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Institutional Investment Manager
Allianz Asset Management GmbH
Allianz Asset Management GmbH (CIK: 0001535323), located at Seidlstrasse 24-24a, Munich, 2m. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q2)
Original 13F HR (0001628280-16-018938) filed in 2016.08.12
#
Name
Shares
Value ($)
%
Options
Notes
1 ROYAL BK OF SCOTLAND PLC 333,108,000 30,562,659 16.56% PRN
2 LLOYDS BANKING GROUP PLC 160,317,000 15,711,066 8.51% PRN
3 ROYAL BK OF SCOTLAND PLC 147,417,000 13,783,490 7.47% PRN
4 ING GROEP N V 98,675,000 9,047,264 4.90% PRN
5 HSBC HOLDINGS PLC 94,315,000 9,007,083 4.88% PRN
6 BARCLAYS PLC NOTE 8.25012/3 69,900,000 6,863,481 3.72% PRN
7 HSBC HLDGS PLC 36,500,000 3,640,875 1.97% PRN
8 WEATERFORD BERMUDA 15,000,000 1,634,063 0.89% PRN
9 SPDR S&P 500 ETF TR 4,821,758 1,010,038 0.55%
10 INTNED 6 PERP C 10,500,000 989,625 0.54% PRN
11 AMAZON COM INC 969,044 693,467 0.38%
12 Put - Apple, Inc. - 145 - Exp. 8/18/17 6,977,600 667,059 0.36% Put
13 APPLE INC 6,379,288 609,860 0.33%
14 FACEBOOK INC 5,120,301 585,148 0.32%
15 APPLE INC 5,990,456 572,688 0.31%
16 MICROSOFT CORP 10,821,143 553,718 0.30%
17 BARCLAYS PLC 6,000,000 538,500 0.29% PRN
18 ISHARES TR 14,900,937 511,996 0.28% Put
19 MICROSOFT CORP 9,302,264 475,997 0.26%
20 ALPHABET INC 661,443 465,345 0.25%
21 ROYAL DUTCH SHELL PLC 8,265,379 456,414 0.25%
22 UNITEDHEALTH GROUP INC 3,089,466 436,233 0.24%
23 VISA INC 5,814,873 431,289 0.23%
24 AMAZON COM INC 575,700 411,982 0.22% Put
25 COMCAST CORP NEW 6,146,354 400,681 0.22%
26 JOHNSON & JOHNSON 3,206,269 388,920 0.21%
27 ALPHABET INC 540,100 379,977 0.21% Put
28 EXXON MOBIL CORP 3,931,500 368,539 0.20% Put
29 UNITEDHEALTH GROUP INC 2,510,712 354,513 0.19%
30 WELLS FARGO CO NEW 7,415,322 350,967 0.19%
31 Put FB @ $125.0 Exp Jan 19, 2018 2,998,900 342,714 0.19% Put
32 ALPHABET INC 464,100 321,204 0.17% Put
33 TRAVELERS COMPANIES INC 2,694,841 320,794 0.17%
34 JPMORGAN CHASE & CO 5,136,251 319,167 0.17%
35 JOHNSON & JOHNSON 2,546,100 308,842 0.17% Put
36 INTEL CORP 9,334,151 306,160 0.17%
37 WELLS FARGO CO NEW 6,371,030 301,541 0.16%
38 AT&T INC 6,906,326 298,422 0.16%
39 METLIFE INC 7,476,715 297,798 0.16%
40 ABBVIE INC 4,725,485 292,555 0.16%
41 MICROSOFT CORP 5,713,700 292,370 0.16% Put
42 CISCO SYS INC 9,975,142 286,187 0.16%
43 WAL-MART STORES INC 3,747,984 273,678 0.15%
44 PFIZER INC 7,557,064 266,084 0.14%
45 AT&T INC 6,092,740 263,267 0.14%
46 INTERNATIONAL BUSINESS MACHS 1,715,357 260,357 0.14%
47 JPMORGAN CHASE & CO 4,178,608 259,659 0.14%
48 COMCAST CORP NEW 3,937,341 256,675 0.14%
49 AMGEN INC 1,650,969 251,195 0.14%
50 HOME DEPOT INC 1,963,408 250,708 0.14%
Page 1 of 88
New Holding filing (0000950123-24-005908) filed in 2024.05.23
#
Name
Shares
Value ($)
%
Options
Notes
1 MEDTRONIC PLC 1,094,800 94,995,796 21.56% Put
2 ACCENTURE PLC IRELAND 479,600 54,333,884 12.33% Put
3 CHUBB LIMITED 400,900 52,401,639 11.89% Put
4 LYONDELLBASELL INDUSTRIES N 385,600 28,696,352 6.51% Put
5 EATON CORP PLC 370,600 22,135,938 5.02% Put
6 NOBLE CORP PLC 2,140,800 17,640,192 4.00% Put
7 TRANSOCEAN LTD 1,398,100 16,623,409 3.77% Put
8 MYLAN N V SHS EURO 352,100 15,224,804 3.46% Put
9 NIELSEN HLDGS PLC 256,775 13,344,597 3.03%
10 LYONDELLBASELL INDUSTRIES N 178,609 13,292,082 3.02%
11 MEDTRONIC PLC 151,500 13,145,655 2.98% Call
12 TE CONNECTIVITY LTD 219,600 12,541,356 2.85% Put
