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Institutional Investment Manager
Allianz Asset Management GmbH
Allianz Asset Management GmbH (CIK: 0001535323), located at Seidlstrasse 24-24a, Munich, 2m. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q3)
Original 13F HR (0001535323-16-000002) filed in 2016.11.14
#
Name
Shares
Value ($)
%
Options
Notes
4751 WHITING PETE CORP NEW 17,505,000 14,371 0.01% PRN
4752 FINISAR CORP 12,000,000 14,177 0.01% PRN
4753 COBALT INTL ENERGY INC 35,855,000 13,833 0.01% PRN
4754 ENCORE CAP GROUP INC 16,350,000 13,687 0.01% PRN
4755 STONE ENERGY CORP 24,965,000 13,419 0.01% PRN
4756 VECTOR GROUP LTD 11,700,000 13,370 0.01% PRN
4757 CLOVIS ONCOLOGY INC 13,070,000 12,499 0.01% PRN
4758 CEPHEID 11,775,000 12,233 0.01% PRN
4759 ON SEMICONDUCTOR CORP 11,810,000 12,070 0.01% PRN
4760 ECHO GLOBAL LOGISTICS INC SR CONV NT2.5 20 12,495,000 11,745 0.01% PRN
4761 SUNPOWER CORP 14,825,000 11,245 0.01% PRN
4762 WEB COM GROUP INC 11,675,000 11,066 0.01% PRN
4763 WEBMD HEALTH CORP 9,500,000 10,966 0.01% PRN
4764 TESLA MOTORS INC 6,500,000 10,612 0.01% PRN
4765 INTEL CORP JR SB CONV DB 35 7,000,000 9,669 0.01% PRN
4766 BROOKDALE SR LIVING INC NOTE 2.750 6/1 8,625,000 8,690 0.01% PRN
4767 CHART INDS INC SR SB GLBL CV 18 8,765,000 8,661 0.01% PRN
4768 TTM TECHNOLOGIES INC 6,340,000 8,386 0.01% PRN
4769 HURON CONSULTING GROUP INC 7,755,000 7,836 0.01% PRN
4770 HORNBECK OFFSHORE SVCS INC NEW SR CONV NT1.5 19 13,350,000 7,743 0.01% PRN
4771 Blucora Inc 8,000,000 7,670 0.01% PRN
4772 RYLAND GROUP INC SR NT CV 0.25 19 8,205,000 7,661 0.01% PRN
4773 AK STL CORP 6,125,000 7,454 0.01% PRN
4774 HORIZON PHARMA INV LTD 2.500000 03/15/20 7,380,000 7,214 0.01% PRN
4775 LAYNE CHRISTENSEN CO 7,875,000 6,965 0.01% PRN
4776 STANDARD CHARTERED PLC DEBT 6.50012/3 7,000,000 6,579 0.01% PRN
4777 AUSTRALIA & NEW ZEALA BKG 14 6,000,000 6,388 0.01% PRN
4778 SERVICESOURCE INTL INC 6,500,000 6,284 0.01% PRN
4779 ATLAS AIR WORLDWIDE HLDGS INC 2.25 06/01/2022 5,925,000 5,756 0.01% PRN
4780 HSBC HLDGS PLC 4,900,000 5,108 0.00% PRN
4781 BARCLAYS PLC 5,200,000 4,764 0.00% PRN
4782 Illumina Inc 4,350,000 4,536 0.00% PRN
4783 ANTHEM INC 2,575,000 4,524 0.00% PRN
4784 PRICELINE GRP INC SR CONV NT0.9 21 4,000,000 4,314 0.00% PRN
4785 Priceline Group Inc/The 3,000,000 3,845 0.00% PRN
4786 Illumina Inc 3,000,000 3,128 0.00% PRN
4787 Old Republic International Corp 2,460,000 2,975 0.00% PRN
4788 INTNED 6 PERP C 3,000,000 2,923 0.00% PRN
