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Institutional Investment Manager
Ground Swell Capital, LLC
Ground Swell Capital, LLC (CIK: 0001534450) incorporated in South Carolina, located at 105 West Huron Avenue, Folly Beach, SC. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q3)
Original 13F HR (0001420506-14-000425) filed in 2014.11.06
#
Name
Shares
Value ($)
%
Options
Notes
201 WEBSITE PROS INC COM 2,683 53,553 0.10%
202 RAYTHEON CO 525 53,351 0.10%
203 YUM BRANDS INC 741 53,337 0.10%
204 STARWOOD HOTELS & RESORTS WORLDWIDE INC COM 640 53,254 0.10%
205 INSULET CORPORATION 1,435 52,880 0.10%
206 CARDINAL HEALTH INC 699 52,369 0.10%
207 GENERAL MLS INC 1,032 52,064 0.10%
208 DELTA AIRLINES INC DEL 1,422 51,405 0.10%
209 VALERO ENERGY CORP NEW 1,107 51,221 0.10%
210 KRAFT HEINZ CO COM 902 50,873 0.10%
211 CORNING INC 2,625 50,768 0.10%
212 EATON CORP PLC 801 50,759 0.10%
213 POWERSHARES ETF TRUST II 2,074 50,585 0.10%
214 GLOBAL X FDS 4,928 50,315 0.10%
215 DISCOVER FINL SVCS 780 50,224 0.09%
216 CABOT OIL & GAS CORP 1,533 50,114 0.09%
217 GLOBAL X FDS 2,371 50,076 0.09%
218 SPDR INDEX SHS FDS 1,764 50,045 0.09%
219 AUTOZONE INC 98 49,947 0.09%
220 Nielsen Holdings B.V. 1,120 49,650 0.09%
221 VIACOM INC NEW 642 49,395 0.09%
222 JOHNSON CTLS INTL PLC 1,122 49,368 0.09%
223 ISHARES MSCI CHINA SMALL-CAP ETF 1,041 49,343 0.09%
224 MARTIN MARIETTA MATLS INC 380 48,997 0.09%
225 NXSTAGE MED INC COM 3,720 48,844 0.09%
226 CLAYMORE EXCHANGE TRD FD 1,810 48,617 0.09%
227 ISHARES TRUST NEW ZEALAND ETF 1,263 48,613 0.09%
228 S&P GLOBAL INC 573 48,390 0.09%
229 AMEDISYS INC COM 2,397 48,347 0.09%
230 NETEASE INC 562 48,141 0.09%
231 MARSH & MCLENNAN COS INC 918 48,048 0.09%
232 RYDEX ETF TRUST 818 47,968 0.09%
233 BAKER HUGHES INC 732 47,624 0.09%
234 AMERICAN ELEC PWR INC 910 47,511 0.09%
235 FREEPORT-MCMORAN INC 1,452 47,408 0.09%
236 PIONEER NAT RES CO 240 47,273 0.09%
237 FRANKLIN RESOURCES INC 845 46,145 0.09%
238 NETFLIX INC 102 46,020 0.09%
239 CLAYMORE EXCHANGE TRD FD TR 1,017 45,887 0.09%
240 DEERE & CO 553 45,340 0.09%
241 SPDR INDEX SHS FDS 739 45,315 0.09%
242 ISHARES TR 495 45,238 0.09%
243 VERTEX PHARMACEUTICALS INC 402 45,149 0.09%
244 BB&T CORP 1,212 45,099 0.09%
245 ALLSTATE CORP 732 44,923 0.08%
246 WASTE MGMT INC DEL 942 44,773 0.08%
247 ENSTAR GROUP LIMITED COM 327 44,577 0.08%
248 AFLAC INC 765 44,561 0.08%
249 APPLIED MATLS INC 2,055 44,409 0.08%
250 DEVON ENERGY CORP NEW 648 44,181 0.08%
Page 5 of 54
Restatement filing (0001420506-15-000046) filed in 2015.02.05
#
Name
Shares
Value ($)
%
Options
Notes
1 APPLE INC 21,900 2,206 4.17%
2 EXXON MOBIL CORP 7,238 681 1.29%
3 MICROSOFT CORP 13,885 644 1.22%
4 ISHARES 14,824 644 1.22%
5 JOHNSON & JOHNSON 4,755 507 0.96%
6 GENERAL ELECTRIC CO 18,003 461 0.87%
7 BERKSHIRE HATHAWAY INC DEL 3,072 424 0.80%
8 WELLS FARGO & CO NEW 8,007 415 0.78%
9 PROCTER AND GAMBLE CO 4,682 392 0.74%
10 JPMORGAN CHASE & CO 6,342 382 0.72%
11 National Australia Bank ADR 8,310 378 0.71%
12 VERIZON COMMUNICATIONS INC 6,950 347 0.66%
13 Former Charter Communication (Del 5/18/2016) 2,187 331 0.63%
14 BLACKBERRY LTD 33,060 329 0.62%
15 PFIZER INC 10,689 316 0.60%
16 AT&T INC 8,742 308 0.58%
17 BANK AMER CORP 17,727 302 0.57%
18 INTERNATIONAL BUSINESS MACHS 1,563 297 0.56%
19 INTEL CORP 8,346 291 0.55%
20 MERCK & CO INC 4,863 288 0.54%
21 CHEVRON CORP NEW 2,400 286 0.54%
22 COCA COLA CO 6,654 284 0.54%
23 ISHARES NASDAQ BIOTECHNOLOGY ETF 480 282 0.53%
24 JAZZ PHARMACEUTICALS PLC 1,754 282 0.53%
25 GOOGLE INC 480 277 0.52%
26 QUALCOMM INC 3,671 274 0.52%
27 GILEAD SCIENCES INC 2,547 271 0.51%
28 CITIGROUPINC 5,112 265 0.50%
29 PHILIP MORRIS INTL INC 3,134 261 0.49%
30 FACEBOOK INC 3,288 260 0.49%
31 SIGMA ALDRICH 1,883 256 0.48%
32 VISA INC 1,131 241 0.46%
33 PEPSICO INC 2,548 237 0.45%
34 CISCO SYS INC 9,295 234 0.44%
35 WAL-MART STORES INC 2,911 223 0.42%
36 GOPRO INC 2,377 223 0.42%
37 AMGEN INC 1,581 222 0.42%
38 SCHLUMBERGER LTD 2,184 222 0.42%
39 ISHARES 7,152 220 0.42%
40 HOME DEPOT INC 2,268 208 0.39%
41 AMAZON COM INC 639 206 0.39%
42 NETAPP INC 4,753 204 0.39%
43 SPDR SERIES TRUST 3,347 197 0.37%
44 UNION PAC CORP 1,812 196 0.37%
45 DISNEY WALT CO 2,161 192 0.36%
46 CONOCOPHILLIPS 2,423 185 0.35%
47 CDK GLOBAL INC 6,000 184 0.35%
48 ORACLE CORP 4,781 183 0.35%
49 ABBVIE INC 2,954 171 0.32%
50 CTRIP COM INTL LTD 3,009 171 0.32%
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