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RYDEX ETF TRUST
RYDEX ETF TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 33 Institutional holders with a total value of $25,797,244.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 65,217 3,826,000 14.83%
2 Nationwide Fund Advisors 46,900 2,750,000 10.66%
3 LPL Financial LLC 43,856 2,524,000 9.78%
4 GOLDMAN SACHS GROUP INC 41,698 2,446,000 9.48%
5 Cetera Advisors LLC 40,931 2,406,000 9.33%
6 SUSQUEHANNA INTERNATIONAL GROUP, LLP 40,123 2,353,000 9.12%
7 UBS AG 32,482 1,905,000 7.38%
8 WELLS FARGO & COMPANY/MN 25,440 1,493,000 5.79%
9 BANK OF AMERICA CORP /DE/ 24,238 1,422,000 5.51%
10 STIFEL FINANCIAL CORP 15,979 937,000 3.63%
11 CIBC WORLD MARKET INC. 14,530 852,000 3.30%
12 VSR Financial Services, Inc. 8,383 492,000 1.91%
13 GREAT LAKES ADVISORS, LLC 7,374 433,000 1.68%
14 Virtu KCG Holdings LLC 5,491 322,000 1.25%
15 Kovack Advisors, Inc. 4,928 289,000 1.12%
16 Investors Capital Advisory Services 4,883 286,000 1.11%
17 CREDIT SUISSE AG/ 4,112 241,000 0.93%
18 Commonwealth Equity Services, Inc 3,571 209,000 0.81%
19 AMERICAN INTERNATIONAL GROUP, INC. 1,743 102,244 0.40%
20 OPTIMUM INVESTMENT ADVISORS 1,530 90,000 0.35%
21 Private Advisor Group, LLC 1,330 78,000 0.30%
22 ROYAL BANK OF CANADA 1,265 74,000 0.29%
23 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,133 67,000 0.26%
24 Ground Swell Capital, LLC 818 48,000 0.19%
25 NEXT Financial Group, Inc 640 38,000 0.15%
26 WFG Advisors, LP 505 30,000 0.12%
27 Avior Wealth Management, LLC 456 27,000 0.10%
28 AMERIPRISE FINANCIAL INC 402 24,000 0.09%
29 ENVESTNET ASSET MANAGEMENT INC 257 15,000 0.06%
30 NEW ENGLAND SECURITIES CORP /MA/ 160 9,000 0.03%
31 Vantage Investment Advisors, LLC 74 4,000 0.02%
32 CITIGROUP INC 55 3,000 0.01%
33 MSI Financial Services Inc 35 2,000 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.