| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | ADVENT CAPITAL MANAGEMENT /DE/ | 25,698,000 | 24,402,000 | 11.06% | PRN | |
| 2 | SHENKMAN CAPITAL MANAGEMENT INC | 23,403,000 | 22,335,000 | 10.13% | PRN | |
| 3 | Radcliffe Capital Management, L.P. | 21,591,000 | 20,456,000 | 9.27% | PRN | |
| 4 | CAMDEN ASSET MANAGEMENT L P /CA | 17,834,000 | 16,931,000 | 7.68% | PRN | |
| 5 | LORD, ABBETT & CO. LLC | 15,286,000 | 14,589,000 | 6.61% | PRN | |
| 6 | OSTERWEIS CAPITAL MANAGEMENT INC | 14,540,000 | 13,804,000 | 6.26% | PRN | |
| 7 | Invesco Ltd. | 13,595,000 | 12,907,000 | 5.85% | PRN | |
| 8 | WOLVERINE ASSET MANAGEMENT LLC | 12,568,000 | 11,925,000 | 5.41% | PRN | |
| 9 | JPMORGAN CHASE & CO | 12,340,000 | 11,692,000 | 5.30% | PRN | |
| 10 | Allianz Asset Management GmbH | 11,675,000 | 11,066,000 | 5.02% | PRN | |
| 11 | FMR LLC | 10,650,000 | 10,111,000 | 4.58% | PRN | |
| 12 | BESSEMER GROUP INC | 8,000,000 | 7,563,000 | 3.43% | PRN | |
| 13 | OAKTREE CAPITAL MANAGEMENT LP | 7,511,000 | 7,116,000 | 3.23% | PRN | |
| 14 | Pomelo Capital LLC | 5,750,000 | 5,488,000 | 2.49% | PRN | |
| 15 | Man Investments (CH) AG | 5,000,000 | 4,756,000 | 2.16% | PRN | |
| 16 | CITADEL ADVISORS LLC | 5,000,000 | 4,735,000 | 2.15% | PRN | |
| 17 | TEALWOOD ASSET MANAGEMENT INC | 4,905,000 | 4,639,000 | 2.10% | PRN | |
| 18 | Bank of New York Mellon Corp | 3,155,000 | 2,989,000 | 1.36% | ||
| 19 | COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 2,850,000 | 2,706,000 | 1.23% | ||
| 20 | Mohican Financial Management, LLC | 2,500,000 | 2,373,000 | 1.08% | ||
| 21 | GABELLI FUNDS LLC | 2,000,000 | 1,899,000 | 0.86% | PRN | |
| 22 | ARISTOTLE FUND, L.P. | 2,000,000 | 1,897,000 | 0.86% | PRN | |
| 23 | WELLINGTON MANAGEMENT GROUP LLP | 1,625,000 | 1,543,000 | 0.70% | PRN | |
| 24 | DEUTSCHE BANK AG\ | 947,000 | 899,000 | 0.41% | PRN | |
| 25 | BANK OF AMERICA CORP /DE/ | 495,000 | 470,000 | 0.21% | PRN | |
| 26 | CREDIT SUISSE AG/ | 372,000 | 353,000 | 0.16% | PRN | |
| 27 | BARCLAYS PLC | 348,000 | 330,000 | 0.15% | PRN | |
| 28 | SUNTRUST BANKS INC | 246,000 | 233,000 | 0.11% | ||
| 29 | CITIGROUP INC | 106,000 | 101,000 | 0.05% | PRN | |
| 30 | M&T BANK CORP | 51,000 | 48,000 | 0.02% | PRN | |
| 31 | ADVISOR GROUP, INC. | 36 | 33,000 | 0.01% | PRN | |
| 32 | WELLS FARGO & COMPANY/MN | 32,000 | 30,000 | 0.01% | PRN | |
| 33 | Sigma Planning Corp | 30,000 | 28,000 | 0.01% | ||
| 34 | STIFEL FINANCIAL CORP | 23,735 | 24,000 | 0.01% | PRN | |
| 35 | MORGAN STANLEY | 16,000 | 15,000 | 0.01% | PRN | |
| 36 | Sterneck Capital Management, LLC | 15,000 | 14,000 | 0.01% | PRN | |
| 37 | Cetera Advisors LLC | 15,000 | 14,000 | 0.01% | PRN | |
| 38 | GOLDMAN SACHS GROUP INC | 13,000 | 12,000 | 0.01% | PRN | |
| 39 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 10,000 | 9,000 | 0.00% | ||
| 40 | Cambridge Investment Research Advisors, Inc. | 10,000 | 9,000 | 0.00% | ||
| 41 | Creative Planning | 3,000 | 3,000 | 0.00% | PRN | |
| 42 | ROYAL BANK OF CANADA | 2,000 | 2,000 | 0.00% | PRN | |
| 43 | UBS Group AG | 1,000 | 1,000 | 0.00% | PRN |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
