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Institutional Investment Manager
Allianz Asset Management GmbH
Allianz Asset Management GmbH (CIK: 0001535323), located at Seidlstrasse 24-24a, Munich, 2m. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q3)
Original 13F HR (0001535323-16-000002) filed in 2016.11.14
#
Name
Shares
Value ($)
%
Options
Notes
201 GENERAL MTRS CO 3,678,489 116,276 0.11%
202 LAM RESEARCH CORP SR NT CV 1.25 18 72,495,000 115,619 0.11% PRN
203 ORACLE CORP 2,926,600 114,957 0.11% Put
204 S&P GLOBAL INC 911,062 114,697 0.11%
205 SALESFORCE COM INC SR CV NT 0.25 18 95,710,000 114,377 0.11% PRN
206 LAUDER ESTEE COS INC 1,295,248 114,088 0.11%
207 INTERNATIONAL FLAVORS&FRAGRA 796,870 113,661 0.11%
208 GOLDMAN SACHS GROUP INC 701,600 113,147 0.11% Put
209 NOVELLUS SYS INC SR NT CV2.625 41 40,150,000 112,157 0.11% PRN
210 EXXON MOBIL CORP 1,288,515 112,097 0.11%
211 TESLA INC SR CV NT 0.25 19 122,530,000 111,029 0.11% PRN
212 INTUIT 1,007,848 110,873 0.11%
213 CITIGROUPINC 2,340,639 110,548 0.11%
214 AGILENT TECHNOLOGIES INC 2,356,771 110,511 0.11%
215 TORONTO DOMINION BK ONT 2,486,342 110,177 0.11%
216 AMERIPRISE FINL INC 1,103,303 110,077 0.11%
217 ALLERGAN PLC 477,531 109,993 0.11%
218 ACTIVISION BLIZZARD INC 2,452,315 108,634 0.11%
219 THERMO FISHER SCIENTIFIC INC 690,876 108,606 0.11%
220 BIOGEN INC 345,900 108,277 0.11% Put
221 CITIGROUPINC 2,320,030 108,158 0.11%
222 LIBERTY MEDIA CORP DELAWARE 103,110,000 108,008 0.11% PRN
223 EOG RES INC 1,116,397 107,508 0.11%
224 DOW CHEM CO 2,064,278 106,899 0.10%
225 GENERAL MTRS CO 3,366,232 106,630 0.10%
226 ANTHEM INC 849,263 106,254 0.10%
227 VALERO ENERGY CORP NEW 2,022,026 105,798 0.10%
228 LOCKHEED MARTIN CORP 438,400 105,093 0.10% Put
229 ABBVIE INC 1,644,700 103,731 0.10% Put
230 TRAVELERS COMPANIES INC 907,492 103,503 0.10%
231 XILINX INC SR NT CV2.625 17 54,915,000 103,329 0.10% PRN
232 PRUDENTIAL FINL INC 1,263,068 103,042 0.10%
233 UNITED TECHNOLOGIES CORP 1,011,200 102,738 0.10% Put
234 BANK AMER CORP 6,555,000 102,586 0.10% Put
235 TEXAS INSTRS INC 1,452,593 101,943 0.10%
236 MASTERCARD INCORPORATED 998,000 101,566 0.10% Put
237 EDWARDS LIFESCIENCES CORP 838,872 101,109 0.10%
238 LYONDELLBASELL INDUSTRIES N 1,253,654 100,976 0.10%
239 MICRON TECHNOLOGY INC 5,656,273 100,569 0.10%
240 HERBALIFE LTD 101,450,000 100,346 0.10% PRN
241 KROGER CO 3,380,476 100,322 0.10%
242 BRISTOL MYERS SQUIBB CO 1,860,200 100,302 0.10% Put
243 REYNOLDS AMERICAN INC 2,123,095 100,081 0.10%
244 CELGENE CORP 952,900 99,607 0.10% Put
245 CVS HEALTH CORP 1,112,400 98,992 0.10% Put
246 AMERICAN TOWER CORP NEW PFD CONV SER A 882,025 98,328 0.10%
247 STARBUCKS CORP 1,802,900 97,609 0.10% Put
248 VERISIGN INC JR SB CONV DB 37 42,580,000 97,609 0.10% PRN
249 KOREA ELECTRIC PWR 3,980,203 97,037 0.09%
250 VANGUARD INTL EQUITY INDEX F 2,567,043 96,598 0.09%
Page 5 of 97
New Holding filing (0000950123-24-005931) filed in 2024.05.23
#
Name
Shares
Value ($)
%
Options
Notes
1 ACCENTURE PLC IRELAND 140,200 17,128,234 2.87% Call
2 ACCENTURE PLC IRELAND 547,900 66,936,943 11.21% Put
3 BLUE CAP REINS HLDGS LTD COM 100,000 1,832,000 0.31%
4 BUNGE LIMITED 4,925 291,708 0.05%
5 CHUBB LIMITED 111,100 13,959,715 2.34% Call
6 CHUBB LIMITED 533,300 67,009,145 11.22% Put
7 DOMTAR CORP 15,052 558,881 0.09%
8 EATON CORP PLC 73,900 4,855,969 0.81% Call
9 EATON CORP PLC 572,100 37,592,691 6.29% Put
10 EATON CORP PLC 3,457 227,159 0.04%
11 GARMIN LTD 5,660 272,303 0.05%
12 HERBALIFE LTD 12,227 757,952 0.13%
