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Institutional Investment Manager
Cowen Prime Services LLC
Cowen Prime Services LLC (CIK: 0001543830) incorporated in Delaware, located at 599 Lexington Avenue, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q2)
Original 13F HR (0000890163-16-000134) filed in 2016.08.05
#
Name
Shares
Value ($)
%
Options
Notes
101 TEXAS INSTRS INC 3,012 173 0.08%
102 AFFYMETRIX INCOC-CAP STK CASH MGREFF 4/1/16 1 OLDUSD 14.00 PER SHARE 12,300 172 0.08%
103 MCDONALDS CORP 1,340 168 0.08%
104 VERTEX PHARMACEUTICALS INC 2,000 159 0.07%
105 BLACKSTONE GROUP L P 5,500 154 0.07%
106 DOMINION ENERGY INC 2,000 150 0.07%
107 MONDELEZ INTL INC 3,500 140 0.06%
108 APIGEE CORP 16,600 138 0.06%
109 PHILIP MORRIS INTL INC 1,400 137 0.06%
110 PAYCHEX INC 2,400 130 0.06%
111 YAHOO INC 3,356 124 0.06%
112 KIMBERLY CLARK CORP 900 121 0.06%
113 DURECT CORP 83,628 113 0.05%
114 LOCKHEED MARTIN CORP 500 111 0.05%
115 BRT APARTMENTS CORP 16,025 111 0.05%
116 NORTHROP GRUMMAN CORP 550 109 0.05%
117 Smith Micro Software 182,331 108 0.05%
118 ALTRIA GROUP INC 1,700 107 0.05%
119 PEPSICO INC 1,011 104 0.05%
120 ALPHABET INC 140 104 0.05%
121 FORMFACTOR INC COM 13,457 98 0.05%
122 NEW MEDIA INVT GROUP INC COM 5,300 88 0.04%
123 HANESBRANDS INC 3,040 86 0.04%
124 SEMPRA ENERGY 800 83 0.04%
125 ONVIA INC 23,692 83 0.04%
126 WAL-MART STORES INC 1,190 82 0.04%
127 GLAXOSMITHKLINE PLC 2,000 81 0.04%
128 NEWFIELD EXPL CO 2,300 76 0.04%
129 NORTHSTAR ASSET 6,500 74 0.03%
130 UNILEVER PLC 1,645 74 0.03%
131 LENNAR 1,500 73 0.03%
132 EMERSON ELEC CO 1,300 71 0.03%
133 NATIONAL RETAIL PPTYS INC 1,500 69 0.03%
134 SYSCO CORP 1,400 65 0.03%
135 OASIS PETE INC NEW 8,900 65 0.03%
136 UNITEDHEALTH GROUP INC 502 65 0.03%
137 ALLEGION PUB LTD CO 999 64 0.03%
138 BLACKROCK CR ALLOCATION INCO 5,000 63 0.03%
139 DU PONT E I DE NEMOURS & CO 1,000 63 0.03%
140 CATERPILLAR INC 800 61 0.03%
141 FACEBOOK INC 500 57 0.03%
142 SUNCOR ENERGY INC NEW 2,000 56 0.03%
143 ABBOTT LABS 1,316 55 0.03%
144 INTEL CORP 1,627 53 0.02%
145 VODAFONE GROUP PLC NEW 1,636 52 0.02%
146 SAREPTA THERAPEUTICS INC 2,500 49 0.02%
147 HELMERICH & PAYNE INC 800 47 0.02%
148 NTELOS HLDGS CORPCOM NEW 5,000 46 0.02%
149 BANK MONTREAL QUE 753 46 0.02%
150 DCP MIDSTREAM LP 1,600 44 0.02%
Page 3 of 6
Restatement filing (0000890163-16-000136) filed in 2016.08.08
#
Name
Shares
Value ($)
%
Options
Notes
1 3-D SYS CORP DEL 82,216 1,126 0.55%
2 3M CO 6,750 1,182 0.57%
3 ABBOTT LABS 1,316 52 0.03%
4 ABBVIE INC 56,600 3,504 1.70%
5 ACCURAY INCORPORATED COM 127,000 659 0.32%
6 ADAMIS PHARMACEUTICALS CORP 6 0 0.00%
7 ADVANTAGE OIL & GAS LTD 1,000 6 0.00%
8 AEGON N V 1,465 6 0.00%
9 AGNICO EAGLE MINES LTD 500 27 0.01%
10 AIXTRON SE 38,763 236 0.11%
11 ALIBABA GROUP HLDG LTD 200 16 0.01%
12 ALKERMES PLC 1,000 43 0.02%
13 ALLEGION PUB LTD CO 999 69 0.03%
14 ALLERGAN PLC 1,764 408 0.20%
15 ALLETE INC COM NEW 166 11 0.01%
16 ALPHABET INC 40 28 0.01%
17 ALPHABET INC 140 97 0.05%
18 ALTRIA GROUP INC 1,700 117 0.06%
19 AMERICAN EAGLE OUTFITTERS NE 50 1 0.00%
20 AMERICAN ELEC PWR INC 20,750 1,454 0.71%
21 AMERICAN EXPRESS CO 200 12 0.01%
22 ANALOG DEVICES INC 17,524 993 0.48%
23 APACHE CORP 450 25 0.01%
24 APIGEE CORP 17,000 208 0.10%
25 APOLLO GLOBAL MGMT LLC 1,500 23 0.01%
26 APPLE INC 2,310 221 0.11%
27 APPLIED MATLS INC 12 0 0.00%
28 ARI Network Services Inc 1,505,250 6,322 3.07%
29 AT&T INC 22,269 962 0.47%
30 AVENUE FINL HLDGS INC 11,112 218 0.11%
31 AXIALL CORPORATION 24,000 783 0.38%
32 Alcoa 1,000 9 0.00%
33 Apollo Residentail Mtg Inc 30,005 402 0.20%
34 BANK AMER CORP 761 10 0.00%
35 BANK MONTREAL QUE 753 48 0.02%
36 BANKRATE INC DEL COM 64,500 482 0.23%
37 BERKSHIRE HATHAWAY INC DEL 16,754 2,426 1.18%
38 BJS RESTAURANTS INC COM 1,560 68 0.03%
39 BLACKSTONE GROUP L P 6,000 147 0.07%
40 BLUCORA INC 206,700 2,141 1.04%
41 BOINGO WIRELESS INC COM 1,034,100 9,224 4.48%
42 BONANZA CREEK ENERGY INC 2,600 5 0.00%
43 BOVIE MEDICAL CORP COM 9,100 15 0.01%
44 BRISTOL MYERS SQUIBB CO 9,900 728 0.35%
45 BROADVISION INC 4 0 0.00%
46 BROCADE COMMUNICATIONS SYS I 51,650 474 0.23%
47 BRT APARTMENTS CORP 16,025 115 0.06%
48 CALIFORNIA RES CORP 26 0 0.00%
49 CATERPILLAR INC 600 45 0.02%
50 CBIZ INC 1,000 10 0.00%
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