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Institutional Investment Manager
NuWave Investment Management, LLC
NuWave Investment Management, LLC (CIK: 0001536141) incorporated in Delaware, located at 35 Waterview Boulevard, Parsippany, NJ. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q3)
Portfolio Summary: 298 holdings with a total value of $34,898,000.
#
Name
Shares
Value ($)
%
Options
Notes
101 URBAN OUTFITTERS INC 158 6,000 0.02%
102 DUKE ENERGY CORP NEW 80 6,000 0.02%
103 VERISIGN INC 110 6,000 0.02%
104 INTERPUBLIC GROUP COS INC 401 7,000 0.02%
105 QUALCOMM INC 100 7,000 0.02%
106 WELLS FARGO & CO NEW 133 7,000 0.02%
107 XL Group plc 230 7,000 0.02%
108 NORDSTROM INC 112 8,000 0.02%
109 BOSTON PROPERTIES INC 69 8,000 0.02%
110 COACH INC 214 8,000 0.02%
111 HALLIBURTON CO 125 8,000 0.02%
112 FEDEX CORP 54 9,000 0.03%
113 DOVER CORP 113 9,000 0.03%
114 VALERO ENERGY CORP NEW 193 9,000 0.03%
115 Intuit Inc 50 10,000 0.03%
116 LOCKHEED MARTIN CORP 53 10,000 0.03%
117 WASTE MGMT INC DEL 203 10,000 0.03%
118 HOST HOTELS & RESORTS INC 520 11,000 0.03%
119 CARMAX INC 253 12,000 0.03%
120 CA INC 487 13,000 0.04%
121 JPMORGAN CHASE & CO 220 13,000 0.04%
122 SCRIPPS NETWORKS INTERACT IN 181 15,000 0.04%
123 BED BATH & BEYOND INC 241 16,000 0.05%
124 HUMANA INC 123 16,000 0.05%
125 CARNIVAL CORP 457 18,000 0.05%
126 QUANTA SVCS INC 496 18,000 0.05%
127 COMCAST CORP NEW 352 19,000 0.05%
128 PULTE GROUP INC 1,106 20,000 0.06%
129 ECOLAB INC 174 20,000 0.06%
130 T MOBILE US INC 731 21,000 0.06%
131 LINCOLN NATL CORP IND 389 21,000 0.06%
132 MAXIM INTEGR 721 22,000 0.06%
133 CONSOL ENERGY INC 604 23,000 0.07%
134 ABBOTT LABS 555 23,000 0.07%
135 CISCO SYS INC 944 24,000 0.07%
136 WATERS CORP 250 24,000 0.07%
137 ROSETTA RESOURCES INC 590 26,000 0.07%
138 PRINCIPAL FIN GROUP 493 26,000 0.07%
139 TEXAS INSTRS INC 635 30,000 0.09%
140 AFLAC INC 534 31,000 0.09%
141 WYNN RESORTS LTD 177 33,000 0.09%
142 QUEST DIAGNOSTICS INC 603 37,000 0.11%
143 NVIDIA CORPORATION 2,028 38,000 0.11%
144 KINDER MORGAN INC DEL 1,079 42,000 0.12%
145 Linear Technology Corp 964 43,000 0.12%
146 INTUITIVE SURGICAL INC 97 45,000 0.13%
147 NEWELL BRANDS 1,327 46,000 0.13%
148 SOTHEBYS 1,321 47,000 0.13%
149 AKAMAI TECHNOLOGIES INC 820 49,000 0.14%
150 TYCO INTL LTD. 1,112 50,000 0.14%
Page 3 of 6

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001536141-14-000008, filed 2014.10.14).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.