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Institutional Investment Manager
Cowen Prime Services LLC
Cowen Prime Services LLC (CIK: 0001543830) incorporated in Delaware, located at 599 Lexington Avenue, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q2)
Original 13F HR (0000890163-16-000134) filed in 2016.08.05
#
Name
Shares
Value ($)
%
Options
Notes
101 FALCONSTOR SOFTWARE INC 170,163 228 0.11%
102 FASTENAL CO 6 0 0.00%
103 FIDELITY AND GTY LIFE COM 35,119 922 0.43%
104 FIRST NIAGARA FINL GP INC 19,123 185 0.09%
105 FORD MTR CO DEL 51 1 0.00%
106 FORMFACTOR INC COM 13,457 98 0.05%
107 FOUR CORNERS PPTY TR INC COM 30 1 0.00%
108 FRESH MKT INC 20,000 571 0.26%
109 FRONTIER COMMUNICATIONS CORP 439 2 0.00%
110 GAP 1,022 30 0.01%
111 GENERAL ELECTRIC CO 117,470 3,734 1.73%
112 GENERAL MLS INC 2,800 177 0.08%
113 GENPACT LIMITED 500 14 0.01%
114 GLAXOSMITHKLINE PLC 2,000 81 0.04%
115 HANESBRANDS INC 3,040 86 0.04%
116 HARMONIC INC 106,208 347 0.16%
117 HCP INC 8,000 261 0.12%
118 HELMERICH & PAYNE INC 800 47 0.02%
119 HEWLETT PACKARD ENTERPRISE C 200 4 0.00%
120 HP INC 200 2 0.00%
121 HSBC HLDGS PLC 775 20 0.01%
122 HUNTINGTON BANCSHARES INC 2,020 19 0.01%
123 INFOBLOX INC 12,300 210 0.10%
124 INGERSOLL-RAND PLC 5,000 310 0.14%
125 INTEL CORP 1,627 53 0.02%
126 INTERMOLECULAR INC 3,027,800 7,660 3.55%
127 INTERNATIONAL BUSINESS MACHS 3,162 479 0.22%
128 INTERSIL CORP 1 0 0.00%
129 INVENSENSE INC 30,500 256 0.12%
130 InterDigital Inc 30,000 1,077 0.50%
131 JARDEN CORP 16,251 958 0.44%
132 JOHNSON & JOHNSON 13,498 1,460 0.68%
133 JPMORGAN CHASE & CO 10,074 597 0.28%
134 JUNIPER NETWORKS 4 0 0.00%
135 KIMBERLY CLARK CORP 900 121 0.06%
136 KINDER MORGAN INC DEL 1,000 18 0.01%
137 KINDRED HEALTHCARE INC 7 0 0.00%
138 KKR & CO LP COMMON UNITS 1 0 0.00%
139 KOPIN CORP 110,626 184 0.09%
140 KRAFT HEINZ CO 39,900 3,135 1.45%
141 LABORATORY CORP AMER HLDGS 2 0 0.00%
142 LEAPFROG ENTERPRISES INC 5 0 0.00%
143 LEE ENTERPRISES INC 20,000 36 0.02%
144 LENNAR 1,500 73 0.03%
145 LIBERTY GLOBAL PLC 2 0 0.00%
146 LILLY ELI & CO 5 0 0.00%
147 LIONBRIDGE TECHNOLOGIES ORD 1,529,035 7,737 3.59%
148 LOCKHEED MARTIN CORP 500 111 0.05%
149 LOWES COS INC 16 1 0.00%
150 LUMEN TECHNOLOGIES INC 400 13 0.01%
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Restatement filing (0000890163-16-000136) filed in 2016.08.08
#
Name
Shares
Value ($)
%
Options
Notes
1 PDF SOLUTIONS INC COM 1,343,640 18,798 9.13%
2 DIGIMARC CORP 499,072 15,950 7.75%
3 REIS INC 439,800 10,951 5.32%
4 BOINGO WIRELESS INC COM 1,034,100 9,224 4.48%
5 NEOGENOMICS INC 1,018,126 8,186 3.98%
6 TEVA PHARMACEUTICAL INDS LTD 137,339 6,899 3.35%
7 ARI Network Services Inc 1,505,250 6,322 3.07%
8 PFIZER INC 171,679 6,045 2.94%
9 LIONBRIDGE TECHNOLOGIES ORD 1,517,035 5,992 2.91%
10 SHORETEL INC 803,800 5,377 2.61%
11 LUMINEX CORP DEL 254,345 5,145 2.50%
12 INTERMOLECULAR INC 2,884,209 4,269 2.07%
13 DOW CHEM CO 85,000 4,225 2.05%
14 GENERAL ELECTRIC CO 123,170 3,877 1.88%
15 EHEALTH INC COM 257,300 3,607 1.75%
16 ABBVIE INC 56,600 3,504 1.70%
17 SCIQUEST INC NEW 187,900 3,318 1.61%
18 KRAFT HEINZ CO 37,200 3,291 1.60%
19 CROWN CASTLE INTL CORP NEW 30,950 3,139 1.52%
20 CHATHAM LODGING TR COM 135,000 2,967 1.44%
21 EXELON CORP 81,000 2,945 1.43%
22 VANECK ETF TRUST 104,315 2,891 1.40%
23 EASTERLY GOVT PPTYS INC 141,500 2,792 1.36%
24 YUM BRANDS INC 32,050 2,658 1.29%
25 BERKSHIRE HATHAWAY INC DEL 16,754 2,426 1.18%
26 PTC INC 64,050 2,407 1.17%
27 CVS HEALTH CORP 23,250 2,226 1.08%
28 BLUCORA INC 206,700 2,141 1.04%
29 ZOETIS INC 39,100 1,856 0.90%
30 ZIX CORP 482,200 1,808 0.88%
31 TRANSACT TECHNOLOGIES INC COM 224,903 1,804 0.88%
32 DUKE ENERGY CORP NEW 19,600 1,681 0.82%
33 CEVA Inc 60,953 1,656 0.80%
34 JOHNSON & JOHNSON 13,498 1,637 0.80%
35 NATIONAL INFO CONSORTIUM INC 68,600 1,505 0.73%
36 Senomyx Inc 541,786 1,490 0.72%
37 MARVELL TECHNOLOGY GROUP LTD 153,900 1,467 0.71%
38 AMERICAN ELEC PWR INC 20,750 1,454 0.71%
39 SONUS NETWORKS INC 147,231 1,279 0.62%
40 3M CO 6,750 1,182 0.57%
41 UNITED PARCEL SERVICE INC 10,730 1,156 0.56%
42 3-D SYS CORP DEL 82,216 1,126 0.55%
43 VIRGIN AMERICA ORD 20,000 1,124 0.55%
44 WEYERHAEUSER CO 35,827 1,067 0.52%
45 EXAR CORPORATION 123,530 994 0.48%
46 ANALOG DEVICES INC 17,524 993 0.48%
47 E M C CORP MASS COM 35,500 965 0.47%
48 AT&T INC 22,269 962 0.47%
49 Intuit Inc 4,900 927 0.45%
50 DIAMOND RESORTS INTL INC COM 30,000 899 0.44%
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