| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | BlackRock Fund Advisors | 1,022,416 | 25,683,000 | 35.54% | ||
| 2 | Taconic Capital Advisors LP | 718,418 | 18,047,000 | 24.97% | PRN | |
| 3 | FIRST TRUST ADVISORS LP | 396,426 | 9,929,000 | 13.74% | ||
| 4 | BANK OF AMERICA CORP /DE/ | 150,944 | 3,791,000 | 5.25% | ||
| 5 | Invesco Ltd. | 146,442 | 3,679,000 | 5.09% | ||
| 6 | Dalton Investments, Inc. | 114,112 | 2,866,000 | 3.97% | ||
| 7 | WELLS FARGO & COMPANY/MN | 63,342 | 1,591,000 | 2.20% | ||
| 8 | MORGAN STANLEY | 48,307 | 1,213,000 | 1.68% | ||
| 9 | Janney Montgomery Scott LLC | 41,000 | 1,029,000 | 1.42% | ||
| 10 | BLACKROCK ADVISORS LLC | 31,710 | 797,000 | 1.10% | ||
| 11 | Spectrum Asset Management, Inc. | 27,776 | 698,000 | 0.97% | ||
| 12 | STIFEL FINANCIAL CORP | 25,367 | 637,000 | 0.88% | ||
| 13 | Algebris Investments (UK) LLP | 25,000 | 628,000 | 0.87% | ||
| 14 | ROYAL BANK OF CANADA | 11,668 | 293,000 | 0.41% | PRN | |
| 15 | UBS Group AG | 10,975 | 276,000 | 0.38% | ||
| 16 | Mercer Capital Advisers, Inc. | 8,000 | 201,000 | 0.28% | ||
| 17 | Creative Planning | 6,825 | 171,000 | 0.24% | ||
| 18 | CI INVESTMENTS INC. | 4,800 | 121,000 | 0.17% | ||
| 19 | DUNCKER STREETT & CO INC | 4,000 | 100,000 | 0.14% | ||
| 20 | WHITTIER TRUST CO | 3,300 | 83,000 | 0.11% | ||
| 21 | GAM Holding AG | 3,127 | 79,000 | 0.11% | ||
| 22 | IFP ADVISORS, INC | 2,000 | 50,000 | 0.07% | ||
| 23 | Carroll Financial Associates, Inc. | 2,000 | 50,000 | 0.07% | ||
| 24 | BlackRock Finance, Inc. | 1,677 | 42,000 | 0.06% | ||
| 25 | BlackRock Investment Management, LLC | 1,509 | 38,000 | 0.05% | ||
| 26 | SONORA INVESTMENT MANAGEMENT, LLC | 1,458 | 36,625 | 0.05% | ||
| 27 | GLENMEDE TRUST CO NA | 1,200 | 30,000 | 0.04% | ||
| 28 | Winslow, Evans & Crocker, Inc. | 1,000 | 25,120 | 0.03% | ||
| 29 | Cowen Prime Services LLC | 1,000 | 25,000 | 0.03% | ||
| 30 | CITIGROUP INC | 1,000 | 25,000 | 0.03% | ||
| 31 | MARK SHEPTOFF FINANCIAL PLANNING, LLC | 800 | 20,000 | 0.03% | ||
| 32 | WOLVERINE TRADING LP /BD | 203 | 5,065 | 0.01% | ||
| 33 | MSI Financial Services Inc | 100 | 3,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
