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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 172 Institutional holders with a total value of $2,083,698,924.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 FIRST TRUST ADVISORS LP 9,504,168 685,441,000 32.90%
2 BANK OF AMERICA CORP /DE/ 4,544,690 327,763,000 15.73%
3 MORGAN STANLEY 3,494,409 252,016,000 12.09%
4 WELLS FARGO & COMPANY/MN 3,052,101 220,117,000 10.56%
5 UBS Group AG 1,040,992 75,077,000 3.60%
6 BANK OF NOVA SCOTIA 612,760 44,193,000 2.12%
7 RAYMOND JAMES & ASSOCIATES 546,327 39,401,000 1.89%
8 Raymond James Financial Services Advisors, Inc. 455,184 32,828,000 1.58%
9 UNITED CAPITAL FINANCIAL ADVISORS, LLC 455,805 32,818,000 1.57%
10 MSI Financial Services Inc 352,182 25,399,000 1.22%
11 GOLDMAN SACHS GROUP INC 341,055 24,597,000 1.18%
12 LPL Financial LLC 280,963 20,336,000 0.98%
13 AMERIPRISE FINANCIAL INC 267,336 19,284,000 0.93%
14 ROYAL BANK OF CANADA 261,222 18,839,000 0.90%
15 Janney Montgomery Scott LLC 204,717 15,274,000 0.73%
16 STIFEL FINANCIAL CORP 198,277 14,301,000 0.69%
17 Merriman Wealth Management, LLC 187,349 13,512,000 0.65%
18 MURPHY CAPITAL MANAGEMENT INC 148,945 10,741,000 0.52%
19 ENVESTNET ASSET MANAGEMENT INC 109,655 7,908,000 0.38%
20 CITIGROUP INC 101,758 7,339,000 0.35%
21 BANQUE PICTET & CIE SA 101,518 7,321,000 0.35%
22 BAIRD FINANCIAL GROUP, INC. 94,563 6,980,000 0.33%
23 SUNTRUST BANKS INC 90,881 6,553,000 0.31%
24 Beaumont Financial Partners, LLC 84,307 6,081,000 0.29%
25 Transamerica Financial Advisors, LLC 81,950 5,911,000 0.28%
26 Commonwealth Equity Services, Inc 72,572 5,234,000 0.25%
27 NewSquare Capital LLC 72,408 5,222,000 0.25%
28 HL FINANCIAL SERVICES LLC 69,488 5,011,000 0.24%
29 BENJAMIN F. EDWARDS & COMPANY, INC. 66,326 4,783,000 0.23%
30 SOCIETE GENERALE 55,469 4,000,000 0.19%
31 SG Americas Securities, LLC 55,469 4,000,000 0.19%
32 STEPHENS INC /AR/ 55,406 3,996,000 0.19%
33 New England Investment & Retirement Group, Inc. 54,230 3,911,000 0.19%
34 BB&T SECURITIES, LLC 53,125 3,831,000 0.18%
35 ADVISOR GROUP, INC. 50,351 3,629,000 0.17%
36 JPMORGAN CHASE & CO 49,724 3,586,000 0.17%
37 Tower Research Capital LLC (TRC) 48,234 3,479,000 0.17%
38 First Allied Advisory Services, Inc. 45,242 3,256,000 0.16%
39 HighTower Advisors, LLC 44,172 3,172,000 0.15%
40 TOTH FINANCIAL ADVISORY CORP 42,037 3,032,000 0.15%
41 JANE STREET GROUP, LLC 40,624 2,930,000 0.14%
42 BAROMETER CAPITAL MANAGEMENT INC. 40,400 2,914,000 0.14%
43 TRUE PRIVATE WEALTH ADVISORS 39,741 2,866,000 0.14%
44 SUSQUEHANNA INTERNATIONAL GROUP, LLP 37,701 2,719,000 0.13%
45 NTV ASSET MANAGEMENT LLC 37,435 2,699,000 0.13%
46 WealthTrust Fairport, LLC 35,677 2,573,000 0.12%
47 CREDIT SUISSE AG/ 35,509 2,561,000 0.12%
48 LifePlan Financial Group, Inc 34,306 2,474,000 0.12%
49 LADENBURG THALMANN FINANCIAL SERVICES INC. 33,724 2,432,000 0.12%
50 Somerset Trust Co 33,045 2,383,000 0.11%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.