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ALEXZA PHARMACEUTICALS INC COM NEW
ALEXZA PHARMACEUTICALS INC COM NEW. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 29 Institutional holders with a total value of $11,773,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 LANSDOWNE PARTNERS AUSTRIA GMBH 1,693,833 3,506,000 29.78%
2 MORGAN STANLEY 972,143 2,012,000 17.09%
3 CREDIT SUISSE AG/ 788,638 1,633,000 13.87%
4 VANGUARD GROUP INC 668,995 1,385,000 11.76%
5 GOLDMAN SACHS GROUP INC 472,487 978,000 8.31%
6 C WorldWide Group Holding A/S 400,273 829,000 7.04%
7 Compagnie Lombard Odier SCmA 224,600 464,000 3.94%
8 HOWARD HUGHES MEDICAL INSTITUTE 98,914 205,000 1.74%
9 GEODE CAPITAL MANAGEMENT, LLC 90,937 188,000 1.60%
10 BlackRock Fund Advisors 63,350 131,000 1.11%
11 JACOBS LEVY EQUITY MANAGEMENT, INC 52,753 109,000 0.93%
12 Bank of New York Mellon Corp 33,612 69,000 0.59%
13 NORTHERN TRUST CORP 29,354 61,000 0.52%
14 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 26,307 57,000 0.48%
15 CITADEL ADVISORS LLC 21,327 44,000 0.37%
16 SUSQUEHANNA INTERNATIONAL GROUP, LLP 20,000 41,000 0.35% Call
17 SIMPLEX TRADING, LLC 6,731 13,000 0.11%
18 MUFG Americas Holdings Corp 4,640 10,000 0.08%
19 SRH ADVISORS, LLC 4,350 9,000 0.08%
20 UBS Group AG 3,489 7,000 0.06%
21 ROYAL BANK OF CANADA 3,000 6,000 0.05%
22 BlackRock Investment Management, LLC 3,066 6,000 0.05%
23 MANUFACTURERS LIFE INSURANCE COMPANY, THE 2,067 4,000 0.03%
24 DEUTSCHE BANK AG\ 1,500 3,000 0.03%
25 LADENBURG THALMANN FINANCIAL SERVICES INC. 900 2,000 0.02%
26 BANK OF MONTREAL /CAN/ 439 1,000 0.01%
27 Creative Planning 150 0 0.00%
28 Tower Research Capital LLC (TRC) 227 0 0.00%
29 WELLS FARGO & COMPANY/MN 40 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.