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Institutional Investment Manager
Cowen Prime Services LLC
Cowen Prime Services LLC (CIK: 0001543830) incorporated in Delaware, located at 599 Lexington Avenue, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q2)
Original 13F HR (0000890163-16-000134) filed in 2016.08.05
#
Name
Shares
Value ($)
%
Options
Notes
201 REX ENERGY CORPORATION 7,200 6 0.00%
202 Check Point Software Technologies Ltd 400 4 0.00%
203 PARKERVISION INC 1,350 4 0.00%
204 HEWLETT PACKARD ENTERPRISE C 200 4 0.00%
205 Energy XXI LTD 5,300 3 0.00%
206 DISNEY WALT CO 34 3 0.00%
207 HP INC 200 2 0.00%
208 FRONTIER COMMUNICATIONS CORP 439 2 0.00%
209 WALGREENS BOOTS ALLIANCE INC 23 2 0.00%
210 DETERMINE INC 700 1 0.00%
211 CISCO SYS INC 38 1 0.00%
212 LOWES COS INC 16 1 0.00%
213 SunEdison Inc 1,000 1 0.00%
214 ENZO BIOCHEM INC 242 1 0.00%
215 CHEMOURS CO 200 1 0.00%
216 AMERICAN EAGLE OUTFITTERS NE 50 1 0.00%
217 VALEANT PHARMACEUTICALS INTL 5 1 0.00%
218 FORD MTR CO DEL 51 1 0.00%
219 SELECT SECTOR SPDR TR 22 1 0.00%
220 NOKIA CORP 166 1 0.00%
221 Market Vector Junior 35 1 0.00%
222 UNITED TECHNOLOGIES CORP 11 1 0.00%
223 ZILLOW GROUP INC 40 1 0.00%
224 VALEANT PHARMACEUTICALS INTL 26 1 0.00%
225 ZILLOW GROUP INC 20 1 0.00%
226 WELLS FARGO & CO NEW 19 1 0.00%
227 FOUR CORNERS PPTY TR INC COM 30 1 0.00%
228 RR DONNELLEY & SONS CO 3 0 0.00%
229 SIRIUS XM HOLDINGS INC 9 0 0.00%
230 LILLY ELI & CO 5 0 0.00%
231 LEAPFROG ENTERPRISES INC 5 0 0.00%
232 LABORATORY CORP AMER HLDGS 2 0 0.00%
233 KINDRED HEALTHCARE INC 7 0 0.00%
234 SYMANTEC CORP 1 0 0.00%
235 KKR & CO LP COMMON UNITS 1 0 0.00%
236 JUNIPER NETWORKS 4 0 0.00%
237 INTERSIL CORP 1 0 0.00%
238 FASTENAL CO 6 0 0.00%
239 FAIR ISAAC CORP 3 0 0.00%
240 ENCANA CORP 4 0 0.00%
241 UNION PAC CORP 4 0 0.00%
242 UNITED BANKSHARES INC WEST VA COM 1 0 0.00%
243 EATON VANCE LTD DURATION INC 2 0 0.00%
244 WESTROCK CO 2 0 0.00%
245 CENOVUS ENERGY INC 4 0 0.00%
246 California Resources Corp 270 0 0.00%
247 BROADVISION INC 4 0 0.00%
248 APPLIED MATLS INC 12 0 0.00%
249 ADAMIS PHARMACEUTICALS CORP 6 0 0.00%
250 LIBERTY GLOBAL PLC 2 0 0.00%
Page 5 of 6
Restatement filing (0000890163-16-000136) filed in 2016.08.08
#
Name
Shares
Value ($)
%
Options
Notes
1 3-D SYS CORP DEL 82,216 1,126 0.55%
2 3M CO 6,750 1,182 0.57%
3 ABBOTT LABS 1,316 52 0.03%
4 ABBVIE INC 56,600 3,504 1.70%
5 ACCURAY INCORPORATED COM 127,000 659 0.32%
6 ADAMIS PHARMACEUTICALS CORP 6 0 0.00%
7 ADVANTAGE OIL & GAS LTD 1,000 6 0.00%
8 AEGON N V 1,465 6 0.00%
9 AGNICO EAGLE MINES LTD 500 27 0.01%
10 AIXTRON SE 38,763 236 0.11%
11 ALIBABA GROUP HLDG LTD 200 16 0.01%
12 ALKERMES PLC 1,000 43 0.02%
13 ALLEGION PUB LTD CO 999 69 0.03%
14 ALLERGAN PLC 1,764 408 0.20%
15 ALLETE INC COM NEW 166 11 0.01%
16 ALPHABET INC 40 28 0.01%
17 ALPHABET INC 140 97 0.05%
18 ALTRIA GROUP INC 1,700 117 0.06%
19 AMERICAN EAGLE OUTFITTERS NE 50 1 0.00%
20 AMERICAN ELEC PWR INC 20,750 1,454 0.71%
21 AMERICAN EXPRESS CO 200 12 0.01%
22 ANALOG DEVICES INC 17,524 993 0.48%
23 APACHE CORP 450 25 0.01%
24 APIGEE CORP 17,000 208 0.10%
25 APOLLO GLOBAL MGMT LLC 1,500 23 0.01%
26 APPLE INC 2,310 221 0.11%
27 APPLIED MATLS INC 12 0 0.00%
28 ARI Network Services Inc 1,505,250 6,322 3.07%
29 AT&T INC 22,269 962 0.47%
30 AVENUE FINL HLDGS INC 11,112 218 0.11%
31 AXIALL CORPORATION 24,000 783 0.38%
32 Alcoa 1,000 9 0.00%
33 Apollo Residentail Mtg Inc 30,005 402 0.20%
34 BANK AMER CORP 761 10 0.00%
35 BANK MONTREAL QUE 753 48 0.02%
36 BANKRATE INC DEL COM 64,500 482 0.23%
37 BERKSHIRE HATHAWAY INC DEL 16,754 2,426 1.18%
38 BJS RESTAURANTS INC COM 1,560 68 0.03%
39 BLACKSTONE GROUP L P 6,000 147 0.07%
40 BLUCORA INC 206,700 2,141 1.04%
41 BOINGO WIRELESS INC COM 1,034,100 9,224 4.48%
42 BONANZA CREEK ENERGY INC 2,600 5 0.00%
43 BOVIE MEDICAL CORP COM 9,100 15 0.01%
44 BRISTOL MYERS SQUIBB CO 9,900 728 0.35%
45 BROADVISION INC 4 0 0.00%
46 BROCADE COMMUNICATIONS SYS I 51,650 474 0.23%
47 BRT APARTMENTS CORP 16,025 115 0.06%
48 CALIFORNIA RES CORP 26 0 0.00%
49 CATERPILLAR INC 600 45 0.02%
50 CBIZ INC 1,000 10 0.00%
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