| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | WELLS FARGO & COMPANY/MN | 9,876,027 | 128,586,000 | 23.95% | ||
| 2 | SIT INVESTMENT ASSOCIATES INC | 3,396,760 | 44,226,000 | 8.24% | ||
| 3 | BANK OF AMERICA CORP /DE/ | 3,158,490 | 41,124,000 | 7.66% | ||
| 4 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 3,152,162 | 41,041,000 | 7.64% | ||
| 5 | Karpus Management, Inc. | 2,869,027 | 37,355,000 | 6.96% | ||
| 6 | RELATIVE VALUE PARTNERS GROUP, LLC | 2,264,476 | 29,314,000 | 5.46% | ||
| 7 | MORGAN STANLEY | 1,138,839 | 14,828,000 | 2.76% | ||
| 8 | Invesco Ltd. | 1,055,302 | 13,740,000 | 2.56% | ||
| 9 | Oxbow Advisors, LLC | 978,653 | 12,742,000 | 2.37% | ||
| 10 | Spectrum Asset Management, Inc. | 966,571 | 12,585,000 | 2.34% | ||
| 11 | UBS Group AG | 842,546 | 10,970,000 | 2.04% | ||
| 12 | McGowan Group Asset Management, Inc. | 810,632 | 10,554,000 | 1.97% | ||
| 13 | ROYAL BANK OF CANADA | 767,541 | 9,993,000 | 1.86% | ||
| 14 | Edgemoor Investment Advisors, Inc. | 747,561 | 9,733,000 | 1.81% | ||
| 15 | FORT WASHINGTON INVESTMENT ADVISORS INC /OH/ | 641,704 | 8,355,000 | 1.56% | PRN | |
| 16 | NWAM LLC | 639,294 | 8,324,000 | 1.55% | ||
| 17 | BESSEMER GROUP INC | 526,490 | 6,855,000 | 1.28% | ||
| 18 | ADVOCACY WEALTH MANAGEMENT SERVICES, LLC | 464,840 | 6,052,000 | 1.13% | ||
| 19 | FIRST FOUNDATION ADVISORS | 455,925 | 5,936,000 | 1.11% | ||
| 20 | Capital Investment Advisors, LLC | 422,924 | 5,506,000 | 1.03% | ||
| 21 | M&R CAPITAL MANAGEMENT INC | 330,795 | 4,306,000 | 0.80% | ||
| 22 | Lehman Financial Resources, Inc. | 315,737 | 4,110,000 | 0.77% | ||
| 23 | Johnson Financial Group, Inc. | 300,948 | 3,918,000 | 0.73% | ||
| 24 | PROFICIO CAPITAL PARTNERS LLC | 258,672 | 3,427,000 | 0.64% | ||
| 25 | RAYMOND JAMES & ASSOCIATES | 257,422 | 3,352,000 | 0.62% | ||
| 26 | BlackRock Group LTD | 253,245 | 3,297,000 | 0.61% | ||
| 27 | LPL Financial LLC | 231,403 | 3,048,000 | 0.57% | ||
| 28 | Raymond James Financial Services Advisors, Inc. | 214,324 | 2,790,000 | 0.52% | ||
| 29 | AMERIPRISE FINANCIAL INC | 202,408 | 2,648,000 | 0.49% | ||
| 30 | NEW VERNON INVESTMENT MANAGEMENT LLC | 200,284 | 2,608,000 | 0.49% | ||
| 31 | HighTower Advisors, LLC | 198,065 | 2,589,000 | 0.48% | ||
| 32 | Curi Capital, LLC | 194,474 | 2,532,000 | 0.47% | ||
| 33 | ProVise Management Group, LLC | 177,077 | 2,306,000 | 0.43% | ||
| 34 | 1607 Capital Partners, LLC | 175,000 | 2,279,000 | 0.42% | ||
| 35 | Nuveen Asset Management, LLC | 156,000 | 2,031,000 | 0.38% | ||
| 36 | GUGGENHEIM CAPITAL LLC | 152,399 | 1,984,000 | 0.37% | ||
| 37 | ASHFORD CAPITAL MANAGEMENT INC | 136,559 | 1,778,000 | 0.33% | ||
| 38 | FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD | 119,070 | 1,550,000 | 0.29% | ||
| 39 | STIFEL FINANCIAL CORP | 114,180 | 1,488,000 | 0.28% | ||
| 40 | Commonwealth Equity Services, Inc | 108,506 | 1,413,000 | 0.26% | ||
| 41 | Horizon Kinetics LLC | 106,767 | 1,390,000 | 0.26% | ||
| 42 | Global Endowment Management, LP | 100,000 | 1,302,000 | 0.24% | ||
| 43 | Yorktown Management & Research Co Inc | 90,000 | 1,172,000 | 0.22% | ||
| 44 | CUE ADVISORY SERVICES, INC. | 85,431 | 1,112,000 | 0.21% | ||
| 45 | FIRST TRUST ADVISORS LP | 85,286 | 1,110,000 | 0.21% | ||
| 46 | JANUS HENDERSON INVESTORS US LLC | 81,903 | 1,066,000 | 0.20% | ||
| 47 | ADVISOR GROUP, INC. | 80,335 | 1,044,000 | 0.19% | ||
| 48 | EDMONDS DUNCAN REGISTERED INVESTMENT ADVISORS, LLC | 77,357 | 1,040,000 | 0.19% | ||
| 49 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 74,120 | 965,000 | 0.18% | ||
| 50 | Jaffetilchin Investment Partners, LLC | 68,576 | 893,000 | 0.17% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
