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Institutional Investment Manager
Ground Swell Capital, LLC
Ground Swell Capital, LLC (CIK: 0001534450) incorporated in South Carolina, located at 105 West Huron Avenue, Folly Beach, SC. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q3)
Original 13F HR (0001420506-14-000425) filed in 2014.11.06
#
Name
Shares
Value ($)
%
Options
Notes
101 Walgreens 1,653 97,973 0.19%
102 WISDOMTREE TR 2,103 97,201 0.18%
103 FORD MTR CO DEL 6,537 96,682 0.18%
104 ACCENTURE PLC IRELAND 1,186 96,446 0.18%
105 KROGER CO 1,825 94,900 0.18%
106 HALLIBURTON CO 1,434 92,507 0.17%
107 COSTCO WHSL CORP NEW 738 92,486 0.17%
108 EOG RES INC 924 91,494 0.17%
109 CA INC 3,247 90,721 0.17%
110 POLYCOM INC 7,311 89,816 0.17%
111 BLACKROCK INC 273 89,631 0.17%
112 MORGAN STANLEY 2,583 89,294 0.17%
113 NOBLE ENERGY INC 1,306 89,278 0.17%
114 Allergan plc 501 89,273 0.17%
115 DUKE ENERGY CORP NEW 1,191 89,051 0.17%
116 LYONDELLBASELL INDUSTRIES N 817 88,775 0.17%
117 E M C CORP MASS COM 3,020 88,365 0.17%
118 BIGLARI HLDGS INC COM 258 87,658 0.17%
119 MONDELEZ INTL INC 2,541 87,067 0.16%
120 ANADARKO PETE CORP 852 86,427 0.16%
121 SIMON PPTY GROUP INC NEW 525 86,321 0.16%
122 SEAGATE TECHNOLOGY PLC 1,502 86,020 0.16%
123 MCKESSON CORP 441 85,849 0.16%
124 ECOLAB INC 736 84,515 0.16%
125 THERMO FISHER SCIENTIFIC INC 672 81,782 0.15%
126 TJX COS INC NEW 1,335 78,992 0.15%
127 DANAHER CORP DEL 1,029 78,183 0.15%
128 ISHARES TR 799 78,062 0.15%
129 PNC FINL SVCS GROUP INC 912 78,049 0.15%
130 PRUDENTIAL FINL INC 887 78,003 0.15%
131 CAPITAL ONE FINL CORP 945 77,131 0.15%
132 STANLEY BLACK &DECKER INC 864 76,715 0.14%
133 PHILLIPS 66 942 76,594 0.14%
134 COLGATE PALMOLIVE CO 1,166 76,047 0.14%
135 INNOVIVA INC COM 4,434 75,777 0.14%
136 TIME WARNER INC NEW 521 74,758 0.14%
137 BANK NEW YORK MELLON CORP 1,908 73,897 0.14%
138 MORGAN STANLEY 3,778 73,802 0.14%
139 EMERSON ELEC CO 1,176 73,594 0.14%
140 DirectTV Com 846 73,196 0.14%
141 SOUTHWEST AIRLS CO 2,150 72,606 0.14%
142 NORTHROP GRUMMAN CORP 551 72,600 0.14%
143 DOW CHEM CO 1,383 72,525 0.14%
144 FEDEX CORP 447 72,168 0.14%
145 ATRION CORP 233 71,067 0.13%
146 DEXCOM INC 1,748 69,903 0.13%
147 NEXTERA ENERGY INC 735 69,002 0.13%
148 ROPER TECHNOLOGIES INC 468 68,464 0.13%
149 NORFOLK SOUTHERN CORP 611 68,188 0.13%
150 GENERAL DYNAMICS CORP 534 67,866 0.13%
Page 3 of 54
Restatement filing (0001420506-15-000046) filed in 2015.02.05
#
Name
Shares
Value ($)
%
Options
Notes
51 CYPRESS SEMICONDUCTOR CORP 16,975 168 0.32%
52 WYNN RESORTS LTD 856 160 0.30%
53 3M CO 1,091 155 0.29%
54 ALTRIA GROUP INC 3,345 154 0.29%
55 BOEING CO 1,209 154 0.29%
56 BRISTOL MYERS SQUIBB CO 2,990 153 0.29%
57 UNITED TECHNOLOGIES CORP 1,434 151 0.29%
58 MICHAELS COS INC 8,594 150 0.28%
59 MCDONALDS CORP 1,456 138 0.26%
60 AMERICAN EXPRESS CO 1,518 133 0.25%
61 UNITEDHEALTH GROUP INC 1,538 133 0.25%
62 BIOGEN INC 399 132 0.25%
63 Linear Technology Corp 2,944 131 0.25%
64 AMERICAN INTL GROUP INC 2,406 130 0.25%
65 STARBUCKS CORP 1,714 129 0.24%
66 US BANCORP DEL 3,039 127 0.24%
67 GOLDMAN SACHS GROUP INC 690 127 0.24%
68 TEXAS INSTRS INC 2,649 126 0.24%
69 OCCIDENTAL PETE CORP DEL 1,314 126 0.24%
70 CVS HEALTH CORP 1,553 124 0.23%
71 MASTERCARD INCORPORATED 1,659 123 0.23%
72 COMCAST CORP NEW 2,253 121 0.23%
73 EBAY INC 2,105 119 0.22%
74 ISHARES TR 1,688 118 0.22%
75 ALLERGAN PLC 485 117 0.22%
76 DORMAN PRODUCTS INC 2,896 116 0.22%
77 ABBOTT LABS 2,774 115 0.22%
78 HONEYWELL INTL INC 1,220 114 0.22%
79 Hewlett Packard Co 3,147 112 0.21%
80 LOCKHEED MARTIN CORP 606 111 0.21%
81 DU PONT E I DE NEMOURS & CO 1,542 111 0.21%
82 WISDOMTREE TR 1,262 110 0.21%
83 TIME WARNER INC 1,440 108 0.20%
84 VANGUARD WORLD FD 984 108 0.20%
85 RANDGOLD RES LTD 1,590 107 0.20%
86 PROSHARES TR ULTRAPRO QQQ 1,232 107 0.20%
87 NIKE INC 1,185 106 0.20%
88 CATERPILLAR INC 1,059 105 0.20%
89 CELGENE CORP 1,110 105 0.20%
90 OFFICE DEPOT INC 20,247 104 0.20%
91 LILLY ELI & CO 1,609 104 0.20%
92 FS KKR CAPITAL CORP COM 9,625 104 0.20%
93 OMNIVISION TECHS INC 3,905 103 0.19%
94 Medtronic Inc 1,650 102 0.19%
95 METLIFE INC 1,896 102 0.19%
96 PRICELINE GRP INC 87 101 0.19%
97 WISDOMTREE TR 1,323 101 0.19%
98 ILLINOIS TOOL WKS INC 1,190 100 0.19%
99 MONSANTO CO NEW 885 100 0.19%
100 CHINA FIN ONLINE CO LTD 14,466 99 0.19%
Page 2 of 48