Dark
Light
System
Security
PIMCO ETF TR
PIMCO ETF TR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 160 Institutional holders with a total value of $1,324,410,645.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 RiverFront Investment Group, LLC 2,151,942 208,394,000 15.73%
2 Allianz Asset Management GmbH 1,253,683 121,407,000 9.17%
3 Windhaven Investment Management, Inc. 1,105,630 107,069,000 8.08%
4 FLOW TRADERS U.S. LLC 996,169 96,469,000 7.28%
5 Virtu KCG Holdings LLC 863,629 83,634,000 6.31%
6 JPMORGAN CHASE & CO 771,843 74,745,000 5.64%
7 VestGen Investment Management 740,838 71,743,000 5.42%
8 PNC FINANCIAL SERVICES GROUP, INC. 516,709 50,039,000 3.78%
9 RAYMOND JAMES & ASSOCIATES 478,276 46,316,000 3.50%
10 ENVESTNET ASSET MANAGEMENT INC 326,645 31,632,000 2.39%
11 Commonwealth Equity Services, Inc 321,696 31,153,000 2.35%
12 WELLS FARGO & COMPANY/MN 296,745 28,737,000 2.17%
13 Orion Porfolio Solutions, LLC 243,911 23,620,000 1.78%
14 MORGAN STANLEY 228,369 22,114,000 1.67%
15 BANK OF AMERICA CORP /DE/ 216,505 20,966,000 1.58%
16 NOTTINGHAM ADVISORS, INC. 216,108 20,928,000 1.58%
17 JANE STREET GROUP, LLC 196,361 19,016,000 1.44%
18 ASSETMARK, INC 180,097 17,441,000 1.32%
19 ROYAL BANK OF CANADA 175,990 17,042,000 1.29%
20 UBS Group AG 171,779 16,635,000 1.26%
21 BB&T SECURITIES, LLC 166,954 16,167,000 1.22%
22 Braver Wealth Management, LLC 161,631 15,652,000 1.18%
23 Goelzer Investment Management, Inc. 145,452 14,086,000 1.06%
24 CEDAR HILL ASSOCIATES, LLC 124,435 12,050,000 0.91%
25 LPL Financial LLC 88,478 8,573,000 0.65%
26 Brookstone Capital Management 81,781 7,920,000 0.60%
27 Valmark Advisers, Inc. 71,016 6,877,000 0.52%
28 CAPE ANN SAVINGS BANK 64,296 6,226,000 0.47%
29 LADENBURG THALMANN FINANCIAL SERVICES INC. 61,971 5,999,000 0.45%
30 Transamerica Financial Advisors, LLC 59,526 5,765,000 0.44%
31 AMERIPRISE FINANCIAL INC 56,528 5,469,000 0.41%
32 RAND WEALTH, LLC 50,228 4,864,000 0.37%
33 Community Bank, N.A. 40,950 3,966,000 0.30%
34 Aspen Investment Management Inc 40,468 3,919,000 0.30%
35 CIBC Private Wealth Group LLC 37,327 3,615,000 0.27%
36 SARGENT BICKHAM LAGUDIS LLC 37,228 3,605,000 0.27%
37 HUNTINGTON NATIONAL BANK 32,497 3,147,000 0.24% PRN
38 Atria Investments, Inc 30,831 2,998,000 0.23%
39 AFAM CAPITAL, INC. 28,815 2,790,000 0.21%
40 Efficient Market Advisors, LLC 27,914 2,703,000 0.20%
41 STIFEL FINANCIAL CORP 27,825 2,696,000 0.20%
42 Advisors Preferred, LLC 27,064 2,621,000 0.20%
43 Peregrine Asset Advisers, Inc. 22,464 2,175,000 0.16%
44 Hillsdale Investment Management Inc. 22,300 2,160,000 0.16%
45 Raymond James Financial Services Advisors, Inc. 21,012 2,035,000 0.15%
46 MILLENNIUM MANAGEMENT LLC 20,831 2,017,000 0.15%
47 Buckingham Capital Management, Inc. 20,757 2,010,000 0.15%
48 AVIANCE CAPITAL MANAGEMENT, LLC 20,472 1,983,000 0.15%
49 Cambridge Investment Research Advisors, Inc. 20,355 1,971,000 0.15%
50 ADVISOR GROUP, INC. 20,231 1,955,000 0.15%
Page 1 of 4

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.