| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | KCAP FINL INC | 11,514 | 77,000 | 1.77% | ||
| 2 | MCG CAPITAL CORP | 25,200 | 100,000 | 2.30% | ||
| 3 | ANNALY CAP MGMT INC | 10,100 | 105,000 | 2.41% | ||
| 4 | DYNEX CAP INC | 13,000 | 110,000 | 2.53% | ||
| 5 | MFA FINANCIAL INC COM | 14,000 | 110,000 | 2.53% | ||
| 6 | CYS INVTS INC COM | 12,700 | 113,000 | 2.60% | ||
| 7 | ANWORTH MTG ASSET CORP | 22,300 | 114,000 | 2.62% | ||
| 8 | Inland Real Estate Corp | 10,800 | 115,000 | 2.64% | ||
| 9 | ALEXZA PHARMACEUTICALS INC COM NEW | 1,693,833 | 3,506,000 | 80.60% |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0000919574-15-004020, filed 2015.05.14).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
