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Institutional Investment Manager
Allianz Asset Management GmbH
Allianz Asset Management GmbH (CIK: 0001535323), located at Seidlstrasse 24-24a, Munich, 2m. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q2)
Original 13F HR (0001628280-16-018938) filed in 2016.08.12
#
Name
Shares
Value ($)
%
Options
Notes
1 ROYAL BK OF SCOTLAND PLC 333,108,000 30,562,659 16.56% PRN
2 LLOYDS BANKING GROUP PLC 160,317,000 15,711,066 8.51% PRN
3 ROYAL BK OF SCOTLAND PLC 147,417,000 13,783,490 7.47% PRN
4 ING GROEP N V 98,675,000 9,047,264 4.90% PRN
5 HSBC HOLDINGS PLC 94,315,000 9,007,083 4.88% PRN
6 BARCLAYS PLC NOTE 8.25012/3 69,900,000 6,863,481 3.72% PRN
7 HSBC HLDGS PLC 36,500,000 3,640,875 1.97% PRN
8 WEATERFORD BERMUDA 15,000,000 1,634,063 0.89% PRN
9 SPDR S&P 500 ETF TR 4,821,758 1,010,038 0.55%
10 INTNED 6 PERP C 10,500,000 989,625 0.54% PRN
11 AMAZON COM INC 969,044 693,467 0.38%
12 Put - Apple, Inc. - 145 - Exp. 8/18/17 6,977,600 667,059 0.36% Put
13 APPLE INC 6,379,288 609,860 0.33%
14 FACEBOOK INC 5,120,301 585,148 0.32%
15 APPLE INC 5,990,456 572,688 0.31%
16 MICROSOFT CORP 10,821,143 553,718 0.30%
17 BARCLAYS PLC 6,000,000 538,500 0.29% PRN
18 ISHARES TR 14,900,937 511,996 0.28% Put
19 MICROSOFT CORP 9,302,264 475,997 0.26%
20 ALPHABET INC 661,443 465,345 0.25%
21 ROYAL DUTCH SHELL PLC 8,265,379 456,414 0.25%
22 UNITEDHEALTH GROUP INC 3,089,466 436,233 0.24%
23 VISA INC 5,814,873 431,289 0.23%
24 AMAZON COM INC 575,700 411,982 0.22% Put
25 COMCAST CORP NEW 6,146,354 400,681 0.22%
26 JOHNSON & JOHNSON 3,206,269 388,920 0.21%
27 ALPHABET INC 540,100 379,977 0.21% Put
28 EXXON MOBIL CORP 3,931,500 368,539 0.20% Put
29 UNITEDHEALTH GROUP INC 2,510,712 354,513 0.19%
30 WELLS FARGO CO NEW 7,415,322 350,967 0.19%
31 Put FB @ $125.0 Exp Jan 19, 2018 2,998,900 342,714 0.19% Put
32 ALPHABET INC 464,100 321,204 0.17% Put
33 TRAVELERS COMPANIES INC 2,694,841 320,794 0.17%
34 JPMORGAN CHASE & CO 5,136,251 319,167 0.17%
35 JOHNSON & JOHNSON 2,546,100 308,842 0.17% Put
36 INTEL CORP 9,334,151 306,160 0.17%
37 WELLS FARGO CO NEW 6,371,030 301,541 0.16%
38 AT&T INC 6,906,326 298,422 0.16%
39 METLIFE INC 7,476,715 297,798 0.16%
40 ABBVIE INC 4,725,485 292,555 0.16%
41 MICROSOFT CORP 5,713,700 292,370 0.16% Put
42 CISCO SYS INC 9,975,142 286,187 0.16%
43 WAL-MART STORES INC 3,747,984 273,678 0.15%
44 PFIZER INC 7,557,064 266,084 0.14%
45 AT&T INC 6,092,740 263,267 0.14%
46 INTERNATIONAL BUSINESS MACHS 1,715,357 260,357 0.14%
47 JPMORGAN CHASE & CO 4,178,608 259,659 0.14%
48 COMCAST CORP NEW 3,937,341 256,675 0.14%
49 AMGEN INC 1,650,969 251,195 0.14%
50 HOME DEPOT INC 1,963,408 250,708 0.14%
Page 1 of 88
New Holding filing (0000950123-24-005908) filed in 2024.05.23
#
Name
Shares
Value ($)
%
Options
Notes
1 VALIDUS HOLDINGS LTD 5,039 244,845 0.06%
2 GARMIN LTD 5,820 246,884 0.06%
3 BUNGE LIMITED 4,995 295,454 0.07%
4 MELCO ENTERTAINMENT ADR 44,669 561,936 0.13%
5 PERRIGO CO PLC 6,500 589,355 0.13% Call
6 DOMTAR CORP 18,466 646,495 0.15%
7 HERBALIFE LTD 13,338 780,673 0.18%
8 INTELSAT S A COM 500,000 1,290,000 0.29%
9 TE CONNECTIVITY LTD 24,700 1,410,617 0.32% Call
10 NIELSEN HLDGS PLC 28,400 1,475,948 0.34% Call
11 SEAGATE TECHNOLOGY PLC 64,098 1,561,427 0.35%
12 BLUE CAP REINS HLDGS LTD COM 100,000 1,851,000 0.42%
13 MYLAN N V 49,300 2,131,732 0.48% Call
