Dark
Light
System
Institutional Investment Manager
Ground Swell Capital, LLC
Ground Swell Capital, LLC (CIK: 0001534450) incorporated in South Carolina, located at 105 West Huron Avenue, Folly Beach, SC. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q3)
Original 13F HR (0001420506-14-000425) filed in 2014.11.06
#
Name
Shares
Value ($)
%
Options
Notes
51 CYPRESS SEMICONDUCTOR CORP 16,975 167,628 0.32%
52 WYNN RESORTS LTD 856 160,140 0.30%
53 3M CO 1,091 154,573 0.29%
54 BOEING CO 1,209 154,002 0.29%
55 ALTRIA GROUP INC 3,345 153,669 0.29%
56 BRISTOL MYERS SQUIBB CO 2,990 153,028 0.29%
57 UNITED TECHNOLOGIES CORP 1,434 151,430 0.29%
58 MICHAELS COS INC 8,594 150,223 0.28%
59 MCDONALDS CORP 1,456 138,043 0.26%
60 AMERICAN EXPRESS CO 1,518 132,886 0.25%
61 UNITEDHEALTH GROUP INC 1,538 132,653 0.25%
62 BIOGEN INC 399 131,993 0.25%
63 Linear Technology Corp 2,944 130,684 0.25%
64 AMERICAN INTL GROUP INC 2,406 129,972 0.25%
65 STARBUCKS CORP 1,714 129,338 0.24%
66 US BANCORP DEL 3,039 127,121 0.24%
67 GOLDMAN SACHS GROUP INC 690 126,663 0.24%
68 OCCIDENTAL PETE CORP DEL 1,314 126,341 0.24%
69 TEXAS INSTRS INC 2,649 126,331 0.24%
70 CVS HEALTH CORP 1,553 123,603 0.23%
71 MASTERCARD INCORPORATED 1,659 122,633 0.23%
72 COMCAST CORP NEW 2,253 121,166 0.23%
73 EBAY INC 2,105 119,206 0.23%
74 ISHARES TR 1,688 118,278 0.22%
75 ALLERGAN PLC 485 117,021 0.22%
76 DORMAN PRODUCTS INC 2,896 116,014 0.22%
77 ABBOTT LABS 2,774 115,371 0.22%
78 HONEYWELL INTL INC 1,220 113,606 0.21%
79 Hewlett Packard Co 3,147 111,624 0.21%
80 LOCKHEED MARTIN CORP 606 110,765 0.21%
81 DU PONT E I DE NEMOURS & CO 1,542 110,654 0.21%
82 WISDOMTREE TR 1,262 110,463 0.21%
83 TIME WARNER INC 1,440 108,302 0.20%
84 VANGUARD WORLD FD 984 107,699 0.20%
85 RANDGOLD RES LTD 1,590 107,468 0.20%
86 PROSHARES TR ULTRAPRO QQQ 1,232 106,580 0.20%
87 NIKE INC 1,185 105,702 0.20%
88 CELGENE CORP 1,110 105,206 0.20%
89 CATERPILLAR INC 1,059 104,873 0.20%
90 LILLY ELI & CO 1,609 104,344 0.20%
91 OFFICE DEPOT INC 20,247 104,070 0.20%
92 FS KKR CAPITAL CORP COM 9,625 103,661 0.20%
93 OMNIVISION TECHS INC 3,905 103,326 0.20%
94 Medtronic Inc 1,650 102,218 0.19%
95 METLIFE INC 1,896 101,853 0.19%
96 PRICELINE GRP INC 87 100,796 0.19%
97 WISDOMTREE TR 1,323 100,641 0.19%
98 ILLINOIS TOOL WKS INC 1,190 100,460 0.19%
99 MONSANTO CO NEW 885 99,571 0.19%
100 CHINA FIN ONLINE CO LTD 14,466 99,381 0.19%
Page 2 of 54
Restatement filing (0001420506-15-000046) filed in 2015.02.05
#
Name
Shares
Value ($)
%
Options
Notes
1 APPLE INC 21,900 2,206 4.17%
2 EXXON MOBIL CORP 7,238 681 1.29%
3 MICROSOFT CORP 13,885 644 1.22%
4 ISHARES 14,824 644 1.22%
5 JOHNSON & JOHNSON 4,755 507 0.96%
6 GENERAL ELECTRIC CO 18,003 461 0.87%
7 BERKSHIRE HATHAWAY INC DEL 3,072 424 0.80%
8 WELLS FARGO & CO NEW 8,007 415 0.78%
9 PROCTER AND GAMBLE CO 4,682 392 0.74%
10 JPMORGAN CHASE & CO 6,342 382 0.72%
11 National Australia Bank ADR 8,310 378 0.71%
12 VERIZON COMMUNICATIONS INC 6,950 347 0.66%
13 Former Charter Communication (Del 5/18/2016) 2,187 331 0.63%
14 BLACKBERRY LTD 33,060 329 0.62%
15 PFIZER INC 10,689 316 0.60%
16 AT&T INC 8,742 308 0.58%
17 BANK AMER CORP 17,727 302 0.57%
18 INTERNATIONAL BUSINESS MACHS 1,563 297 0.56%
19 INTEL CORP 8,346 291 0.55%
20 MERCK & CO INC 4,863 288 0.54%
21 CHEVRON CORP NEW 2,400 286 0.54%
22 COCA COLA CO 6,654 284 0.54%
23 ISHARES NASDAQ BIOTECHNOLOGY ETF 480 282 0.53%
24 JAZZ PHARMACEUTICALS PLC 1,754 282 0.53%
25 GOOGLE INC 480 277 0.52%
26 QUALCOMM INC 3,671 274 0.52%
27 GILEAD SCIENCES INC 2,547 271 0.51%
28 CITIGROUPINC 5,112 265 0.50%
29 PHILIP MORRIS INTL INC 3,134 261 0.49%
30 FACEBOOK INC 3,288 260 0.49%
31 SIGMA ALDRICH 1,883 256 0.48%
32 VISA INC 1,131 241 0.46%
33 PEPSICO INC 2,548 237 0.45%
34 CISCO SYS INC 9,295 234 0.44%
35 WAL-MART STORES INC 2,911 223 0.42%
36 GOPRO INC 2,377 223 0.42%
37 AMGEN INC 1,581 222 0.42%
38 SCHLUMBERGER LTD 2,184 222 0.42%
39 ISHARES 7,152 220 0.42%
40 HOME DEPOT INC 2,268 208 0.39%
41 AMAZON COM INC 639 206 0.39%
42 NETAPP INC 4,753 204 0.39%
43 SPDR SERIES TRUST 3,347 197 0.37%
44 UNION PAC CORP 1,812 196 0.37%
45 DISNEY WALT CO 2,161 192 0.36%
46 CONOCOPHILLIPS 2,423 185 0.35%
47 CDK GLOBAL INC 6,000 184 0.35%
48 ORACLE CORP 4,781 183 0.35%
49 ABBVIE INC 2,954 171 0.32%
50 CTRIP COM INTL LTD 3,009 171 0.32%
Page 1 of 48