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FS INVT CORP
FS INVT CORP. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 116 Institutional holders with a total value of $559,171,565.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Commonwealth Equity Services, Inc 11,896,457 128,125,000 22.91%
2 UBS AG 3,563,740 38,381,000 6.86%
3 Clearbridge Investments, LLC 3,429,160 36,932,000 6.60%
4 LPL Financial LLC 3,323,839 35,299,000 6.31%
5 VSR Financial Services, Inc. 2,536,573 27,319,000 4.89%
6 Cetera Advisors LLC 1,641,092 17,675,000 3.16%
7 Neuberger Berman Group LLC 1,548,600 16,678,000 2.98%
8 BlackRock Group LTD 1,184,831 12,761,000 2.28%
9 Private Advisor Group, LLC 1,150,339 12,389,000 2.22%
10 Cambridge Investment Research Advisors, Inc. 1,099,691 11,844,000 2.12%
11 M&T BANK CORP 1,022,674 11,018,000 1.97%
12 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,004,699 10,808,000 1.93%
13 JANE STREET GROUP, LLC 956,908 10,306,000 1.84%
14 1832 Asset Management L.P. 941,000 10,144,000 1.81%
15 Cetera Advisor Networks LLC 938,344 10,105,000 1.81%
16 Arete Wealth Advisors, LLC 870,773 9,370,000 1.68%
17 AMERIPRISE FINANCIAL INC 829,805 8,965,000 1.60%
18 Invesco Ltd. 822,003 8,853,000 1.58%
19 Stratos Wealth Partners, LTD. 686,361 7,392,000 1.32%
20 First Allied Advisory Services, Inc. 643,250 6,930,000 1.24%
21 PUTNAM INVESTMENTS LLC 594,256 6,400,000 1.14%
22 OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) 512,802 5,523,000 0.99%
23 AMERICAN INTERNATIONAL GROUP, INC. 512,799 5,522,845 0.99%
24 ADVISORY RESEARCH INC 450,480 4,852,000 0.87%
25 Sumitomo Mitsui DS Asset Management Company, Ltd 450,480 4,851,000 0.87%
26 MORGAN STANLEY 430,967 4,642,000 0.83%
27 WFG Advisors, LP 423,476 4,561,000 0.82%
28 TWO SIGMA INVESTMENTS, LP 422,915 4,555,000 0.81%
29 Yorktown Management & Research Co Inc 420,000 4,523,000 0.81%
30 SII INVESTMENTS INC/WI 419,224 4,517,000 0.81%
31 NWQ INVESTMENT MANAGEMENT COMPANY, LLC 375,700 4,008,000 0.72%
32 Investors Capital Advisory Services 342,713 3,691,000 0.66%
33 PDT Partners, LLC 321,292 3,460,000 0.62%
34 MILLENNIUM MANAGEMENT LLC 317,441 3,419,000 0.61%
35 INVESTMENT CENTERS OF AMERICA INC 301,773 3,255,000 0.58%
36 Rehmann Capital Advisory Group 294,670 3,174,000 0.57%
37 Concert Wealth Management Inc. 277,138 2,989,000 0.53% PRN
38 TORONTO DOMINION BANK 270,500 2,913,000 0.52%
39 MSI Financial Services Inc 265,091 2,855,000 0.51%
40 NATIONAL PLANNING CORP 265,381 2,773,000 0.50%
41 VAN ECK ASSOCIATES CORP 247,694 2,668,000 0.48%
42 AHL Partners LLP 236,587 2,548,000 0.46%
43 DIALECTIC CAPITAL MANAGEMENT, LP 190,000 2,046,000 0.37%
44 WASATCH ADVISORS LP 187,000 2,014,000 0.36%
45 CREDIT SUISSE AG/ 178,902 1,927,000 0.34%
46 WELLS FARGO & COMPANY/MN 175,999 1,896,000 0.34%
47 NATIXIS ADVISORS, LLC 170,389 1,835,000 0.33%
48 NEW VERNON INVESTMENT MANAGEMENT LLC 157,000 1,691,000 0.30%
49 SUSQUEHANNA INTERNATIONAL GROUP, LLP 136,634 1,472,000 0.26%
50 CONFLUENCE INVESTMENT MANAGEMENT LLC 135,941 1,464,000 0.26%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.