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Institutional Investment Manager
Cetera Advisor Networks LLC
Cetera Advisor Networks LLC (CIK: 0001534468) incorporated in California, located at 200 N Sepulveda Blvd., Suite 1300, El Segundo, CA. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q4)
Portfolio Summary: 866 holdings with a total value of $1,926,775,000.
#
Name
Shares
Value ($)
%
Options
Notes
851 WINDSTREAM HLDGS INC 10,261 75,000 0.00%
852 GOLD RESOURCE CORP 13,333 58,000 0.00%
853 OPHTHOTECH CORP 11,286 54,000 0.00%
854 PDL BIOPHARMA INC 24,600 51,000 0.00%
855 SOPHIRIS BIO INC 15,000 42,000 0.00%
856 SANDSTORM GOLD LTD 10,250 40,000 0.00%
857 CHESAPEAKE GRANITE WASH TR COM 16,168 38,000 0.00%
858 CELLDEX THERAPEUTICS INC NEW 10,883 37,000 0.00%
859 W T OFFSHORE INC 11,647 33,000 0.00%
860 HUGOTON RTY TR TEX 12,300 27,000 0.00%
861 SANDRIDGE MISSISSIPPIAN TR I 13,313 18,000 0.00%
862 OCEAN RIG 10,022 17,000 0.00%
863 VANGUARD NAT RES LLC COM UNIT 19,078 13,000 0.00%
864 SYNTHETIC BIOLOGICS INCORPORATED 11,000 8,000 0.00%
865 Enservco Corp 12,860 7,000 0.00%
866 GENERAL MOLY INC 20,000 5,000 0.00%
Page 18 of 18

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001085146-17-000798, filed 2017.02.15).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.