13 INTELSAT S A COM 500,000 1,355,000 0.23%
14 JOHNSON CTLS INTL PLC 29,837 1,388,316 0.23%
15 JOHNSON CTLS INTL PLC 67,200 3,126,816 0.52% Call
16 JOHNSON CTLS INTL PLC 493,200 22,948,596 3.84% Put
17 LYONDELLBASELL INDUSTRIES N 467,200 37,684,352 6.31% Put
18 LYONDELLBASELL INDUSTRIES N 71,700 5,783,322 0.97% Call
19 LYONDELLBASELL INDUSTRIES N 50,680 4,087,849 0.68%
20 MEDTRONIC INC 224,100 19,362,240 3.24% Call
21 MEDTRONIC PLC 2,243,300 193,821,120 32.45% Put
22 MEDTRONIC PLC 64,330 5,558,112 0.93%
23 MYLAN N V 82,700 3,152,524 0.53% Call
24 MYLAN N V 214,442 8,174,529 1.37%
25 MYLAN N V 472,500 18,011,700 3.02% Put
26 NIELSEN HLDGS PLC 364,200 19,510,194 3.27% Put
27 NIELSEN HLDGS PLC 91,900 4,923,083 0.82% Call
28 PERRIGO CO PLC 47,472 4,383,090 0.73%
29 PERRIGO CO PLC 69,300 6,398,469 1.07% Put
30 PERRIGO CO PLC 6,800 627,844 0.11% Call
31 SEAGATE TECHNOLOGY PLC 56,498 2,177,998 0.36%
32 TE CONNECTIVITY LTD 108,200 6,965,916 1.17% Put
33 TE CONNECTIVITY LTD 19,000 1,223,220 0.20% Call
34 TRANSOCEAN LTD 1,398,100 14,903,746 2.50% Put
35 VALIDUS HOLDINGS LTD 5,039 251,043 0.04%
Restatement filing (0000950123-19-003408) filed in 2019.04.17
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR S&P 500 ETF TR 7,009,800 1,516,220 1.48%
2 ISHARES TR 36,393,737 1,362,945 1.33% Put
3 SPDR S&P 500 ETF TR 3,680,146 796,016 0.78%
4 APPLE INC 6,950,620 785,340 0.77%
5 AMAZON COM INC 924,294 773,853 0.76%
6 APPLE INC 6,536,400 738,940 0.72% Put
7 ISHARES TR 5,800,033 665,798 0.65% Put
8 FACEBOOK INC 4,950,570 635,000 0.62%
9 MICROSOFT CORP 10,689,723 615,672 0.60%
10 APPLE INC 5,411,856 609,073 0.60%
11 ALPHABET INC 696,829 560,273 0.55%
12 MICROSOFT CORP 8,943,390 514,275 0.50%
13 AMAZON.COM INC 588,600 492,841 0.48% Put
14 ALPHABET INC 580,200 466,516 0.46% Put
15 ROYAL BK SCOTLAND GROUP PLC 474,635,000 465,736 0.46% PRN
16 VISA INC 5,281,922 436,778 0.43%
17 MICROSOFT CORP 7,456,500 429,494 0.42% Put
18 EXXON MOBIL CORP 4,842,600 422,662 0.41% Put
19 JOHNSON & JOHNSON 3,569,600 421,677 0.41% Put
20 JOHNSON & JOHNSON 3,520,464 414,191 0.41%
21 ALPHABET INC 531,100 412,819 0.40% Put
22 Put FB $140.0 Exp Jun 16, 2017 3,021,600 387,581 0.38% Put
23 UNITEDHEALTH GROUP INC 2,709,725 377,268 0.37%
24 ROYAL BK OF SCOTLAND PLC 397,323,000 365,537 0.36% PRN
25 ROYAL DUTCH SHELL PLC 7,256,003 363,308 0.36%
26 GENERAL ELECTRIC CO 11,976,900 354,756 0.35% Put
27 BERKSHIRE HATHAWAY INC DEL 2,369,700 342,351 0.33% Put
28 FACEBOOK INC 2,591,185 332,155 0.32%
29 INTEL CORP 8,756,982 330,009 0.32%
30 UNITEDHEALTH GROUP INC 2,354,189 329,446 0.32%
31 AT&T INC 7,760,870 315,169 0.31%
32 JPMORGAN CHASE & CO 4,662,539 310,478 0.30%
33 PROCTER AND GAMBLE CO 3,411,300 306,164 0.30% Put
34 AT&T INC 7,440,914 302,720 0.30%
35 COMCAST CORP NEW 4,538,440 301,065 0.29%
36 ABBVIE INC 4,582,962 288,893 0.28%
37 INTEL CORP 7,652,497 287,072 0.28%
38 WELLS FARGO & CO NEW 6,431,626 284,792 0.28%
39 TRAVELERS COMPANIES INC 2,452,347 280,916 0.27%
40 JPMORGAN CHASE & CO 4,146,125 273,725 0.27%
41 VERIZON COMMUNICATIONS INC 5,185,700 269,553 0.26% Put
42 CISCO SYS INC 8,403,216 265,968 0.26%
43 CHEVRON CORP NEW 2,562,300 263,712 0.26% Put
44 AT&T INC 6,146,500 249,609 0.24% Put
45 AMGEN INC 1,497,148 249,439 0.24%
46 PFIZER INC 7,370,422 247,173 0.24%
47 WAL-MART STORES INC 3,420,622 246,695 0.24%
48 CISCO SYS INC 7,763,918 244,808 0.24%
49 ALIBABA GROUP HLDG LTD 2,257,299 238,800 0.23%
50 EXXON MOBIL CORP 2,712,472 235,546 0.23%
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