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Institutional Investment Manager
Modera Wealth Management, LLC
Modera Wealth Management, LLC (CIK: 0001542143) incorporated in Delaware, located at 56 Jefferson Avenue, Westwood, NJ. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q3)
Original 13F HR (0001221073-16-000219) filed in 2016.11.10
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES TR 488,691 57,280 19.20%
2 ISHARES TR 244,185 37,778 12.67%
3 ISHARES INC 797,577 36,377 12.20%
4 VANGUARD INDEX FDS 232,496 20,227 6.78%
5 VANGUARD INDEX FDS 168,965 18,698 6.27%
6 ISHARES RUSSELL 1000 ETF 126,432 15,230 5.11%
7 ISHARES MSCI EAFE SMALL CAP IDX FD 224,103 11,745 3.94%
8 ISHARES TR 51,341 11,170 3.74%
9 VANGUARD INTL EQUITY INDEX F 222,287 8,365 2.80%
10 VANGUARD SPECIALIZED FUNDS 96,169 8,071 2.71%
11 SPDR S&P MIDCAP 400 ETF TR 15,364 4,337 1.45%
12 SPDR S&P 500 ETF TR 12,514 2,707 0.91%
13 ISHARES RUSSELL 2000 VALUE ETF 25,822 2,705 0.91%
14 EXXON MOBIL CORP 25,402 2,168 0.73%
15 ISHARES GOLD TRUST 166,079 2,108 0.71%
16 VANGUARD WHITEHALL FDS 28,450 2,052 0.69%
17 JOHNSON & JOHNSON 17,182 2,030 0.68%
18 ISHARES TR 33,121 1,826 0.61%
19 3M CO 9,735 1,716 0.58%
20 LOCKHEED MARTIN CORP 7,073 1,696 0.57%
21 AT&T INC 41,330 1,678 0.56%
22 VANGUARD INDEX FDS 12,048 1,559 0.52%
23 INTERNATIONAL BUSINESS MACHS 9,045 1,437 0.48%
24 MICROSOFT CORP 24,177 1,393 0.47%
25 VERIZON COMMUNICATIONS INC 24,931 1,391 0.47%
26 VANGUARD INDEX FDS 12,236 1,362 0.46%
27 GENERAL ELECTRIC CO 44,968 1,332 0.45%
28 APPLE INC 11,143 1,260 0.42%
29 ISHARES TR 3,800 1,100 0.37%
30 PEPSICO INC 10,083 1,097 0.37%
31 ALTRIA GROUP INC 17,102 1,081 0.36%
32 VANGUARD SCOTTSDALE FDS 13,070 1,053 0.35%
33 ISHARES TR 10,005 1,042 0.35%
34 INTEL CORP 27,292 1,030 0.35%
35 VANGUARD BD INDEX FDS 11,841 996 0.33%
36 PROCTER AND GAMBLE CO 10,756 965 0.32%
37 SPDR GOLD TR 7,669 964 0.32%
38 SPDR INDEX SHS FDS 22,195 926 0.31%
39 ISHARES MSCI ACWI EX US IDX FD 22,101 917 0.31%
40 ISHARES TR 8,039 849 0.28%
41 ACCENTURE PLC IRELAND 6,627 810 0.27%
42 UNION PAC CORP 7,854 766 0.26%
43 PHILIP MORRIS INTL INC 7,681 747 0.25%
44 PFIZER INC 21,902 742 0.25%
45 VANECK ETF TRUST 26,169 692 0.23%
46 SPDR Dow Jones Global Real Est 13,226 659 0.22%
47 BLACKROCK INC 1,753 636 0.21%
48 VANGUARD WORLD FD 6,016 588 0.20%
49 MERCK & CO INC 9,277 579 0.19%
50 MEDTRONIC PLC 6,645 574 0.19%
Page 1 of 3
Restatement filing (0001221073-17-000035) filed in 2017.02.10
#
Name
Shares
Value ($)
%
Options
Notes
51 ISHARES TR 2,116 263 0.09%
52 ISHARES TR 51,341 11,170 3.74%
53 ISHARES TR 488,691 57,280 19.20%
54 ISHARES TR 3,800 1,100 0.37%
55 ISHARES TR 10,005 1,042 0.35%
56 ISHARES TR 8,039 849 0.28%
57 ISHARES TR 2,428 302 0.10%
58 ISHARES TR 2,652 364 0.12%
59 ISHARES TR 2,747 320 0.11%
60 ISHARES TR 1,707 256 0.09%
61 JOHNSON & JOHNSON 17,182 2,030 0.68%
62 JPMORGAN CHASE & CO 3,321 221 0.07%
63 KIMBERLY CLARK CORP 4,120 520 0.17%
64 KRAFT HEINZ CO 4,260 381 0.13%
65 LOCKHEED MARTIN CORP 7,073 1,696 0.57%
66 LOWES COS INC 4,897 354 0.12%
67 MEDTRONIC PLC 6,645 574 0.19%
68 MERCK & CO INC 9,277 579 0.19%
69 MICROSOFT CORP 24,177 1,393 0.47%
70 MONDELEZ INTL INC 8,228 361 0.12%
71 NORTHROP GRUMMAN CORP 1,694 362 0.12%
72 OCCIDENTAL PETE CORP DEL 5,799 423 0.14%
73 ORACLE CORP 10,940 430 0.14%
74 PEPSICO INC 10,083 1,097 0.37%
75 PFIZER INC 21,902 742 0.25%
76 PHILIP MORRIS INTL INC 7,681 747 0.25%
77 PHILLIPS 66 3,718 299 0.10%
78 PITNEY BOWES INC 12,656 230 0.08%
79 PROCTER AND GAMBLE CO 10,756 965 0.32%
80 PUBLIC SVC ENTERPRISE GRP IN 10,518 440 0.15%
81 SCHWAB US AGGREGATE BOND ETF 3,762 202 0.07%
82 SPDR Dow Jones Global Real Est 13,226 659 0.22%
83 SPDR GOLD TR 7,669 964 0.32%
84 SPDR INDEX SHS FDS 22,195 926 0.31%
85 SPDR S&P 500 ETF TR 12,514 2,707 0.91%
86 SPDR S&P 600 SMALL CAP VALUE ETF 1,878 201 0.07%
87 SPDR S&P MIDCAP 400 ETF TR 15,364 4,337 1.45%
88 SPDR SER TR 6,984 341 0.11%
89 SPDR SER TR 3,314 220 0.07%
90 SPDR SER TR 2,430 205 0.07%
91 STERLING BANCORP DEL COM 14,024 245 0.08%
92 STEWARDSHIP FINL CORP 18,702 147 0.05%
93 SYNERGY PHARMACEUTICALS DEL 10,500 58 0.02%
94 TEVA PHARMACEUTICAL INDS LTD 11,223 516 0.17%
95 UNION PAC CORP 7,854 766 0.26%
96 UNITED TECHNOLOGIES CORP 2,780 282 0.09%
97 VANECK ETF TRUST 26,169 692 0.23%
98 VANGUARD BD INDEX FDS 11,841 996 0.33%
99 VANGUARD INDEX FDS 12,048 1,559 0.52%
100 VANGUARD INDEX FDS 4,649 403 0.14%
Page 2 of 3