| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | XEROX CORP | 30,000 | 0 | 0.00% | Call | |
| 2 | ARCH COAL INC | 14,000 | 0 | 0.00% | Call | |
| 3 | SUPERVALU INC | 10,000 | 1,000 | 0.00% | Call | |
| 4 | ION GEOPHYSICAL CORP | 20,000 | 1,000 | 0.00% | Call | |
| 5 | PROSPECT CAPITAL CORPORATION | 21,000 | 1,000 | 0.00% | Call | |
| 6 | MICHAEL KORS HLDGS LTD | 20,000 | 2,000 | 0.00% | Call | |
| 7 | PROSPECT CAPITAL CORPORATION | 20,000 | 2,000 | 0.00% | Put | |
| 8 | ALPHA NATURAL RESOURCES | 12,192 | 4,000 | 0.00% | ||
| 9 | DRAGONWAVE INC | 10,000 | 5,000 | 0.00% | ||
| 10 | DEJOUR ENERGY INC | 49,250 | 6,000 | 0.00% | ||
| 11 | GENERAL STEEL HOLDINGS INC | 10,274 | 7,000 | 0.00% | ||
| 12 | WALTER ENERGY INC COM | 30,965 | 7,000 | 0.00% | ||
| 13 | CYTORI THERAPEUTIC INC | 12,000 | 7,000 | 0.00% | ||
| 14 | OPEXA THERAPEUTICS EQUITY WARRANTS 03/13/201 | 17,500 | 8,000 | 0.00% | ||
| 15 | Echelon Corp | 10,230 | 8,000 | 0.00% | ||
| 16 | GIGAMEDIA LTD | 10,000 | 8,000 | 0.00% | ||
| 17 | Vaneck Vectors Gold | 10,000 | 8,000 | 0.00% | Put | |
| 18 | Vaneck Vectors Gold | 10,000 | 9,000 | 0.00% | Call | |
| 19 | Capstone Turbine | 23,990 | 10,000 | 0.00% | ||
| 20 | VRINGO INC | 19,050 | 11,000 | 0.00% | ||
| 21 | LIGHTBRIDGE CORP | 10,500 | 12,000 | 0.00% | ||
| 22 | AVALON RARE METALS INC | 59,000 | 12,000 | 0.00% | ||
| 23 | RARE ELEMENT RES LTD | 27,400 | 12,000 | 0.00% | ||
| 24 | U.S. GEOTHERMAL INC | 21,900 | 12,000 | 0.00% | ||
| 25 | CITIGROUPINC | 20,000 | 13,000 | 0.00% | Call | |
| 26 | ARCH COAL INC | 40,851 | 14,000 | 0.00% | ||
| 27 | OXBRIDGE RE HLDGS LTD | 15,812 | 14,000 | 0.00% | ||
| 28 | GREAT PANTHER SILVER LTD | 33,000 | 14,000 | 0.00% | ||
| 29 | YAHOO INC | 10,000 | 15,000 | 0.00% | Put | |
| 30 | RHINO RESOURCE PARTNERS LP | 11,000 | 15,000 | 0.00% | ||
| 31 | FX ENERGY INC | 17,225 | 15,000 | 0.00% | ||
| 32 | National Bank of Greece - ADR | 14,942 | 16,000 | 0.00% | ||
| 33 | HARMONY GOLD MINING CO LTD | 12,026 | 16,000 | 0.00% | ||
| 34 | DOCUMENT SEC SYS INC COM | 62,867 | 17,000 | 0.00% | ||
| 35 | TASEKO MINES LTD | 31,360 | 17,000 | 0.00% | ||
| 36 | REXAHN PHARMACEUTICALS INC | 28,874 | 18,000 | 0.00% | ||
| 37 | STEMCELLS INC COM NEW | 33,282 | 18,000 | 0.00% | ||
| 38 | SEADRILL LIMITED | 10,000 | 19,000 | 0.00% | Call | |
| 39 | NETFLIX INC | 20,000 | 20,000 | 0.00% | Put | |
| 40 | VAALCO ENERGY INC | 10,000 | 21,000 | 0.00% | ||
| 41 | TASMAN METALS LTD | 39,900 | 21,000 | 0.00% | ||
| 42 | MANAGED HIGH YIELD PLUS FUND INC | 12,385 | 22,000 | 0.00% | ||
| 43 | SIGNAL GENETICS INC | 10,000 | 22,000 | 0.00% | ||
| 44 | YAHOO INC | 20,000 | 23,000 | 0.00% | Call | |
| 45 | CITIGROUPINC | 10,000 | 24,000 | 0.00% | Put | |
| 46 | Rubicon Minerals Corp | 22,436 | 24,000 | 0.00% | ||
| 47 | INDIA GLOBALIZATION CAP CW11 EXP 3/6/15 | 61,000 | 24,000 | 0.00% | ||
| 48 | ORION ENERGY SYSTEMS INC | 10,000 | 25,000 | 0.00% | ||
| 49 | BALLARD PWR SYS INC NEW | 12,044 | 25,000 | 0.00% | ||
| 50 | FRONTLINE LTD ORD | 10,058 | 25,000 | 0.00% |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001580642-15-002938, filed 2015.07.09).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
