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Institutional Investment Manager
Ground Swell Capital, LLC
Ground Swell Capital, LLC (CIK: 0001534450) incorporated in South Carolina, located at 105 West Huron Avenue, Folly Beach, SC. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q3)
Original 13F HR (0001420506-14-000425) filed in 2014.11.06
#
Name
Shares
Value ($)
%
Options
Notes
151 DOMINION ENERGY INC 981 67,777 0.13%
152 KIMBERLY CLARK CORP 630 67,769 0.13%
153 UNITED PARCEL SERVICE INC 685 67,329 0.13%
154 INTERCONTINENTAL EXCHANGE IN 345 67,292 0.13%
155 WISDOMTREE TR 2,368 67,062 0.13%
156 TARGET CORP 1,068 66,942 0.13%
157 ISHARES 1,374 66,708 0.13%
158 GENERAL MTRS CO 2,071 66,148 0.12%
159 COVIDIEN PLC 762 65,921 0.12%
160 SOUTHERN CO 1,509 65,868 0.12%
161 ONEOK INC NEW 1,003 65,747 0.12%
162 BAXTER INTL INC 912 65,454 0.12%
163 Anthem, Inc. 545 65,193 0.12%
164 CONSOL ENERGY INC 1,687 63,870 0.12%
165 TRAVELERS COMPANIES INC 679 63,785 0.12%
166 YAHOO INC 1,560 63,570 0.12%
167 PRAXAIR INC 492 63,468 0.12%
168 WILLIAMS COS INC DEL 1,134 62,767 0.12%
169 STATE STR CORP 849 62,495 0.12%
170 FINANCIAL ENGINES INC 1,822 62,340 0.12%
171 MICRON TECHNOLOGY INC 1,806 61,874 0.12%
172 MCCORMICK & CO INC 918 61,414 0.12%
173 TERADATA CORP DEL 1,461 61,245 0.12%
174 CIGNA CORPORATION 671 60,853 0.11%
175 SLM CORP 7,081 60,613 0.11%
176 APACHE CORP 645 60,546 0.11%
177 ACE LTD 567 59,461 0.11%
178 ALEXANDERS INC 156 58,330 0.11%
179 GENUINE PARTS CO 658 57,713 0.11%
180 PRECISION CASTPARTS 243 57,562 0.11%
181 SCHWAB CHARLES CORP 1,932 56,781 0.11%
182 AETNA INC NEW 697 56,457 0.11%
183 PROSHARES TRUST RAFI LONG/SHORT 1,335 56,137 0.11%
184 LUMEN TECHNOLOGIES INC 1,360 55,610 0.11%
185 SEALED AIR CORP NEW 1,593 55,564 0.10%
186 UBS AG JERSEY BRH 2,933 55,522 0.10%
187 REVENUESHARES ETF TR SMALL CAP 1,068 55,394 0.10%
188 PPG INDS INC 281 55,284 0.10%
189 NATIONAL OILWELL VARCO INC 726 55,249 0.10%
190 ADOBE INC 798 55,214 0.10%
191 FIRST TR EXCHANGE TRADED FD 983 54,842 0.10%
192 SONUS NETWORKS INC 16,017 54,778 0.10%
193 ALEXION PHARMACEUTIC 329 54,555 0.10%
194 NATIONAL WESTN LIFE INS CO 219 54,095 0.10%
195 CSX CORP 1,686 54,053 0.10%
196 BALL CORP 854 54,033 0.10%
197 ADVISORSHARES TR 1,074 53,840 0.10%
198 MYOS CORP 3,778 53,610 0.10%
199 CBS CORP NEW 1,002 53,607 0.10%
200 ISHARES TR 3YRTB ETF 600 53,586 0.10%
Page 4 of 54
Restatement filing (0001420506-15-000046) filed in 2015.02.05
#
Name
Shares
Value ($)
%
Options
Notes
51 CYPRESS SEMICONDUCTOR CORP 16,975 168 0.32%
52 WYNN RESORTS LTD 856 160 0.30%
53 3M CO 1,091 155 0.29%
54 ALTRIA GROUP INC 3,345 154 0.29%
55 BOEING CO 1,209 154 0.29%
56 BRISTOL MYERS SQUIBB CO 2,990 153 0.29%
57 UNITED TECHNOLOGIES CORP 1,434 151 0.29%
58 MICHAELS COS INC 8,594 150 0.28%
59 MCDONALDS CORP 1,456 138 0.26%
60 AMERICAN EXPRESS CO 1,518 133 0.25%
61 UNITEDHEALTH GROUP INC 1,538 133 0.25%
62 BIOGEN INC 399 132 0.25%
63 Linear Technology Corp 2,944 131 0.25%
64 AMERICAN INTL GROUP INC 2,406 130 0.25%
65 STARBUCKS CORP 1,714 129 0.24%
66 US BANCORP DEL 3,039 127 0.24%
67 GOLDMAN SACHS GROUP INC 690 127 0.24%
68 TEXAS INSTRS INC 2,649 126 0.24%
69 OCCIDENTAL PETE CORP DEL 1,314 126 0.24%
70 CVS HEALTH CORP 1,553 124 0.23%
71 MASTERCARD INCORPORATED 1,659 123 0.23%
72 COMCAST CORP NEW 2,253 121 0.23%
73 EBAY INC 2,105 119 0.22%
74 ISHARES TR 1,688 118 0.22%
75 ALLERGAN PLC 485 117 0.22%
76 DORMAN PRODUCTS INC 2,896 116 0.22%
77 ABBOTT LABS 2,774 115 0.22%
78 HONEYWELL INTL INC 1,220 114 0.22%
79 Hewlett Packard Co 3,147 112 0.21%
80 LOCKHEED MARTIN CORP 606 111 0.21%
81 DU PONT E I DE NEMOURS & CO 1,542 111 0.21%
82 WISDOMTREE TR 1,262 110 0.21%
83 TIME WARNER INC 1,440 108 0.20%
84 VANGUARD WORLD FD 984 108 0.20%
85 RANDGOLD RES LTD 1,590 107 0.20%
86 PROSHARES TR ULTRAPRO QQQ 1,232 107 0.20%
87 NIKE INC 1,185 106 0.20%
88 CATERPILLAR INC 1,059 105 0.20%
89 CELGENE CORP 1,110 105 0.20%
90 OFFICE DEPOT INC 20,247 104 0.20%
91 LILLY ELI & CO 1,609 104 0.20%
92 FS KKR CAPITAL CORP COM 9,625 104 0.20%
93 OMNIVISION TECHS INC 3,905 103 0.19%
94 Medtronic Inc 1,650 102 0.19%
95 METLIFE INC 1,896 102 0.19%
96 PRICELINE GRP INC 87 101 0.19%
97 WISDOMTREE TR 1,323 101 0.19%
98 ILLINOIS TOOL WKS INC 1,190 100 0.19%
99 MONSANTO CO NEW 885 100 0.19%
100 CHINA FIN ONLINE CO LTD 14,466 99 0.19%
Page 2 of 48