Dark
Light
System
Institutional Investment Manager
Ground Swell Capital, LLC
Ground Swell Capital, LLC (CIK: 0001534450) incorporated in South Carolina, located at 105 West Huron Avenue, Folly Beach, SC. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q2)
Original 13F HR (0001420506-14-000311) filed in 2014.08.14
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES TR 118,848 14,120,331 28.69%
2 COMCAST CORP NEW 22,168 1,189,978 2.42%
3 GLOBALSTAR INC 195,862 832,414 1.69%
4 TWENTY FIRST CENTY FOX INC 22,190 779,979 1.58%
5 MONDELEZ INTL INC 17,743 667,314 1.36%
6 ISHARES TR 17,176 636,199 1.29%
7 EXXON MOBIL CORP 4,789 482,157 0.98%
8 PETSMART 6,215 371,657 0.76%
9 ISHARES TR 9,500 363,375 0.74%
10 MICROSOFT CORP 8,436 351,781 0.71%
11 JOHNSON & JOHNSON 3,166 331,227 0.67%
12 GENERAL ELECTRIC CO 11,232 295,177 0.60%
13 ISHARES NASDAQ BIOTECHNOLOGY ETF 501 292,920 0.60%
14 WELLS FARGO CO NEW 5,360 281,722 0.57%
15 CHEVRON CORP NEW 2,138 279,116 0.57%
16 ServisFirst Bancshares Inc 3,024 261,364 0.53%
17 JPMORGAN CHASE & CO 4,240 244,309 0.50%
18 PROCTER AND GAMBLE CO 3,036 238,599 0.48%
19 VERIZON COMMUNICATIONS INC 4,636 226,839 0.46%
20 SIGNATURE BANK 1,717 216,651 0.44%
21 PFIZER INC 7,146 212,093 0.43%
22 AT&T INC 5,787 204,628 0.42%
23 INTERNATIONAL BUSINESS MACHS 1,096 198,672 0.40%
24 ISHARES TR 3,006 196,532 0.40%
25 SCHLUMBERGER LTD 1,664 196,269 0.40%
26 MERCK & CO INC 3,292 190,442 0.39%
27 GOOGLE INC 316 181,788 0.37%
28 COCA COLA CO 4,242 179,691 0.37%
29 INTEL CORP 5,566 171,989 0.35%
30 FACEBOOK INC 2,495 167,889 0.34%
31 PROTHENA CORP PLC 7,357 165,900 0.34%
32 CITIGROUP INC 3,400 160,140 0.33%
33 ORACLE CORP 3,861 156,486 0.32%
34 PEPSICO INC 1,704 152,235 0.31%
35 QUALCOMM INC 1,894 150,005 0.30%
36 PHILIP MORRIS INTL INC 1,774 149,566 0.30%
37 PEPCO HOLDINGS INC 5,284 145,204 0.30%
38 CISCO SYS INC 5,766 143,285 0.29%
39 GILEAD SCIENCES INC 1,722 142,771 0.29%
40 FIFTH THIRD BANCORP 6,605 141,017 0.29%
41 DISNEY WALT CO 1,624 139,242 0.28%
42 NMI HLDGS INC CL A 13,253 139,157 0.28%
43 WAL-MART STORES INC 1,812 136,027 0.28%
44 MCDONALDS CORP 1,308 131,768 0.27%
45 HOME DEPOT INC 1,576 127,593 0.26%
46 PROOFPOINT INC 3,336 124,967 0.25%
47 FOSTER WHEELER LIMITED 3,623 123,436 0.25%
48 VISA INC 568 119,683 0.24%
49 CONOCOPHILLIPS 1,372 117,622 0.24%
50 UNITED TECHNOLOGIES CORP 942 108,754 0.22%
Page 1 of 39
Restatement filing (0001420506-15-000045) filed in 2015.02.05
#
Name
Shares
Value ($)
%
Options
Notes
1551 SCYNEXIS INC 250 2 0.00%
1552 SEAGATE TECHNOLOGY PLC 368 21 0.04%
1553 SEALED AIR CORP NEW 216 7 0.01%
1554 SEARS HOMETOWN & OUT 24 1 0.00%
1555 SEMLER SCIENTIFIC INC 197 1 0.00%
1556 SEMPRA ENERGY 254 27 0.05%
1557 SEMTECH CORP COM 124 3 0.01%
1558 SENECA FOODS CORP CL B 567 17 0.03%
1559 SERVOTRONICS INC 250 2 0.00%
1560 SEVCON INC 500 4 0.01%
1561 SHANDA GAMES LTD 404 3 0.01%
1562 SHARPS COMPLIANCE CORP 700 3 0.01%
1563 SHERWIN WILLIAMS CO 96 20 0.04%
1564 SHILOH INDS INC 75 1 0.00%
1565 SHINHAN FINANCIAL GROUP CO L 200 9 0.02%
1566 SHORE BANCSHARES INC 281 3 0.01%
1567 SHUTTERFLY INC 224 10 0.02%
1568 SHUTTERSTOCK INC COM 35 3 0.01%
1569 SIEBERT FINL CORP 300 1 0.00%
1570 SIERRA BANCORP 276 4 0.01%
1571 SIGMATRON INTL INC 200 2 0.00%
1572 SIGNATURE BANK 1,717 217 0.42%
1573 SIGNATURE BK NEW YORK N Y 100 10 0.02%
1574 SILVER EAGLE ACQUISITION COR 772 8 0.02%
1575 SIMON PPTY GROUP INC NEW 352 59 0.11%
1576 SIMULATIONS PLUS INC 300 2 0.00%
1577 SINO GLOBAL SHIPPING AMER LT 477 1 0.00%
1578 SINOVAC BIOTECH LTD 177 1 0.00%
1579 SKILLED HEALTHCARE GROUP 364 2 0.00%
1580 SKY-MOBI LTD 200 2 0.00%
1581 SMITH & WESSON HLDG 628 9 0.02%
1582 SMUCKER J M CO 116 12 0.02%
1583 SNAP ON INC 66 8 0.02%
1584 SODASTREAM INTERNATIONAL LTD 300 10 0.02%
1585 SOLAR CAP LTD 3,508 75 0.15%
1586 SOLAR SR CAP LTD 443 7 0.01%
1587 SOLAZYME INC 109 1 0.00%
1588 SONIC CORP 608 13 0.03%
1589 SONIC FDRY INC 341 4 0.01%
1590 SONY GROUP CORP 100 2 0.00%
1591 SOTHEBYS 260 11 0.02%
1592 SOTHERLY HOTELS INC 235 2 0.00%
1593 SOURCE CAP INC 35 2 0.00%
1594 SOUTH JERSEY INDS INC COM 156 9 0.02%
1595 SOUTHCROSS ENERGY PARTNERS L COM UNIT LTDPT 213 5 0.01%
1596 SOUTHERN CO 994 45 0.09%
1597 SOUTHERN FIRST BANCSHARES IN 600 8 0.02%
1598 SOUTHERN NATL BANCORP OF VA COM 121 1 0.00%
1599 SOUTHSIDE BANCSHARES INC 1,140 33 0.06%
1600 SOUTHWEST AIRLS CO 786 21 0.04%
Page 32 of 40