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Institutional Investment Manager
Cowen Prime Services LLC
Cowen Prime Services LLC (CIK: 0001543830) incorporated in Delaware, located at 599 Lexington Avenue, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q2)
Original 13F HR (0000890163-16-000134) filed in 2016.08.05
#
Name
Shares
Value ($)
%
Options
Notes
51 AIRGAS INC 6,000 850 0.39%
52 CABLEVISION SYS CORP(NEW) NY GROUP CL ACOM 25,500 842 0.39%
53 Vaneck Vectors Gold 40,815 815 0.38%
54 EHEALTH INC COM 80,000 751 0.35%
55 EXAR CORPORATION 125,030 719 0.33%
56 Dycom Industries Inc 32,991 719 0.33%
57 COLUMBIA PIPELINE GR 27,000 678 0.31%
58 JPMORGAN CHASE & CO 10,074 597 0.28%
59 SYNGENTA AG 7,000 580 0.27%
60 MEDIA GENERAL INC NEW 35,039 571 0.26%
61 FRESH MKT INC 20,000 571 0.26%
62 BRISTOL MYERS SQUIBB CO 8,800 562 0.26%
63 ACCURAY INCORPORATED COM 96,450 557 0.26%
64 CHATHAM LODGING TR COM 26,000 557 0.26%
65 BROCADE COMMUNICATIONS SYS I 51,650 546 0.25%
66 MICROSOFT CORP 9,241 510 0.24%
67 INTERNATIONAL BUSINESS MACHS 3,162 479 0.22%
68 EXXON MOBIL CORP 5,610 469 0.22%
69 NVE CORP 8,207 464 0.22%
70 NEOGEN CORP COM 8,700 438 0.20%
71 VERIZON COMMUNICATIONS INC 7,881 426 0.20%
72 Apollo Residentail Mtg Inc 30,005 403 0.19%
73 PRGX GLOBAL INC 84,995 401 0.19%
74 NEWPORT CORP 17,357 399 0.19%
75 COCA COLA CO 7,522 349 0.16%
76 HARMONIC INC 106,208 347 0.16%
77 METLIFE INC 7,250 319 0.15%
78 INGERSOLL-RAND PLC 5,000 310 0.14%
79 AIXTRON SE 59,150 287 0.13%
80 COLGATE PALMOLIVE CO 4,011 283 0.13%
81 MACOM TECH SOLUTIONS HLDGS I 6,118 268 0.12%
82 UNITED PARCEL SERVICE INC 2,530 267 0.12%
83 HCP INC 8,000 261 0.12%
84 INVENSENSE INC 30,500 256 0.12%
85 NATIONAL RESH CORP CL A 16,200 252 0.12%
86 APPLE INC 2,310 252 0.12%
87 QUESTAR CORP COM 10,000 248 0.11%
88 PROCTER AND GAMBLE CO 2,913 240 0.11%
89 FALCONSTOR SOFTWARE INC 170,163 228 0.11%
90 EMPIRE ST RLTY OP L P UNIT LTD PARTNERSHIP INT SER ES 12,904 226 0.10%
91 TEREX CORP NEW 9,000 224 0.10%
92 AVENUE FINL HLDGS INC 11,112 215 0.10%
93 INFOBLOX INC 12,300 210 0.10%
94 CELGENE CORP 2,000 200 0.09%
95 ENTERPRISE PRODS PARTNERS L 7,600 187 0.09%
96 NOVO-NORDISK A S 3,450 187 0.09%
97 DEERE & CO 2,411 186 0.09%
98 FIRST NIAGARA FINL GP INC 19,123 185 0.09%
99 KOPIN CORP 110,626 184 0.09%
100 GENERAL MLS INC 2,800 177 0.08%
Page 2 of 6
Restatement filing (0000890163-16-000136) filed in 2016.08.08
#
Name
Shares
Value ($)
%
Options
Notes
1 3-D SYS CORP DEL 82,216 1,126 0.55%
2 3M CO 6,750 1,182 0.57%
3 ABBOTT LABS 1,316 52 0.03%
4 ABBVIE INC 56,600 3,504 1.70%
5 ACCURAY INCORPORATED COM 127,000 659 0.32%
6 ADAMIS PHARMACEUTICALS CORP 6 0 0.00%
7 ADVANTAGE OIL & GAS LTD 1,000 6 0.00%
8 AEGON N V 1,465 6 0.00%
9 AGNICO EAGLE MINES LTD 500 27 0.01%
10 AIXTRON SE 38,763 236 0.11%
11 ALIBABA GROUP HLDG LTD 200 16 0.01%
12 ALKERMES PLC 1,000 43 0.02%
13 ALLEGION PUB LTD CO 999 69 0.03%
14 ALLERGAN PLC 1,764 408 0.20%
15 ALLETE INC COM NEW 166 11 0.01%
16 ALPHABET INC 40 28 0.01%
17 ALPHABET INC 140 97 0.05%
18 ALTRIA GROUP INC 1,700 117 0.06%
19 AMERICAN EAGLE OUTFITTERS NE 50 1 0.00%
20 AMERICAN ELEC PWR INC 20,750 1,454 0.71%
21 AMERICAN EXPRESS CO 200 12 0.01%
22 ANALOG DEVICES INC 17,524 993 0.48%
23 APACHE CORP 450 25 0.01%
24 APIGEE CORP 17,000 208 0.10%
25 APOLLO GLOBAL MGMT LLC 1,500 23 0.01%
26 APPLE INC 2,310 221 0.11%
27 APPLIED MATLS INC 12 0 0.00%
28 ARI Network Services Inc 1,505,250 6,322 3.07%
29 AT&T INC 22,269 962 0.47%
30 AVENUE FINL HLDGS INC 11,112 218 0.11%
31 AXIALL CORPORATION 24,000 783 0.38%
32 Alcoa 1,000 9 0.00%
33 Apollo Residentail Mtg Inc 30,005 402 0.20%
34 BANK AMER CORP 761 10 0.00%
35 BANK MONTREAL QUE 753 48 0.02%
36 BANKRATE INC DEL COM 64,500 482 0.23%
37 BERKSHIRE HATHAWAY INC DEL 16,754 2,426 1.18%
38 BJS RESTAURANTS INC COM 1,560 68 0.03%
39 BLACKSTONE GROUP L P 6,000 147 0.07%
40 BLUCORA INC 206,700 2,141 1.04%
41 BOINGO WIRELESS INC COM 1,034,100 9,224 4.48%
42 BONANZA CREEK ENERGY INC 2,600 5 0.00%
43 BOVIE MEDICAL CORP COM 9,100 15 0.01%
44 BRISTOL MYERS SQUIBB CO 9,900 728 0.35%
45 BROADVISION INC 4 0 0.00%
46 BROCADE COMMUNICATIONS SYS I 51,650 474 0.23%
47 BRT APARTMENTS CORP 16,025 115 0.06%
48 CALIFORNIA RES CORP 26 0 0.00%
49 CATERPILLAR INC 600 45 0.02%
50 CBIZ INC 1,000 10 0.00%
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