14 EATON CORP PLC 51,347 3,066,956 0.70%
15 TE CONNECTIVITY LTD 54,052 3,086,910 0.70%
16 EATON CORP PLC 53,800 3,213,474 0.73% Call
17 LYONDELLBASELL INDUSTRIES N 47,100 3,505,182 0.80% Call
18 MYLAN N V 84,087 3,635,922 0.83%
19 PERRIGO CO PLC 40,176 3,642,758 0.83%
20 PERRIGO CO PLC 66,600 6,038,622 1.37% Put
21 CHUBB LIMITED 47,200 6,169,512 1.40% Call
22 ACCENTURE PLC IRELAND 61,170 6,929,949 1.57%
23 ACCENTURE PLC IRELAND 85,600 9,697,624 2.20% Call
24 LIBERTY GLOBAL PLC 410,000 11,746,500 2.67%
25 NIELSEN HLDGS PLC 237,900 12,363,663 2.81% Put
26 TE CONNECTIVITY LTD 219,600 12,541,356 2.85% Put
27 MEDTRONIC PLC 151,500 13,145,655 2.98% Call
28 LYONDELLBASELL INDUSTRIES N 178,609 13,292,082 3.02%
29 NIELSEN HLDGS PLC 256,775 13,344,597 3.03%
30 MYLAN N V SHS EURO 352,100 15,224,804 3.46% Put
31 TRANSOCEAN LTD 1,398,100 16,623,409 3.77% Put
32 NOBLE CORP PLC 2,140,800 17,640,192 4.00% Put
33 EATON CORP PLC 370,600 22,135,938 5.02% Put
34 LYONDELLBASELL INDUSTRIES N 385,600 28,696,352 6.51% Put
35 CHUBB LIMITED 400,900 52,401,639 11.89% Put
36 ACCENTURE PLC IRELAND 479,600 54,333,884 12.33% Put
37 MEDTRONIC PLC 1,094,800 94,995,796 21.56% Put
Restatement filing (0001628280-17-000367) filed in 2017.01.24
#
Name
Shares
Value ($)
%
Options
Notes
3151 SEADRILL LIMITED 309,829 991 0.00%
3152 AMERISOURCEBERGEN CORP 12,486 990 0.00%
3153 AMEREN CORP 18,481 990 0.00%
3154 PPG INDS INC 9,500 989 0.00%
3155 LIFE STORAGE 9,391 985 0.00%
3156 QAD Inc 51,044 984 0.00%
3157 AMPHENOL CORP NEW 17,100 980 0.00% Call
3158 AIRTRAN HLDGS INC NOTE 5.250%11/0 360,000 979 0.00% PRN
3159 PUBLIC SVC ENTERPRISE GRP IN 20,945 976 0.00%
3160 TAHOE RES INC 65,449 975 0.00%
3161 MOODYS CORP 10,400 975 0.00% Put
3162 SUNPOWER CORP 62,825 973 0.00%
3163 PNM RES INC 27,428 972 0.00%
3164 ROPER TECHNOLOGIES INC 5,700 972 0.00% Call
3165 BERRY GLOBAL GROUP INC 25,000 971 0.00%
3166 AMERICAN EAGLE OUTFITTERS NE 60,849 969 0.00%
3167 CRITEO S A SPONS ADS 21,105 969 0.00%
3168 AVINGER INC 81,149 968 0.00%
3169 BANCO SANTANDER CHILE NEW 49,908 967 0.00%
3170 UNIVERSAL CORP VA 16,712 965 0.00%
3171 MURPHY OIL CORP 30,327 963 0.00%
3172 Philippine Long Dst Adrf 21,585 962 0.00%
3173 AMERISAFE INC COM 15,692 961 0.00%
3174 MATRIX SVC CO 58,303 961 0.00%
3175 MARCUS & MILLICHAP INC COM 37,796 960 0.00%
3176 HUNTINGTON BANCSHARES INC 106,891 956 0.00%
3177 KRATON CORP COM 34,181 955 0.00%
3178 Lifepoint Hospitals Inc 25,162 950 0.00%
3179 COMCAST CORP NEW 14,538 948 0.00%
3180 ALKERMES PLC 21,900 947 0.00%
3181 AEROVIRONMENT INC 34,046 946 0.00%
3182 OCCIDENTAL PETE CORP DEL 12,500 945 0.00%
3183 Xerox Corp 99,424 944 0.00%
3184 BCE INC 20,000 942 0.00% Put
3185 NEW YORK MTG TR INC 154,370 942 0.00%
3186 NIELSEN HLDGS PLC 18,132 942 0.00%
3187 IES Holdings Inc. 75,797 941 0.00%
3188 COCA COLA FEMSA S A B DE C V 11,306 938 0.00%
3189 FIRST TR EXCHANGE TRADED FD 13,000 938 0.00%
3190 AKORN INCORPORATED 32,758 933 0.00%
3191 PPL CORP 24,615 929 0.00%
3192 ISHARES TR 41,000 929 0.00%
3193 SEALED AIR CORP NEW 20,199 929 0.00%
3194 YAHOO INC 24,703 928 0.00%
3195 GROUP 1 AUTOMOTIVE INC 18,804 928 0.00%
3196 CABOT OIL & GAS CORP 36,000 927 0.00%
3197 READING INTERNATIONAL INC 74,250 927 0.00%
3198 PC CONNECTION INC 38,907 926 0.00%
3199 INTUITIVE SURGICAL INC 1,400 926 0.00% Call
3200 ALMOST FAMILY INC COM 21,613 921 0.00%
Page 64 of 88