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SIERRA BANCORP
SIERRA BANCORP. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 58 Institutional holders with a total value of $113,149,299.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BASSWOOD CAPITAL MANAGEMENT, L.L.C. 1,260,955 19,923,000 17.61%
2 PRIVATE MANAGEMENT GROUP INC 908,988 14,362,000 12.69%
3 DIMENSIONAL FUND ADVISORS LP 666,897 10,537,000 9.31%
4 BANC FUNDS CO LLC 471,569 7,451,000 6.59%
5 MANUFACTURERS LIFE INSURANCE COMPANY, THE 409,485 6,470,000 5.72%
6 NORTHERN TRUST CORP 402,197 6,355,000 5.62%
7 DEPRINCE RACE & ZOLLO INC 362,688 5,730,000 5.06%
8 BlackRock Fund Advisors 305,653 4,829,000 4.27%
9 VANGUARD GROUP INC 277,892 4,390,000 3.88%
10 MALTESE CAPITAL MANAGEMENT LLC 217,700 3,440,000 3.04%
11 GOLDMAN SACHS GROUP INC 215,962 3,412,000 3.02%
12 STATE STREET CORP 183,564 2,899,000 2.56%
13 JPMORGAN CHASE & CO 174,625 2,759,000 2.44%
14 WELLS FARGO & COMPANY/MN 160,131 2,529,000 2.24%
15 BlackRock Institutional Trust Company, N.A. 159,909 2,527,000 2.23%
16 Ulysses Management LLC 126,000 1,990,800 1.76%
17 BRIDGEWAY CAPITAL MANAGEMENT, LLC 90,500 1,430,000 1.26%
18 Bank of New York Mellon Corp 63,993 1,012,000 0.89%
19 LADENBURG THALMANN FINANCIAL SERVICES INC. 59,127 934,000 0.83%
20 TIAA CREF INVESTMENT MANAGEMENT LLC 58,017 917,000 0.81%
21 WELLINGTON MANAGEMENT GROUP LLP 49,717 786,000 0.69%
22 MORGAN STANLEY 49,389 780,000 0.69%
23 GEODE CAPITAL MANAGEMENT, LLC 48,717 769,000 0.68%
24 BlackRock Investment Management, LLC 40,771 644,000 0.57%
25 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 39,838 629,000 0.56%
26 MUNDER CAPITAL MANAGEMENT 34,390 543,000 0.48%
27 Nationwide Fund Advisors 29,681 469,000 0.41%
28 MARTINGALE ASSET MANAGEMENT L P 28,917 457,000 0.40%
29 ALLIANCEBERNSTEIN L.P. 27,744 438,000 0.39%
30 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 22,030 348,000 0.31%
31 STRS OHIO 21,900 346,000 0.31%
32 ZACKS INVESTMENT MANAGEMENT 18,953 299,000 0.26%
33 RENAISSANCE TECHNOLOGIES LLC 18,400 291,000 0.26%
34 TEACHERS ADVISORS, LLC 16,407 259,000 0.23%
35 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 15,900 252,000 0.22%
36 BlackRock Group LTD 15,374 243,000 0.21%
37 RHUMBLINE ADVISERS 14,360 227,000 0.20%
38 PARAMETRIC PORTFOLIO ASSOCIATES LLC 14,304 226,000 0.20%
39 STIFEL FINANCIAL CORP 14,233 224,000 0.20%
40 BLACKTHORN INVESTMENT GROUP LLC 11,165 176,000 0.16%
41 DEUTSCHE BANK AG\ 10,637 167,000 0.15%
42 Invesco Ltd. 10,149 160,000 0.14%
43 AMERICAN INTERNATIONAL GROUP, INC. 7,943 125,499 0.11%
44 BLACKROCK ADVISORS LLC 7,233 114,000 0.10%
45 RUSSELL FRANK CO/ 5,950 94,000 0.08%
46 MANAGED ACCOUNT ADVISORS LLC 2,995 47,000 0.04%
47 PANAGORA ASSET MANAGEMENT INC 1,527 24,000 0.02%
48 AMERIPRISE FINANCIAL INC 1,300 21,000 0.02%
49 BARCLAYS PLC 1,267 19,000 0.02%
50 BANK OF AMERICA CORP /DE/ 1,098 17,000 0.02%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.