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Institutional Investment Manager
CWM, LLC
CWM, LLC (CIK: 0001535847) incorporated in Nebraska, located at 14600 Branch St., Omaha, NE. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q1)
Portfolio Summary: 781 holdings with a total value of $1,138,794,000.
#
Name
Shares
Value ($)
%
Options
Notes
701 IMAX CORP 80 2,000 0.00%
702 ISHARES TR 50 2,000 0.00%
703 AMERICAN EXPRESS CO 31 2,000 0.00%
704 AXIALL CORPORATION 52 1,000 0.00%
705 ROYCE GLOBAL VALUE TR INC 127 1,000 0.00%
706 COMPANHIA SIDERURGICA NACION 600 1,000 0.00%
707 BAKER HUGHES INC 32 1,000 0.00%
708 GALENA BIOPHARMA INC 500 1,000 0.00%
709 AIXTRON SE 250 1,000 0.00%
710 INTEL CORP JR SB CONV DB 35 999 1,000 0.00% PRN
711 GLAXOSMITHKLINE PLC 34 1,000 0.00%
712 ENERPLUS CORP 192 1,000 0.00%
713 DISCOVERY COMMUNICATNS NEW 23 1,000 0.00%
714 AFFYMETRIX INCOC-CAP STK CASH MGREFF 4/1/16 1 OLDUSD 14.00 PER SHARE 100 1,000 0.00%
715 KLX INC COM 25 1,000 0.00%
716 VALE S A 328 1,000 0.00%
717 LIBERTY GLOBAL PLC 25 1,000 0.00%
718 COMMUNICATIONS SALES&LEAS 24 1,000 0.00%
719 STRAIGHT PATH COMMUNICATNS INCORPORATED CLASS B 22 1,000 0.00%
720 VANGUARD INTL EQUITY INDEX F 14 1,000 0.00%
721 CATALYST PHARMACEUTICALS INC 500 1,000 0.00%
722 AK STL HLDG CORP 228 1,000 0.00%
723 DEVRY EDUCATION 42 1,000 0.00%
724 IDT CORP 45 1,000 0.00%
725 STARZ SERIES A 37 1,000 0.00%
726 LIBERTY MEDIA HOLDING CP INTER A 30 1,000 0.00%
727 Liberty Media Ser A 37 1,000 0.00%
728 MARATHON OIL CORP 103 1,000 0.00%
729 HUNTINGTON INGALLS INDS INC 5 1,000 0.00%
730 TERADATA CORP DEL 44 1,000 0.00%
731 MALLINCKRODT PUB LTD CO 17 1,000 0.00%
732 PJT PARTNERS INC 39 1,000 0.00%
733 CAPELLA EDUCATION 21 1,000 0.00%
734 HARLEY DAVIDSON INC 25 1,000 0.00%
735 PETROLEO BRASILEIRO SA PETRO 106 1,000 0.00%
736 QORVO INC 25 1,000 0.00%
737 UNITED STATES NATL GAS FUND 112 1,000 0.00%
738 WESTAR ENERGY 29 1,000 0.00%
739 NCR CORP NEW 44 1,000 0.00%
740 LIBERTY BROADBAND-C 18 1,000 0.00%
741 TELEPHONE DATA SYS INC 43 1,000 0.00%
742 SPROTT PHYSICAL SILVER TR 18 0 0.00%
743 RMR GROUP INC 5 0 0.00%
744 VISTEON CORP COM NEW 5 0 0.00%
745 GENIE ENERGY LTD CL B 45 0 0.00%
746 LINN ENERGY LLC UNIT LTD LIAB 127 0 0.00%
747 Liberty Ventures 6 0 0.00%
748 PEABODY ENERGY C 4.75 PERCENT 66 CONV BONDS DUE 12/15/66 666 0 0.00% PRN
749 Adt Corp 12 0 0.00%
750 VESTIN RLTY MTG II INC 182 0 0.00%
Page 15 of 16

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001580642-16-008142, filed 2016.04.18).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.