Financial Group, Inc | 866 | 15,000 | 0.09% | ||
| 18 | BOSTON PRIVATE BANK & TRUST CO | 315 | 5,000 | 0.03% | ||
| 19 | Cordasco Financial Network | 250 | 4,000 | 0.03% | ||
| 20 | DEUTSCHE BANK AG\ | 168 | 2,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
