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Institutional Investment Manager
Ground Swell Capital, LLC
Ground Swell Capital, LLC (CIK: 0001534450) incorporated in South Carolina, located at 105 West Huron Avenue, Folly Beach, SC. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q2)
Original 13F HR (0001420506-14-000311) filed in 2014.08.14
#
Name
Shares
Value ($)
%
Options
Notes
401 AMERICAN RAILCAR INDS INC 17 1,152 0.00%
402 RLJ ENTMT INC 302 1,154 0.00%
403 ALPHA AND OMEGA SEMICONDUCTOR SHS 126 1,168 0.00%
404 UNITED CMNTY BANCORP IND 100 1,177 0.00%
405 GERDAU S A 200 1,178 0.00%
406 COMPANIA DE MINAS BUENAVENTU 100 1,181 0.00%
407 INGLES MKTS INC CL A 45 1,186 0.00%
408 LUXFER HLDGS PLC 63 1,194 0.00%
409 CHASE CORP COM 35 1,195 0.00%
410 FIRST BK WILLIAMSTOWN NEW JE 200 1,200 0.00%
411 RAND LOGISTICS INC 200 1,200 0.00%
412 UFP TECHNOLOGIES INC 50 1,205 0.00%
413 ZHAOPIN LTD 80 1,228 0.00%
414 BLACKROCK CORPOR HI YLD FD I 100 1,229 0.00%
415 FREQUENCY ELECTRS INC 100 1,231 0.00%
416 CSP INC 178 1,232 0.00%
417 BLUEBIRD BIO INC 32 1,234 0.00%
418 SHILOH INDS INC 67 1,237 0.00%
419 TSR INC 415 1,237 0.00%
420 IF BANCORP INC 75 1,239 0.00%
421 BOSTON PRIVATE FINL HLDGS IN 200 1,240 0.00%
422 ROCKET FUEL INC COM 40 1,244 0.00%
423 KEYW HLDG CORP 99 1,244 0.00%
424 ALDEYRA THERAPEUTICS INC 188 1,245 0.00%
425 Eastern Co 81 1,251 0.00%
426 LIGHTINTHEBOX HLDG CO LTD SPONSORED ADR 200 1,272 0.00%
427 EATON VANCE TAX MANAGED GLOB 100 1,276 0.00%
428 MWI VETERINARY SUP 9 1,278 0.00%
429 SOLAZYME INC 109 1,284 0.00%
430 TELENAV INC COM 226 1,286 0.00%
431 Western Asset Emerging Markets 100 1,293 0.00%
432 SYSTEMAX INC COM 91 1,308 0.00%
433 SKILLED HEALTHCARE GROUP 208 1,308 0.00%
434 WESTERN REFNG LOGISTICS LP 40 1,308 0.00%
435 WIX COM LTD 66 1,309 0.00%
436 EATON VANCE N Y MUN BD FD II 108 1,311 0.00%
437 WESTERN ASSET 90 1,326 0.00%
438 GAZIT GLOBE LTD 100 1,328 0.00%
439 DAXOR CORP 193 1,349 0.00%
440 AMERICAN MIDSTREAM PARTNERS 47 1,355 0.00%
441 MULTI FINELINE ELECTRONIX IN 123 1,358 0.00%
442 AMERESCO INC 196 1,378 0.00%
443 ENTROPIC COMMUNICA 414 1,379 0.00%
444 GALECTIN THERAPEUTICS INC COM 100 1,381 0.00%
445 MORGAN STANLEY TRUSTS 77 1,390 0.00%
446 FIRST UTD CORP COM 159 1,394 0.00%
447 Cempra, Inc. 130 1,395 0.00%
448 SCHMITT INDS INC ORE 500 1,400 0.00%
449 Trovagene Inc Com 400 1,400 0.00%
450 INTERCLOUD SYS INC 400 1,400 0.00%
Page 9 of 39
Restatement filing (0001420506-15-000045) filed in 2015.02.05
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES TR 118,848 14,120 27.40%
2 COMCAST CORP NEW 22,168 1,190 2.31%
3 GLOBALSTAR INC 195,862 832 1.61%
4 TWENTY FIRST CENTY FOX INC 22,190 780 1.51%
5 MONDELEZ INTL INC 17,743 667 1.29%
6 ISHARES TR 17,176 636 1.23%
7 EXXON MOBIL CORP 4,838 487 0.95%
8 PETSMART 6,215 372 0.72%
9 ISHARES TR 9,500 363 0.70%
10 MICROSOFT CORP 8,456 353 0.69%
11 JOHNSON & JOHNSON 3,166 331 0.64%
12 GENERAL ELECTRIC CO 11,232 295 0.57%
13 ISHARES NASDAQ BIOTECHNOLOGY ETF 501 293 0.57%
14 WELLS FARGO CO NEW 5,360 282 0.55%
15 CHEVRON CORP NEW 2,138 279 0.54%
16 ServisFirst Bancshares Inc 3,024 261 0.51%
17 JPMORGAN CHASE & CO 4,240 244 0.47%
18 PROCTER AND GAMBLE CO 3,036 239 0.46%
19 VERIZON COMMUNICATIONS INC 4,636 227 0.44%
20 SIGNATURE BANK 1,717 217 0.42%
21 PFIZER INC 7,146 212 0.41%
22 AT&T INC 5,828 206 0.40%
23 INTERNATIONAL BUSINESS MACHS 1,096 199 0.39%
24 ISHARES TR 3,006 197 0.38%
25 SCHLUMBERGER LTD 1,664 196 0.38%
26 MERCK & CO INC 3,292 190 0.37%
27 GOOGLE INC 316 182 0.35%
28 COCA COLA CO 4,242 180 0.35%
29 INTEL CORP 5,566 172 0.33%
30 FACEBOOK INC 2,495 168 0.33%
31 PROTHENA CORP PLC 7,357 166 0.32%
32 CITIGROUP INC 3,400 160 0.31%
33 ORACLE CORP 3,876 157 0.30%
34 DISNEY WALT CO 1,824 156 0.30%
35 PEPSICO INC 1,704 152 0.29%
36 QUALCOMM INC 1,894 150 0.29%
37 PHILIP MORRIS INTL INC 1,774 150 0.29%
38 PEPCO HOLDINGS INC 5,384 148 0.29%
39 CISCO SYS INC 5,766 143 0.28%
40 GILEAD SCIENCES INC 1,722 143 0.28%
41 FIFTH THIRD BANCORP 6,605 141 0.27%
42 NMI HLDGS INC CL A 13,253 139 0.27%
43 WAL-MART STORES INC 1,812 136 0.26%
44 MCDONALDS CORP 1,308 132 0.26%
45 HOME DEPOT INC 1,576 128 0.25%
46 PROOFPOINT INC 3,336 125 0.24%
47 FOSTER WHEELER LIMITED 3,623 123 0.24%
48 VISA INC 568 120 0.23%
49 CONOCOPHILLIPS 1,372 118 0.23%
50 ATHENA HEALTH INC. 900 113 0.22%
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