| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | ISHARES TR | 240,000 | 32,364,000 | 18.29% | Put | |
| 2 | SPDR S&P 500 ETF TR | 130,000 | 29,059,000 | 16.43% | Put | |
| 3 | GENERAL MTRS CO | 378,800 | 13,197,000 | 7.46% | Call | |
| 4 | ACORDA THERAPEUTICS INC | 8,750,000 | 6,650,000 | 3.76% | PRN | |
| 5 | SPDR SER TR | 90,000 | 5,327,000 | 3.01% | Put | |
| 6 | INTERNATIONAL BUSINESS MACHS | 29,600 | 4,913,000 | 2.78% | Call | |
| 7 | MONSANTO CO NEW | 38,500 | 4,051,000 | 2.29% | ||
| 8 | AEGERION PHARMACEUTICALS INC | 4,500,000 | 3,206,000 | 1.81% | PRN | |
| 9 | GENERAL ELECTRIC CO | 100,000 | 3,160,000 | 1.79% | Put | |
| 10 | HUMANA | 14,800 | 3,020,000 | 1.71% | ||
| 11 | PTC THERAPEUTICS INC | 5,000,000 | 2,978,000 | 1.68% | PRN | |
| 12 | IMMUNOMEDICS INC | 3,000,000 | 2,970,000 | 1.68% | PRN | |
| 13 | ASTRAZENECA PLC | 100,000 | 2,732,000 | 1.54% | Call | |
| 14 | OREXIGEN THERAPEUTICS INC | 9,901,000 | 2,723,000 | 1.54% | PRN | |
| 15 | NXP SEMICONDUCTORS N V | 27,700 | 2,715,000 | 1.53% | ||
| 16 | ISHARES IBOXX $ HIGH YIELD CORPORATE BOND ETF | 30,000 | 2,596,000 | 1.47% | Put | |
| 17 | INTEROIL CORP | 52,000 | 2,474,000 | 1.40% | ||
| 18 | PDL BIOPHARMA INC | 3,000,000 | 2,409,000 | 1.36% | PRN | |
| 19 | CATERPILLAR INC | 25,000 | 2,318,000 | 1.31% | Put | |
| 20 | PERNIX THERAPEUTICS HOLDINGS INC | 9,000,000 | 2,070,000 | 1.17% | PRN | |
| 21 | AMAZON COM INC | 2,600 | 1,950,000 | 1.10% | ||
| 22 | LILLY ELI & CO | 25,000 | 1,839,000 | 1.04% | Call | |
| 23 | WHITEWAVE FOODS | 33,000 | 1,835,000 | 1.04% | ||
| 24 | AEP INDS INC | 15,100 | 1,753,000 | 0.99% | ||
| 25 | PRIVATEBANCORP INC | 25,000 | 1,355,000 | 0.77% | ||
| 26 | SYNGENTA AG | 16,615 | 1,313,000 | 0.74% | ||
| 27 | GLOBALSTAR INC | 480,372 | 1,311,000 | 0.74% | PRN | |
| 28 | ENDURANCE SPECIALTY | 13,865 | 1,281,000 | 0.72% | ||
| 29 | RITE AID CORP | 146,169 | 1,204,000 | 0.68% | ||
| 30 | UNITED STATES | 100,000 | 1,172,000 | 0.66% | Put | |
| 31 | MICRON TECHNOLOGY INC | 52,900 | 1,160,000 | 0.66% | Call | |
| 32 | INTERSIL CORP CL A | 50,000 | 1,115,000 | 0.63% | ||
| 33 | TIME WARNER INC | 11,500 | 1,110,000 | 0.63% | ||
| 34 | ARRAY BIOPHARMA INC 3 06/01/2020 | 750,000 | 1,049,000 | 0.59% | PRN | |
| 35 | INOTEK PHARMACEUTICALS CORP | 1,000,000 | 1,040,000 | 0.59% | PRN | |
| 36 | VALEANT PHARMACEUTICALS INTL | 70,000 | 1,016,000 | 0.57% | Call | |
| 37 | LINEAR TECH | 15,000 | 935,000 | 0.53% | ||
| 38 | ACCELERON PHARMA | 36,530 | 932,000 | 0.53% | ||
| 39 | Chemtura Corp. | 28,000 | 930,000 | 0.53% | ||
| 40 | CABELAS INC | 15,400 | 902,000 | 0.51% | ||
| 41 | FACEBOOK INC | 6,500 | 748,000 | 0.42% | ||
| 42 | CIGNA CORPORATION | 5,400 | 720,000 | 0.41% | ||
| 43 | RETROPHIN INC COM | 38,000 | 719,000 | 0.41% | ||
| 44 | WESTAR ENERGY | 12,360 | 696,000 | 0.39% | ||
| 45 | SUFFOLK BANCORP COM | 15,880 | 680,000 | 0.38% | ||
| 46 | JANUS CAP GROUP INC | 50,000 | 664,000 | 0.38% | ||
| 47 | EVERBANK FINL CORP COM | 33,112 | 644,000 | 0.36% | ||
| 48 | G & K SVCS INCORPORATED CLASS A | 6,000 | 579,000 | 0.33% | ||
| 49 | Curis, Inc | 185,000 | 570,000 | 0.32% | ||
| 50 | CST BRANDS INCORPORATED | 11,000 | 530,000 | 0.30% |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001537055-17-000001, filed 2017.02.14).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