13 NIELSEN HLDGS PLC 237,900 12,363,663 2.81% Put
14 LIBERTY GLOBAL PLC 410,000 11,746,500 2.67%
15 ACCENTURE PLC IRELAND 85,600 9,697,624 2.20% Call
16 ACCENTURE PLC IRELAND 61,170 6,929,949 1.57%
17 CHUBB LIMITED 47,200 6,169,512 1.40% Call
18 PERRIGO CO PLC 66,600 6,038,622 1.37% Put
19 PERRIGO CO PLC 40,176 3,642,758 0.83%
20 MYLAN N V 84,087 3,635,922 0.83%
21 LYONDELLBASELL INDUSTRIES N 47,100 3,505,182 0.80% Call
22 EATON CORP PLC 53,800 3,213,474 0.73% Call
23 TE CONNECTIVITY LTD 54,052 3,086,910 0.70%
24 EATON CORP PLC 51,347 3,066,956 0.70%
25 MYLAN N V 49,300 2,131,732 0.48% Call
26 BLUE CAP REINS HLDGS LTD COM 100,000 1,851,000 0.42%
27 SEAGATE TECHNOLOGY PLC 64,098 1,561,427 0.35%
28 NIELSEN HLDGS PLC 28,400 1,475,948 0.34% Call
29 TE CONNECTIVITY LTD 24,700 1,410,617 0.32% Call
30 INTELSAT S A COM 500,000 1,290,000 0.29%
31 HERBALIFE LTD 13,338 780,673 0.18%
32 DOMTAR CORP 18,466 646,495 0.15%
33 PERRIGO CO PLC 6,500 589,355 0.13% Call
34 MELCO ENTERTAINMENT ADR 44,669 561,936 0.13%
35 BUNGE LIMITED 4,995 295,454 0.07%
36 GARMIN LTD 5,820 246,884 0.06%
37 VALIDUS HOLDINGS LTD 5,039 244,845 0.06%
Restatement filing (0001628280-17-000367) filed in 2017.01.24
#
Name
Shares
Value ($)
%
Options
Notes
3101 EVERSOURCE ENERGY 18,455 1,105 0.00%
3102 KEYCORP NEW 100,000 1,105 0.00% Put
3103 ILLINOIS TOOL WKS INC 10,600 1,104 0.00%
3104 SUN CMNTYS INC 14,410 1,104 0.00%
3105 OMNICOM GROUP INC 13,540 1,103 0.00%
3106 CANADIAN SOLAR INC 72,705 1,099 0.00%
3107 ARIAD PHARMACEUTICALS ORD (NMS) 148,721 1,099 0.00%
3108 PROTHENA CORP PLC 31,398 1,098 0.00%
3109 WORTHINGTON INDS INC 25,770 1,090 0.00%
3110 SCIQUEST INC NEW 61,645 1,089 0.00%
3111 FIRST NBC BK HLDG CO 64,699 1,086 0.00%
3112 PRICE T ROWE GROUP INC 14,883 1,086 0.00%
3113 CONTINENTAL RESOURE 24,000 1,086 0.00%
3114 INTL PAPER CO 25,551 1,083 0.00%
3115 HOULIHAN LOKEY INC CL A 48,374 1,082 0.00%
3116 HERITAGE INS HLDGS INC COM 90,191 1,080 0.00%
3117 MASCO CORP 34,827 1,078 0.00%
3118 RTW HLDGS INC 1,100,000 1,078 0.00% PRN
3119 NET 1 UEPS TECHNOLOGIES INC 107,675 1,076 0.00%
3120 INFORMATION SERVICES GROUP I COM 283,960 1,065 0.00%
3121 CARE CAP PPTYS INC 40,597 1,064 0.00%
3122 CROSSTEX ENERGY INC 66,694 1,061 0.00%
3123 SOUTH JERSEY INDS INC COM 33,330 1,054 0.00%
3124 GENERAL MLS INC 14,739 1,051 0.00%
3125 LITTELFUSE INC 8,868 1,048 0.00%
3126 NATIONAL OILWELL VARCO INC 31,056 1,045 0.00%
3127 MYLAN N V 24,000 1,038 0.00%
3128 TELUS CORP 32,279 1,034 0.00%
3129 DELTA AIRLINES INC DEL 28,361 1,033 0.00%
3130 PHOTRONICS INC 115,792 1,032 0.00%
3131 BOEING CO 7,943 1,032 0.00%
3132 CORNING INC 50,285 1,030 0.00%
3133 PARSLEY ENERGY CLA A 38,000 1,028 0.00%
3134 RED LION HOTELS CORP 141,476 1,027 0.00%
3135 SEMPRA ENERGY 8,985 1,024 0.00%
3136 FIRST MERCHANTS CORP 41,094 1,024 0.00%
3137 EMPLOYERS HOLDINGS INC 35,200 1,022 0.00%
3138 ARES COML REAL ESTATE CORP 83,110 1,021 0.00%
3139 PACIFIC CONTINENTAL CORP 64,877 1,019 0.00%
3140 CARNIVAL CORP 23,000 1,017 0.00% Call
3141 INDEPENDENCE CONTRACT DRIL I COM 185,837 1,009 0.00%
3142 STAPLES INC 116,450 1,004 0.00%
3143 FIRST FINL BANCORP OH COM 51,540 1,002 0.00%
3144 CIT GROUP INC 31,331 1,000 0.00%
3145 SMUCKER J M CO 6,561 1,000 0.00%
3146 CATERPILLAR INC 13,193 1,000 0.00%
3147 PRICELINE GRP INC 800 999 0.00%
3148 NEVSUN RES LTD 340,837 995 0.00%
3149 LAUDER ESTEE COS INC 10,926 994 0.00%
3150 BAIDU INC 6,000 991 0.00%
Page 63 of 88