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SPDR S&P 600 SMALL CAP VALUE ETF
SPDR S&P 600 SMALL CAP VALUE ETF. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 88 Institutional holders with a total value of $170,554,676.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BANK OF AMERICA CORP /DE/ 314,327 33,708,000 19.76%
2 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 226,941 24,227,000 14.20%
3 HighTower Advisors, LLC 132,594 14,239,000 8.35%
4 LPL Financial LLC 106,875 11,316,000 6.63%
5 KRILOGY FINANCIAL LLC 94,049 10,086,000 5.91%
6 Allianz Asset Management GmbH 66,625 7,145,000 4.19%
7 WELLS FARGO & COMPANY/MN 64,621 6,930,000 4.06%
8 Tradewinds Capital Management, LLC 40,092 4,299,000 2.52%
9 Raymond James Financial Services Advisors, Inc. 31,298 3,356,000 1.97%
10 MOISAND FITZGERALD TAMAYO, LLC 28,630 3,070,000 1.80%
11 PRING TURNER CAPITAL GROUP INC 27,640 2,964,000 1.74%
12 DENVER INVESTMENT ADVISORS LLC 26,767 2,870,000 1.68%
13 AMERIPRISE FINANCIAL INC 26,128 2,802,000 1.64%
14 CARNICK & KUBIK GROUP, LLC 25,254 2,708,000 1.59%
15 FAS Wealth Partners, Inc. 23,823 2,555,000 1.50%
16 PINNACLE FINANCIAL PARTNERS INC 22,867 2,427,000 1.42%
17 MORGAN STANLEY 19,701 2,113,000 1.24%
18 Commonwealth Equity Services, Inc 19,023 2,040,000 1.20%
19 LADENBURG THALMANN FINANCIAL SERVICES INC. 17,662 1,894,000 1.11%
20 FIRST AMERICAN TRUST, FSB 16,970 1,820,000 1.07%
21 Traynor Capital Management, Inc. 15,720 1,653,000 0.97%
22 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 13,865 1,487,000 0.87%
23 B. Riley Wealth Advisors, Inc. 13,583 1,457,000 0.85%
24 GHP Investment Advisors, Inc. 13,406 1,438,000 0.84%
25 ASSET DEDICATION, LLC 13,191 1,414,000 0.83%
26 UBS Group AG 12,183 1,307,000 0.77%
27 ProVise Management Group, LLC 11,445 1,227,000 0.72%
28 Bernicke Wealth Management, Ltd. 11,112 1,192,000 0.70%
29 Cambridge Investment Research Advisors, Inc. 10,227 1,097,000 0.64%
30 Atlas Brown,Inc. 9,720 1,042,000 0.61%
31 KALOS MANAGEMENT, INC. 9,678 1,038,000 0.61%
32 VOYA FINANCIAL ADVISORS, INC. 9,437 1,000,000 0.59%
33 RAYMOND JAMES & ASSOCIATES 9,094 975,000 0.57%
34 Bank of New York Mellon Corp 8,130 872,000 0.51%
35 ASSETMARK, INC 7,788 835,000 0.49%
36 One Capital Management, LLC 7,320 785,000 0.46%
37 Freedom Investment Management, Inc. 6,888 739,000 0.43%
38 IFP ADVISORS, INC 6,689 717,000 0.42%
39 MSI Financial Services Inc 5,817 624,000 0.37%
40 Carlson Capital Management 5,633 604,000 0.35%
41 Courage Miller Partners, LLC 5,140 551,000 0.32%
42 M Holdings Securities, Inc. 5,079 545,000 0.32%
43 J.P. Morgan Private Wealth Advisors LLC 4,740 508,000 0.30%
44 Frontier Wealth Management LLC 4,679 502,000 0.29%
45 WEALTHSOURCE PARTNERS, LLC 4,160 446,000 0.26%
46 Stratos Wealth Partners, LTD. 3,560 382,000 0.22%
47 Carroll Financial Associates, Inc. 3,503 375,000 0.22%
48 Citizens Business Bank 2,972 319,000 0.19%
49 SUSQUEHANNA INTERNATIONAL GROUP, LLP 2,854 306,000 0.18%
50 Regal Investment Advisors LLC 2,840 305,000 0.18%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.