4789 Spirit Realty Capital Inc 2,500,000 2,846 0.00% PRN
4790 TORONTO-DOMINION BANK 2,800,000 2,812 0.00% PRN
4791 NEWMONT MINING CORP SR NT CV1.625 17 2,500,000 2,736 0.00% PRN
4792 AIR LEASE CORP SR CV NT3.875 18 1,595,000 1,973 0.00% PRN
4793 ALZA Corp 1,180,000 1,922 0.00% PRN
4794 THERAVANCE INC 2,260,000 1,907 0.00% PRN
4795 FLUIDIGM CORP DEL 3,000,000 1,864 0.00% PRN
4796 Fidelity National Financial Inc 785,000 1,592 0.00% PRN
4797 J2 GLOBAL INC SR CV NT 3.25 29 1,330,000 1,541 0.00% PRN
4798 DEPOMED INC 1,035,000 1,522 0.00% PRN
4799 AMERICAN RLTY CAP PPTYS INC SR CONV NT 3 18 1,500,000 1,498 0.00% PRN
4800 DANAHER CORP DEL LYON 01/21 475,000 1,427 0.00% PRN
Page 96 of 97
New Holding filing (0000950123-24-005931) filed in 2024.05.23
#
Name
Shares
Value ($)
%
Options
Notes
1 MEDTRONIC PLC 2,243,300 193,821,120 32.45% Put
2 CHUBB LIMITED 533,300 67,009,145 11.22% Put
3 ACCENTURE PLC IRELAND 547,900 66,936,943 11.21% Put
4 LYONDELLBASELL INDUSTRIES N 467,200 37,684,352 6.31% Put
5 EATON CORP PLC 572,100 37,592,691 6.29% Put
6 JOHNSON CTLS INTL PLC 493,200 22,948,596 3.84% Put
7 NIELSEN HLDGS PLC 364,200 19,510,194 3.27% Put
8 MEDTRONIC PLC 224,100 19,362,240 3.24% Call
9 MYLAN N V SHS EURO 472,500 18,011,700 3.02% Put
10 ACCENTURE PLC IRELAND 140,200 17,128,234 2.87% Call
11 TRANSOCEAN LTD 1,398,100 14,903,746 2.50% Put
12 CHUBB LIMITED 111,100 13,959,715 2.34% Call
13 MYLAN N V 214,442 8,174,529 1.37%
14 TE CONNECTIVITY LTD 108,200 6,965,916 1.17% Put
15 PERRIGO CO PLC 69,300 6,398,469 1.07% Put
16 LYONDELLBASELL INDUSTRIES N 71,700 5,783,322 0.97% Call
17 MEDTRONIC PLC 64,330 5,558,112 0.93%
18 NIELSEN HLDGS PLC 91,900 4,923,083 0.82% Call
19 EATON CORP PLC 73,900 4,855,969 0.81% Call
20 PERRIGO CO PLC 47,472 4,383,090 0.73%
21 LYONDELLBASELL INDUSTRIES N 50,680 4,087,849 0.68%
22 MYLAN N V 82,700 3,152,524 0.53% Call
23 JOHNSON CTLS INTL PLC 67,200 3,126,816 0.52% Call
24 SEAGATE TECHNOLOGY PLC 56,498 2,177,998 0.36%
25 BLUE CAP REINS HLDGS LTD COM 100,000 1,832,000 0.31%
26 JOHNSON CTLS INTL PLC 29,837 1,388,316 0.23%
27 INTELSAT S A COM 500,000 1,355,000 0.23%
28 TE CONNECTIVITY LTD 19,000 1,223,220 0.20% Call
29 HERBALIFE LTD 12,227 757,952 0.13%
30 PERRIGO CO PLC 6,800 627,844 0.11% Call
31 DOMTAR CORP 15,052 558,881 0.09%
32 BUNGE LIMITED 4,925 291,708 0.05%
33 GARMIN LTD 5,660 272,303 0.05%
34 VALIDUS HOLDINGS LTD 5,039 251,043 0.04%
35 EATON CORP PLC 3,457 227,159 0.04%
