| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 5,587,434 | 75,095,000 | 18.01% | ||
| 2 | UBS Group AG | 4,226,222 | 56,801,000 | 13.62% | ||
| 3 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 2,304,941 | 30,978,000 | 7.43% | ||
| 4 | RELATIVE VALUE PARTNERS GROUP, LLC | 2,218,471 | 29,590,000 | 7.10% | ||
| 5 | SIT INVESTMENT ASSOCIATES INC | 2,064,762 | 27,750,000 | 6.66% | ||
| 6 | Invesco Ltd. | 1,662,330 | 22,342,000 | 5.36% | ||
| 7 | Laurion Capital Management LP | 1,340,409 | 18,015,000 | 4.32% | ||
| 8 | Advisors Asset Management, Inc. | 1,077,251 | 14,478,000 | 3.47% | ||
| 9 | BANK OF AMERICA CORP /DE/ | 837,057 | 11,250,000 | 2.70% | ||
| 10 | 1607 Capital Partners, LLC | 834,256 | 11,212,000 | 2.69% | ||
| 11 | ADVOCACY WEALTH MANAGEMENT SERVICES, LLC | 691,917 | 9,299,000 | 2.23% | ||
| 12 | LAZARD ASSET MANAGEMENT LLC | 671,995 | 9,031,000 | 2.17% | PRN | |
| 13 | Camelot Portfolios, LLC | 529,306 | 7,114,000 | 1.71% | ||
| 14 | Commonwealth Equity Services, Inc | 486,759 | 6,542,000 | 1.57% | ||
| 15 | AMERIPRISE FINANCIAL INC | 378,270 | 5,084,000 | 1.22% | ||
| 16 | BANK OF MONTREAL /CAN/ | 377,663 | 5,076,000 | 1.22% | ||
| 17 | COHEN & STEERS, INC. | 313,336 | 4,211,000 | 1.01% | ||
| 18 | Horizon Kinetics LLC | 304,043 | 4,086,000 | 0.98% | ||
| 19 | Vident Investment Advisory, LLC | 293,606 | 3,946,000 | 0.95% | ||
| 20 | Yorktown Management & Research Co Inc | 290,000 | 3,898,000 | 0.93% | ||
| 21 | LPL Financial LLC | 290,929 | 3,896,000 | 0.93% | ||
| 22 | CITIGROUP INC | 275,953 | 3,709,000 | 0.89% | ||
| 23 | WELLS FARGO & COMPANY/MN | 242,162 | 3,255,000 | 0.78% | ||
| 24 | HighTower Advisors, LLC | 236,319 | 3,178,000 | 0.76% | ||
| 25 | STIFEL FINANCIAL CORP | 227,297 | 3,055,000 | 0.73% | ||
| 26 | ZAZOVE ASSOCIATES LLC | 171,671 | 2,307,000 | 0.55% | ||
| 27 | Creative Planning | 156,902 | 2,109,000 | 0.51% | ||
| 28 | AVALON CAPITAL MANAGEMENT | 138,378 | 1,860,000 | 0.45% | ||
| 29 | First Allied Advisory Services, Inc. | 136,654 | 1,835,000 | 0.44% | ||
| 30 | POINTE CAPITAL MANAGEMENT LLC | 108,846 | 1,463,000 | 0.35% | ||
| 31 | Raymond James Financial Services Advisors, Inc. | 106,510 | 1,432,000 | 0.34% | ||
| 32 | WESTBOURNE INVESTMENT ADVISORS, INC. | 104,710 | 1,407,000 | 0.34% | ||
| 33 | ROBINSON CAPITAL MANAGEMENT, LLC | 100,305 | 1,348,000 | 0.32% | ||
| 34 | Aviance Capital Partners, LLC | 98,437 | 1,323,000 | 0.32% | ||
| 35 | Investors Capital Advisory Services | 93,812 | 1,260,000 | 0.30% | ||
| 36 | SUNTRUST BANKS INC | 83,952 | 1,128,000 | 0.27% | ||
| 37 | Blume Capital Management, Inc. | 82,259 | 1,106,000 | 0.27% | ||
| 38 | ROYAL BANK OF CANADA | 82,036 | 1,103,000 | 0.26% | ||
| 39 | JANUS HENDERSON INVESTORS US LLC | 77,677 | 1,044,000 | 0.25% | ||
| 40 | INVESTMENT CENTERS OF AMERICA INC | 76,119 | 1,021,000 | 0.24% | ||
| 41 | Capital Investment Advisors, LLC | 70,561 | 948,000 | 0.23% | ||
| 42 | Cambridge Investment Research Advisors, Inc. | 68,456 | 920,000 | 0.22% | ||
| 43 | GUGGENHEIM CAPITAL LLC | 68,010 | 914,000 | 0.22% | ||
| 44 | Curi Capital, LLC | 67,840 | 912,000 | 0.22% | ||
| 45 | FIRST TRUST ADVISORS LP | 66,171 | 889,000 | 0.21% | ||
| 46 | Apriem Advisors | 65,300 | 878,000 | 0.21% | ||
| 47 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 62,725 | 843,000 | 0.20% | ||
| 48 | Sterneck Capital Management, LLC | 62,288 | 837,000 | 0.20% | ||
| 49 | RAYMOND JAMES & ASSOCIATES | 50,221 | 675,000 | 0.16% | ||
| 50 | GIRARD ADVISORY SERVICES, LLC | 45,177 | 607,000 | 0.15% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
