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Institutional Investment Manager
Allianz Asset Management GmbH
Allianz Asset Management GmbH (CIK: 0001535323), located at Seidlstrasse 24-24a, Munich, 2m. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q2)
Original 13F HR (0001628280-16-018938) filed in 2016.08.12
#
Name
Shares
Value ($)
%
Options
Notes
1 ROYAL BK OF SCOTLAND PLC 333,108,000 30,562,659 16.56% PRN
2 LLOYDS BANKING GROUP PLC 160,317,000 15,711,066 8.51% PRN
3 ROYAL BK OF SCOTLAND PLC 147,417,000 13,783,490 7.47% PRN
4 ING GROEP N V 98,675,000 9,047,264 4.90% PRN
5 HSBC HOLDINGS PLC 94,315,000 9,007,083 4.88% PRN
6 BARCLAYS PLC NOTE 8.25012/3 69,900,000 6,863,481 3.72% PRN
7 HSBC HLDGS PLC 36,500,000 3,640,875 1.97% PRN
8 WEATERFORD BERMUDA 15,000,000 1,634,063 0.89% PRN
9 SPDR S&P 500 ETF TR 4,821,758 1,010,038 0.55%
10 INTNED 6 PERP C 10,500,000 989,625 0.54% PRN
11 AMAZON COM INC 969,044 693,467 0.38%
12 Put - Apple, Inc. - 145 - Exp. 8/18/17 6,977,600 667,059 0.36% Put
13 APPLE INC 6,379,288 609,860 0.33%
14 FACEBOOK INC 5,120,301 585,148 0.32%
15 APPLE INC 5,990,456 572,688 0.31%
16 MICROSOFT CORP 10,821,143 553,718 0.30%
17 BARCLAYS PLC 6,000,000 538,500 0.29% PRN
18 ISHARES TR 14,900,937 511,996 0.28% Put
19 MICROSOFT CORP 9,302,264 475,997 0.26%
20 ALPHABET INC 661,443 465,345 0.25%
21 ROYAL DUTCH SHELL PLC 8,265,379 456,414 0.25%
22 UNITEDHEALTH GROUP INC 3,089,466 436,233 0.24%
23 VISA INC 5,814,873 431,289 0.23%
24 AMAZON COM INC 575,700 411,982 0.22% Put
25 COMCAST CORP NEW 6,146,354 400,681 0.22%
26 JOHNSON & JOHNSON 3,206,269 388,920 0.21%
27 ALPHABET INC 540,100 379,977 0.21% Put
28 EXXON MOBIL CORP 3,931,500 368,539 0.20% Put
29 UNITEDHEALTH GROUP INC 2,510,712 354,513 0.19%
30 WELLS FARGO CO NEW 7,415,322 350,967 0.19%
31 Put FB @ $125.0 Exp Jan 19, 2018 2,998,900 342,714 0.19% Put
32 ALPHABET INC 464,100 321,204 0.17% Put
33 TRAVELERS COMPANIES INC 2,694,841 320,794 0.17%
34 JPMORGAN CHASE & CO 5,136,251 319,167 0.17%
35 JOHNSON & JOHNSON 2,546,100 308,842 0.17% Put
36 INTEL CORP 9,334,151 306,160 0.17%
37 WELLS FARGO CO NEW 6,371,030 301,541 0.16%
38 AT&T INC 6,906,326 298,422 0.16%
39 METLIFE INC 7,476,715 297,798 0.16%
40 ABBVIE INC 4,725,485 292,555 0.16%
41 MICROSOFT CORP 5,713,700 292,370 0.16% Put
42 CISCO SYS INC 9,975,142 286,187 0.16%
43 WAL-MART STORES INC 3,747,984 273,678 0.15%
44 PFIZER INC 7,557,064 266,084 0.14%
45 AT&T INC 6,092,740 263,267 0.14%
46 INTERNATIONAL BUSINESS MACHS 1,715,357 260,357 0.14%
47 JPMORGAN CHASE & CO 4,178,608 259,659 0.14%
48 COMCAST CORP NEW 3,937,341 256,675 0.14%
49 AMGEN INC 1,650,969 251,195 0.14%
50 HOME DEPOT INC 1,963,408 250,708 0.14%
Page 1 of 88
New Holding filing (0000950123-24-005908) filed in 2024.05.23
#
Name
Shares
Value ($)
%
Options
Notes
1 MEDTRONIC PLC 1,094,800 94,995,796 21.56% Put
2 ACCENTURE PLC IRELAND 479,600 54,333,884 12.33% Put
3 CHUBB LIMITED 400,900 52,401,639 11.89% Put
4 LYONDELLBASELL INDUSTRIES N 385,600 28,696,352 6.51% Put
5 EATON CORP PLC 370,600 22,135,938 5.02% Put
6 NOBLE CORP PLC 2,140,800 17,640,192 4.00% Put
7 TRANSOCEAN LTD 1,398,100 16,623,409 3.77% Put
8 MYLAN N V SHS EURO 352,100 15,224,804 3.46% Put
9 TE CONNECTIVITY LTD 219,600 12,541,356 2.85% Put
10 NIELSEN HLDGS PLC 237,900 12,363,663 2.81% Put
11 PERRIGO CO PLC 66,600 6,038,622 1.37% Put
12 MEDTRONIC PLC 151,500 13,145,655 2.98% Call
13 ACCENTURE PLC IRELAND 85,600 9,697,624 2.20% Call
14 CHUBB LIMITED 47,200 6,169,512 1.40% Call
