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Institutional Investment Manager
Cowen Prime Services LLC
Cowen Prime Services LLC (CIK: 0001543830) incorporated in Delaware, located at 599 Lexington Avenue, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q2)
Original 13F HR (0000890163-16-000134) filed in 2016.08.05
#
Name
Shares
Value ($)
%
Options
Notes
151 Northstar Realty Fin REIT 3,250 43 0.02%
152 SANOFI 1,000 40 0.02%
153 SANCHEZ ENERGY CORP COM 7,100 39 0.02%
154 PAYPAL HLDGS INC 1,019 39 0.02%
155 OCCIDENTAL PETE CORP DEL 550 38 0.02%
156 LEE ENTERPRISES INC 20,000 36 0.02%
157 TICC CAPITAL CORP 7,200 35 0.02%
158 ALKERMES PLC 1,000 34 0.02%
159 PPG INDS INC 292 33 0.02%
160 ALPHABET INC 40 31 0.01%
161 VENTAS INC 500 31 0.01%
162 GAP 1,022 30 0.01%
163 APOLLO GLOBAL MGMT LLC 1,500 26 0.01%
164 CORNING INC 1,150 24 0.01%
165 ROYAL BK SCOTLND 6.125% 1,000 24 0.01%
166 EBAY INC 1,019 24 0.01%
167 BJS RESTAURANTS INC COM 560 23 0.01%
168 APACHE CORP 450 22 0.01%
169 EOG RES INC 300 22 0.01%
170 COBALT INTL ENERGY INC 7,200 21 0.01%
171 MERCK & CO INC 400 21 0.01%
172 NETFLIX INC 200 20 0.01%
173 HSBC HLDGS PLC 775 20 0.01%
174 HUNTINGTON BANCSHARES INC 2,020 19 0.01%
175 SPDR GOLD TR 160 19 0.01%
176 KINDER MORGAN INC DEL 1,000 18 0.01%
177 DARDEN RESTAURANTS INC 250 17 0.01%
178 WILLIAMS COS INC DEL 1,000 16 0.01%
179 ALIBABA GROUP HLDG LTD 200 16 0.01%
180 ORACLE CORP 394 16 0.01%
181 STURM RUGER & CO INC 200 14 0.01%
182 GENPACT LIMITED 500 14 0.01%
183 LUMEN TECHNOLOGIES INC 400 13 0.01%
184 DOMINOS PIZZA INC 100 13 0.01%
185 NORTHSTAR REALTY EUROPE CORPORATION 1,083 13 0.01%
186 TARGA RES CORP 434 13 0.01%
187 AMERICAN EXPRESS CO 200 12 0.01%
188 DEVON ENERGY CORP NEW 450 12 0.01%
189 TESLA INC 50 11 0.01%
190 BANK AMER CORP 761 10 0.00%
191 Alcoa 1,000 10 0.00%
192 CBIZ INC 1,000 10 0.00%
193 NAUTILUS INC 500 10 0.00%
194 ALLETE INC COM NEW 166 9 0.00%
195 CONTINENTAL RESOURE 300 9 0.00%
196 VistaPrint NV 100 9 0.00%
197 ADVANTAGE OIL & GAS LTD 1,500 8 0.00%
198 AEGON N V 1,465 8 0.00%
199 NOBLE CORP PLC 800 8 0.00%
200 BONANZA CREEK ENERGY INC 3,600 6 0.00%
Page 4 of 6
Restatement filing (0000890163-16-000136) filed in 2016.08.08
#
Name
Shares
Value ($)
%
Options
Notes
1 3-D SYS CORP DEL 82,216 1,126 0.55%
2 3M CO 6,750 1,182 0.57%
3 ABBOTT LABS 1,316 52 0.03%
4 ABBVIE INC 56,600 3,504 1.70%
5 ACCURAY INCORPORATED COM 127,000 659 0.32%
6 ADAMIS PHARMACEUTICALS CORP 6 0 0.00%
7 ADVANTAGE OIL & GAS LTD 1,000 6 0.00%
8 AEGON N V 1,465 6 0.00%
9 AGNICO EAGLE MINES LTD 500 27 0.01%
10 AIXTRON SE 38,763 236 0.11%
11 ALIBABA GROUP HLDG LTD 200 16 0.01%
12 ALKERMES PLC 1,000 43 0.02%
13 ALLEGION PUB LTD CO 999 69 0.03%
14 ALLERGAN PLC 1,764 408 0.20%
15 ALLETE INC COM NEW 166 11 0.01%
16 ALPHABET INC 40 28 0.01%
17 ALPHABET INC 140 97 0.05%
18 ALTRIA GROUP INC 1,700 117 0.06%
19 AMERICAN EAGLE OUTFITTERS NE 50 1 0.00%
20 AMERICAN ELEC PWR INC 20,750 1,454 0.71%
21 AMERICAN EXPRESS CO 200 12 0.01%
22 ANALOG DEVICES INC 17,524 993 0.48%
23 APACHE CORP 450 25 0.01%
24 APIGEE CORP 17,000 208 0.10%
25 APOLLO GLOBAL MGMT LLC 1,500 23 0.01%
26 APPLE INC 2,310 221 0.11%
27 APPLIED MATLS INC 12 0 0.00%
28 ARI Network Services Inc 1,505,250 6,322 3.07%
29 AT&T INC 22,269 962 0.47%
30 AVENUE FINL HLDGS INC 11,112 218 0.11%
31 AXIALL CORPORATION 24,000 783 0.38%
32 Alcoa 1,000 9 0.00%
33 Apollo Residentail Mtg Inc 30,005 402 0.20%
34 BANK AMER CORP 761 10 0.00%
35 BANK MONTREAL QUE 753 48 0.02%
36 BANKRATE INC DEL COM 64,500 482 0.23%
37 BERKSHIRE HATHAWAY INC DEL 16,754 2,426 1.18%
38 BJS RESTAURANTS INC COM 1,560 68 0.03%
39 BLACKSTONE GROUP L P 6,000 147 0.07%
40 BLUCORA INC 206,700 2,141 1.04%
41 BOINGO WIRELESS INC COM 1,034,100 9,224 4.48%
42 BONANZA CREEK ENERGY INC 2,600 5 0.00%
43 BOVIE MEDICAL CORP COM 9,100 15 0.01%
44 BRISTOL MYERS SQUIBB CO 9,900 728 0.35%
45 BROADVISION INC 4 0 0.00%
46 BROCADE COMMUNICATIONS SYS I 51,650 474 0.23%
47 BRT APARTMENTS CORP 16,025 115 0.06%
48 CALIFORNIA RES CORP 26 0 0.00%
49 CATERPILLAR INC 600 45 0.02%
50 CBIZ INC 1,000 10 0.00%
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