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Institutional Investment Manager
Cowen Prime Services LLC
Cowen Prime Services LLC (CIK: 0001543830) incorporated in Delaware, located at 599 Lexington Avenue, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q2)
Original 13F HR (0000890163-16-000134) filed in 2016.08.05
#
Name
Shares
Value ($)
%
Options
Notes
51 AIRGAS INC 6,000 850 0.39%
52 CABLEVISION SYS CORP(NEW) NY GROUP CL ACOM 25,500 842 0.39%
53 Vaneck Vectors Gold 40,815 815 0.38%
54 EHEALTH INC COM 80,000 751 0.35%
55 EXAR CORPORATION 125,030 719 0.33%
56 Dycom Industries Inc 32,991 719 0.33%
57 COLUMBIA PIPELINE GR 27,000 678 0.31%
58 JPMORGAN CHASE & CO 10,074 597 0.28%
59 SYNGENTA AG 7,000 580 0.27%
60 MEDIA GENERAL INC NEW 35,039 571 0.26%
61 FRESH MKT INC 20,000 571 0.26%
62 BRISTOL MYERS SQUIBB CO 8,800 562 0.26%
63 ACCURAY INCORPORATED COM 96,450 557 0.26%
64 CHATHAM LODGING TR COM 26,000 557 0.26%
65 BROCADE COMMUNICATIONS SYS I 51,650 546 0.25%
66 MICROSOFT CORP 9,241 510 0.24%
67 INTERNATIONAL BUSINESS MACHS 3,162 479 0.22%
68 EXXON MOBIL CORP 5,610 469 0.22%
69 NVE CORP 8,207 464 0.22%
70 NEOGEN CORP COM 8,700 438 0.20%
71 VERIZON COMMUNICATIONS INC 7,881 426 0.20%
72 Apollo Residentail Mtg Inc 30,005 403 0.19%
73 PRGX GLOBAL INC 84,995 401 0.19%
74 NEWPORT CORP 17,357 399 0.19%
75 COCA COLA CO 7,522 349 0.16%
76 HARMONIC INC 106,208 347 0.16%
77 METLIFE INC 7,250 319 0.15%
78 INGERSOLL-RAND PLC 5,000 310 0.14%
79 AIXTRON SE 59,150 287 0.13%
80 COLGATE PALMOLIVE CO 4,011 283 0.13%
81 MACOM TECH SOLUTIONS HLDGS I 6,118 268 0.12%
82 UNITED PARCEL SERVICE INC 2,530 267 0.12%
83 HCP INC 8,000 261 0.12%
84 INVENSENSE INC 30,500 256 0.12%
85 NATIONAL RESH CORP CL A 16,200 252 0.12%
86 APPLE INC 2,310 252 0.12%
87 QUESTAR CORP COM 10,000 248 0.11%
88 PROCTER AND GAMBLE CO 2,913 240 0.11%
89 FALCONSTOR SOFTWARE INC 170,163 228 0.11%
90 EMPIRE ST RLTY OP L P UNIT LTD PARTNERSHIP INT SER ES 12,904 226 0.10%
91 TEREX CORP NEW 9,000 224 0.10%
92 AVENUE FINL HLDGS INC 11,112 215 0.10%
93 INFOBLOX INC 12,300 210 0.10%
94 CELGENE CORP 2,000 200 0.09%
95 ENTERPRISE PRODS PARTNERS L 7,600 187 0.09%
96 NOVO-NORDISK A S 3,450 187 0.09%
97 DEERE & CO 2,411 186 0.09%
98 FIRST NIAGARA FINL GP INC 19,123 185 0.09%
99 KOPIN CORP 110,626 184 0.09%
100 GENERAL MLS INC 2,800 177 0.08%
Page 2 of 6
Restatement filing (0000890163-16-000136) filed in 2016.08.08
#
Name
Shares
Value ($)
%
Options
Notes
1 PDF SOLUTIONS INC COM 1,343,640 18,798 9.13%
2 DIGIMARC CORP 499,072 15,950 7.75%
3 REIS INC 439,800 10,951 5.32%
4 BOINGO WIRELESS INC COM 1,034,100 9,224 4.48%
5 NEOGENOMICS INC 1,018,126 8,186 3.98%
6 TEVA PHARMACEUTICAL INDS LTD 137,339 6,899 3.35%
7 ARI Network Services Inc 1,505,250 6,322 3.07%
8 PFIZER INC 171,679 6,045 2.94%
9 LIONBRIDGE TECHNOLOGIES ORD 1,517,035 5,992 2.91%
10 SHORETEL INC 803,800 5,377 2.61%
11 LUMINEX CORP DEL 254,345 5,145 2.50%
12 INTERMOLECULAR INC 2,884,209 4,269 2.07%
13 DOW CHEM CO 85,000 4,225 2.05%
14 GENERAL ELECTRIC CO 123,170 3,877 1.88%
15 EHEALTH INC COM 257,300 3,607 1.75%
16 ABBVIE INC 56,600 3,504 1.70%
17 SCIQUEST INC NEW 187,900 3,318 1.61%
18 KRAFT HEINZ CO 37,200 3,291 1.60%
19 CROWN CASTLE INTL CORP NEW 30,950 3,139 1.52%
20 CHATHAM LODGING TR COM 135,000 2,967 1.44%
21 EXELON CORP 81,000 2,945 1.43%
22 VANECK ETF TRUST 104,315 2,891 1.40%
23 EASTERLY GOVT PPTYS INC 141,500 2,792 1.36%
24 YUM BRANDS INC 32,050 2,658 1.29%
25 BERKSHIRE HATHAWAY INC DEL 16,754 2,426 1.18%
26 PTC INC 64,050 2,407 1.17%
27 CVS HEALTH CORP 23,250 2,226 1.08%
28 BLUCORA INC 206,700 2,141 1.04%
29 ZOETIS INC 39,100 1,856 0.90%
30 ZIX CORP 482,200 1,808 0.88%
31 TRANSACT TECHNOLOGIES INC COM 224,903 1,804 0.88%
32 DUKE ENERGY CORP NEW 19,600 1,681 0.82%
33 CEVA Inc 60,953 1,656 0.80%
34 JOHNSON & JOHNSON 13,498 1,637 0.80%
35 NATIONAL INFO CONSORTIUM INC 68,600 1,505 0.73%
36 Senomyx Inc 541,786 1,490 0.72%
37 MARVELL TECHNOLOGY GROUP LTD 153,900 1,467 0.71%
38 AMERICAN ELEC PWR INC 20,750 1,454 0.71%
39 SONUS NETWORKS INC 147,231 1,279 0.62%
40 3M CO 6,750 1,182 0.57%
41 UNITED PARCEL SERVICE INC 10,730 1,156 0.56%
42 3-D SYS CORP DEL 82,216 1,126 0.55%
43 VIRGIN AMERICA ORD 20,000 1,124 0.55%
44 WEYERHAEUSER CO 35,827 1,067 0.52%
45 EXAR CORPORATION 123,530 994 0.48%
46 ANALOG DEVICES INC 17,524 993 0.48%
47 E M C CORP MASS COM 35,500 965 0.47%
48 AT&T INC 22,269 962 0.47%
49 Intuit Inc 4,900 927 0.45%
50 DIAMOND RESORTS INTL INC COM 30,000 899 0.44%
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