15 LYONDELLBASELL INDUSTRIES N 47,100 3,505,182 0.80% Call
16 EATON CORP PLC 53,800 3,213,474 0.73% Call
17 MYLAN N V 49,300 2,131,732 0.48% Call
18 NIELSEN HLDGS PLC 28,400 1,475,948 0.34% Call
19 TE CONNECTIVITY LTD 24,700 1,410,617 0.32% Call
20 PERRIGO CO PLC 6,500 589,355 0.13% Call
21 NIELSEN HLDGS PLC 256,775 13,344,597 3.03%
22 LYONDELLBASELL INDUSTRIES N 178,609 13,292,082 3.02%
23 LIBERTY GLOBAL PLC 410,000 11,746,500 2.67%
24 ACCENTURE PLC IRELAND 61,170 6,929,949 1.57%
25 PERRIGO CO PLC 40,176 3,642,758 0.83%
26 MYLAN N V 84,087 3,635,922 0.83%
27 TE CONNECTIVITY LTD 54,052 3,086,910 0.70%
28 EATON CORP PLC 51,347 3,066,956 0.70%
29 BLUE CAP REINS HLDGS LTD COM 100,000 1,851,000 0.42%
30 SEAGATE TECHNOLOGY PLC 64,098 1,561,427 0.35%
31 INTELSAT S A COM 500,000 1,290,000 0.29%
32 HERBALIFE LTD 13,338 780,673 0.18%
33 DOMTAR CORP 18,466 646,495 0.15%
34 MELCO ENTERTAINMENT ADR 44,669 561,936 0.13%
35 BUNGE LIMITED 4,995 295,454 0.07%
36 GARMIN LTD 5,820 246,884 0.06%
37 VALIDUS HOLDINGS LTD 5,039 244,845 0.06%
Restatement filing (0001628280-17-000367) filed in 2017.01.24
#
Name
Shares
Value ($)
%
Options
Notes
151 APPLE INC 1,480,597 141,545 0.15%
152 HERBALIFE LTD 141,900,000 140,460 0.15% PRN
153 TEXAS INSTRS INC 2,239,963 140,334 0.15%
154 KROGER CO 3,781,940 139,138 0.15%
155 UNITED TECHNOLOGIES CORP 1,352,778 138,727 0.15%
156 ROYAL BK OF SCOTLAND PLC 147,417,000 137,835 0.15% PRN
157 BANK AMER CORP 115,250 137,724 0.15%
158 MICROCHIP TECHNOLOGY INC SR SB CONV NT 25 123,375,000 137,276 0.15% PRN
159 KROGER CO 3,714,704 136,664 0.15%
160 AMGEN INC 894,400 136,083 0.15% Put
161 NIELSEN HLDGS PLC 2,614,071 135,853 0.15%
162 MCKESSON CORP 726,950 135,685 0.15%
163 TYSON FOODS INC 2,030,319 135,605 0.15%
164 CITIGROUP INC 3,198,900 135,601 0.15% Put
165 TESLA INC SR CV NT 0.25 19 152,705,000 135,220 0.14% PRN
166 ANTHEM INC 1,015,997 133,441 0.14%
167 GENERAL ELECTRIC CO 4,219,001 132,814 0.14%
168 INTERNATIONAL BUSINESS MACHS 868,100 131,760 0.14% Put
169 Nvidia Corp 56,465,000 131,406 0.14% PRN
170 ALPHABET INC 189,789 131,353 0.14%
171 VERISIGN INC 52,210,000 131,077 0.14% PRN
172 CHEVRON CORP NEW 1,249,849 131,022 0.14%
173 TARGET CORP 1,875,218 130,928 0.14%
174 MICRON TECHNOLOGY INC SR SB GLBL CV 43 172,251,000 129,361 0.14% PRN
175 EXXON MOBIL CORP 1,377,893 129,164 0.14%
176 VANGUARD INDEX FDS 1,445,277 128,153 0.14%
177 POWERSHARES QQQ TRUST PUT 1,183,069 127,227 0.14% Put
178 ISHARES TR 1,032,024 126,665 0.14%
179 PRICELINE GRP INC 101,291 126,453 0.14%
180 SELECT SECTOR SPDR TR 5,514,173 125,889 0.13% Put
181 ALLERGAN PLC 540,600 124,927 0.13% Put
182 LAUDER ESTEE COS INC 1,371,951 124,875 0.13%
183 PROCTER AND GAMBLE CO 1,473,775 124,785 0.13%
184 VISA INC 1,676,700 124,361 0.13% Put
185 GILEAD SCIENCES INC 1,489,300 124,237 0.13% Put
186 ACCENTURE PLC IRELAND 1,091,846 123,695 0.13%
187 QUALCOMM INC 2,302,442 123,342 0.13%
188 PFIZER INC 3,502,200 123,312 0.13% Put
189 TRAVELERS COMPANIES INC 1,023,963 121,893 0.13%
190 PIMCO ETF TR 1,253,683 121,407 0.13%
191 TRAVELERS COMPANIES INC 1,017,437 121,116 0.13%
192 AMERIPRISE FINL INC 1,343,864 120,746 0.13%
193 HOME DEPOT INC 943,815 120,516 0.13%
194 CELGENE CORP 1,213,616 119,699 0.13%
195 ROYAL DUTCH SHELL PLC 2,132,334 117,748 0.13%
196 ALIBABA GROUP HLDG LTD 1,478,513 117,586 0.13%
197 UNITEDHEALTH GROUP INC 827,100 116,787 0.12% Put
198 CORNING INC 5,665,303 116,025 0.12%
199 ACTIVISION BLIZZARD INC 2,911,916 115,399 0.12%
200 BOEING CO 885,400 114,987 0.12% Put
Page 4 of 88