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Institutional Investment Manager
CWM, LLC
CWM, LLC (CIK: 0001535847) incorporated in Nebraska, located at 14600 Branch St., Omaha, NE. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q4)
Portfolio Summary: 1,132 holdings with a total value of $1,631,629,000.
#
Name
Shares
Value ($)
%
Options
Notes
1 VEECO INSTRS INC DEL COM 7 0 0.00%
2 CHESAPEAKE ENERGY CORP 20 0 0.00%
3 CRESUD S A C I F Y A 1 0 0.00%
4 COMMUNITY HEALTH SYS INC NEW 3 0 0.00%
5 GABELLI GLB SML & MD CP VAL TR 33 0 0.00%
6 SYNGENTA AG 3 0 0.00%
7 SOTHEBYS 2 0 0.00%
8 AMERICAN INTL GROUP INC 7 0 0.00%
9 OCEAN RIG 2 0 0.00%
10 RED HAT INC 5 0 0.00%
11 WEATHERFORD INTL PLC 64 0 0.00%
12 BLACKROCK MUNIYIELD CALI QLT 4 0 0.00%
13 IMMUNOGEN INC 9 0 0.00%
14 AVON PRODS INC 78 0 0.00%
15 VMWARE INC 3 0 0.00%
16 MURPHY USA INC COM 5 0 0.00%
17 VISTEON CORP COM NEW 5 0 0.00%
18 LIBERTY MEDIA CORP DELAWARE 12 0 0.00%
19 GALENA BIOPHARMA INCORPORATED COM NEW 25 0 0.00%
20 ARROWHEAD PHARMACEUTICALS IN 60 0 0.00%
21 RIO TINTO PLC 4 0 0.00%
22 TRIMBLE INC 13 0 0.00%
23 PEBBLEBROOK HOTEL TR 10 0 0.00%
24 NASDAQ OMX GROUP 4 0 0.00%
25 CALIFORNIA RES CORP 2 0 0.00%
26 XILINX INC 6 0 0.00%
27 ONEMAIN HLDGS INC 7 0 0.00%
28 ISHARES TR 10,800 0 0.00% Put
29 LIBERTY MEDIA HOLDING CP INTER A 8 0 0.00%
30 Arena Pharmaceuticals, Inc 100 0 0.00%
31 AMERICAN HOMES 4 RENT CL A 11 0 0.00%
32 EMCOR GROUP INC 2 0 0.00%
33 ACHILLION PHARMACEUTICALS IN 75 0 0.00%
34 VECTRUS INC 2 0 0.00%
35 SEARS HLDGS CORP 122 0 0.00%
36 ROYCE GLOBAL VALUE TR INC 2 0 0.00%
37 GREENHILL & CO INC COM 7 0 0.00%
38 BONANZA CREEK ENERGY INC 375 0 0.00%
39 COMMUNITY HEALTH SYS INC NEW 56 0 0.00%
40 INGEVITY CORP 16 1,000 0.00%
41 ASCENA RETAIL GROUP INC COM 200 1,000 0.00%
42 KLA-TENCOR CORP 12 1,000 0.00%
43 INTEL CORP JR SB CONV DB 35 999 1,000 0.00% PRN
44 AXIS CAPITAL HOLDINGS LTD 17 1,000 0.00%
45 PJT PARTNERS INC 39 1,000 0.00%
46 FINISH LINE INC CL A 68 1,000 0.00%
47 DR REDDYS LABS LTD 23 1,000 0.00%
48 RBC BEARINGS INC 12 1,000 0.00%
49 PERRIGO CO PLC 15 1,000 0.00%
50 NEWS CORP CL A 109 1,000 0.00%
Page 1 of 23

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001580642-17-000299, filed 2017.01.19).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.