Restatement filing (0000950123-19-003408) filed in 2019.04.17
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR S&P 500 ETF TR 7,009,800 1,516,220 1.48%
2 ISHARES TR 36,393,737 1,362,945 1.33% Put
3 SPDR S&P 500 ETF TR 3,680,146 796,016 0.78%
4 APPLE INC 6,950,620 785,340 0.77%
5 AMAZON COM INC 924,294 773,853 0.76%
6 Put - Apple, Inc. - 145 - Exp. 8/18/17 6,536,400 738,940 0.72% Put
7 ISHARES TR RUSSELL 2000 ETF US 09/15/17 P140 5,800,033 665,798 0.65% Put
8 FACEBOOK INC 4,950,570 635,000 0.62%
9 MICROSOFT CORP 10,689,723 615,672 0.60%
10 APPLE INC 5,411,856 609,073 0.60%
11 ALPHABET INC 696,829 560,273 0.55%
12 MICROSOFT CORP 8,943,390 514,275 0.50%
13 AMAZON COM INC 588,600 492,841 0.48% Put
14 ALPHABET INC 580,200 466,516 0.46% Put
15 ROYAL BK SCOTLAND GROUP PLC 474,635,000 465,736 0.46% PRN
16 VISA INC 5,281,922 436,778 0.43%
17 MICROSOFT CORP 7,456,500 429,494 0.42% Put
18 EXXON MOBIL CORP 4,842,600 422,662 0.41% Put
19 JOHNSON & JOHNSON 3,569,600 421,677 0.41% Put
20 JOHNSON & JOHNSON 3,520,464 414,191 0.41%
21 ALPHABET INC 531,100 412,819 0.40% Put
22 Put FB @ $125.0 Exp Jan 19, 2018 3,021,600 387,581 0.38% Put
23 UNITEDHEALTH GROUP INC 2,709,725 377,268 0.37%
24 ROYAL BK OF SCOTLAND PLC 397,323,000 365,537 0.36% PRN
25 ROYAL DUTCH SHELL PLC 7,256,003 363,308 0.36%
26 GENERAL ELECTRIC CO 11,976,900 354,756 0.35% Put
27 BERKSHIRE HATHAWAY INC DEL 2,369,700 342,351 0.33% Put
28 FACEBOOK INC 2,591,185 332,155 0.32%
29 INTEL CORP 8,756,982 330,009 0.32%
30 UNITEDHEALTH GROUP INC 2,354,189 329,446 0.32%
31 AT&T INC 7,760,870 315,169 0.31%
32 JPMORGAN CHASE & CO 4,662,539 310,478 0.30%
33 PROCTER AND GAMBLE CO 3,411,300 306,164 0.30% Put
34 AT&T INC 7,440,914 302,720 0.30%
35 COMCAST CORP NEW 4,538,440 301,065 0.29%
36 ABBVIE INC 4,582,962 288,893 0.28%
37 INTEL CORP 7,652,497 287,072 0.28%
38 WELLS FARGO CO NEW 6,431,626 284,792 0.28%
39 TRAVELERS COMPANIES INC 2,452,347 280,916 0.27%
40 JPMORGAN CHASE & CO 4,146,125 273,725 0.27%
41 VERIZON COMMUNICATIONS INC 5,185,700 269,553 0.26% Put
42 CISCO SYS INC 8,403,216 265,968 0.26%
43 CHEVRON CORP NEW 2,562,300 263,712 0.26% Put
44 AT&T INC 6,146,500 249,609 0.24% Put
45 AMGEN INC 1,497,148 249,439 0.24%
46 PFIZER INC 7,370,422 247,173 0.24%
47 WAL-MART STORES INC 3,420,622 246,695 0.24%
48 CISCO SYS INC 7,763,918 244,808 0.24%
49 ALIBABA GROUP HLDG LTD 2,257,299 238,800 0.23%
50 EXXON MOBIL CORP 2,712,472 235,546 0.23%
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