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Institutional Investment Manager
Cowen Prime Services LLC
Cowen Prime Services LLC (CIK: 0001543830) incorporated in Delaware, located at 599 Lexington Avenue, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q2)
Original 13F HR (0000890163-16-000134) filed in 2016.08.05
#
Name
Shares
Value ($)
%
Options
Notes
1 SIRIUS XM HOLDINGS INC 9 0 0.00%
2 RR DONNELLEY & SONS CO 3 0 0.00%
3 BROADVISION INC 4 0 0.00%
4 INTERSIL CORP 1 0 0.00%
5 APPLIED MATLS INC 12 0 0.00%
6 EATON VANCE LTD DURATION INC 2 0 0.00%
7 MEDTRONIC PLC 3 0 0.00%
8 WESTROCK CO 2 0 0.00%
9 LILLY ELI & CO 5 0 0.00%
10 LEAPFROG ENTERPRISES INC 5 0 0.00%
11 LABORATORY CORP AMER HLDGS 2 0 0.00%
12 KINDRED HEALTHCARE INC 7 0 0.00%
13 KKR & CO L P DEL 1 0 0.00%
14 JUNIPER NETWORKS INC 4 0 0.00%
15 LIBERTY GLOBAL PLC 2 0 0.00%
16 FASTENAL CO 6 0 0.00%
17 California Res Corp 270 0 0.00%
18 ADAMIS PHARMACEUTICALS CORP 6 0 0.00%
19 ENCANA CORP 4 0 0.00%
20 UNITED BANKSHARES INC COM 1 0 0.00%
21 CENOVUS ENERGY INC 4 0 0.00%
22 UNION PAC CORP 4 0 0.00%
23 SYMANTEC CORP 1 0 0.00%
24 FAIR ISAAC CORP 3 0 0.00%
25 CISCO SYS INC 38 1 0.00%
26 DETERMINE INC 700 1 0.00%
27 ZILLOW GROUP INC 40 1 0.00%
28 ZILLOW GROUP INC 20 1 0.00%
29 VALEANT PHARMACEUTICALS INTL CALL 5 1 0.00%
30 WELLS FARGO CO NEW 19 1 0.00%
31 VALEANT PHARMACEUTICALS INTL 26 1 0.00%
32 UNITED TECHNOLOGIES CORP 11 1 0.00%
33 AMERICAN EAGLE OUTFITTERS NE 50 1 0.00%
34 SUNEDISON INC 1,000 1 0.00%
35 SELECT SECTOR SPDR TR 22 1 0.00%
36 NOKIA CORP 166 1 0.00%
37 Market Vector Junior 35 1 0.00%
38 LOWES COS INC 16 1 0.00%
39 FOUR CORNERS PPTY TR INC COM 30 1 0.00%
40 FORD MTR CO DEL 51 1 0.00%
41 ENZO BIOCHEM INC 242 1 0.00%
42 CHEMOURS CO 200 1 0.00%
43 WALGREENS BOOTS ALLIANCE INC 23 2 0.00%
44 FRONTIER COMMUNICATIONS CORP 439 2 0.00%
45 HP INC 200 2 0.00%
46 DISNEY WALT CO 34 3 0.00%
47 Energy XXI LTD 5,300 3 0.00%
48 HEWLETT PACKARD ENTERPRISE C 200 4 0.00%
49 PARKERVISION INC 1,350 4 0.00%
50 Check Point Software Technologies Ltd 400 4 0.00%
Page 1 of 6
Restatement filing (0000890163-16-000136) filed in 2016.08.08
#
Name
Shares
Value ($)
%
Options
Notes
101 MONDELEZ INTL INC 3,500 159 0.08%
102 DOMINION ENERGY INC 2,000 156 0.08%
103 BLACKSTONE GROUP L P 6,000 147 0.07%
104 PAYCHEX INC 2,400 143 0.07%
105 PHILIP MORRIS INTL INC 1,400 142 0.07%
106 YAHOO INC 3,356 126 0.06%
107 KIMBERLY CLARK CORP 900 124 0.06%
108 POLYCOM INC 10,689 120 0.06%
109 ALTRIA GROUP INC 1,700 117 0.06%
110 BRT APARTMENTS CORP 16,025 115 0.06%
111 Smith Micro Software 182,331 108 0.05%
112 VANECK ETF TRUST 2,535 108 0.05%
113 PEPSICO INC 1,011 107 0.05%
114 SEAGATE TECHNOLOGY PLC 4,300 105 0.05%
115 Durect Corp Com 85,328 104 0.05%
116 FORMFACTOR INC COM 11,457 103 0.05%
117 NORTHROP GRUMMAN CORP 450 100 0.05%
118 LOCKHEED MARTIN CORP 400 99 0.05%
119 ALPHABET INC 140 97 0.05%
120 NEW MEDIA INVT GROUP INC COM 5,300 96 0.05%
121 SEMPRA ENERGY 800 91 0.04%
122 NEWFIELD EXPL CO 2,000 88 0.04%
123 WAL-MART STORES INC 1,190 87 0.04%
124 GLAXOSMITHKLINE PLC 2,000 87 0.04%
125 ONVIA INC COM 22,192 86 0.04%
126 VERTEX PHARMACEUTICALS INC 1,000 86 0.04%
127 UNILEVER PLC 1,645 79 0.04%
128 NATIONAL RETAIL PPTYS INC 1,500 78 0.04%
129 MCDONALDS CORP 640 77 0.04%
130 UNITEDHEALTH GROUP INC 502 71 0.03%
131 SYSCO CORP 1,400 71 0.03%
132 LENNAR CORP 1,500 69 0.03%
133 ALLEGION PUB LTD CO 999 69 0.03%
134 BJS RESTAURANTS INC COM 1,560 68 0.03%
135 EMERSON ELEC CO 1,300 68 0.03%
136 SCHLUMBERGER LTD 836 66 0.03%
137 NORTHSTAR ASSET 6,500 66 0.03%
138 DU PONT E I DE NEMOURS & CO 1,000 65 0.03%
139 GIGPEAK INC 32,000 63 0.03%
140 FACEBOOK INC 500 57 0.03%
141 DCP MIDSTREAM LP 1,600 55 0.03%
142 HELMERICH & PAYNE INC 800 54 0.03%
143 INTEL CORP 1,628 53 0.03%
144 ABBOTT LABS 1,316 52 0.03%
145 VODAFONE GROUP PLC NEW 1,636 51 0.02%
146 HANESBRANDS INC 2,000 50 0.02%
147 BANK MONTREAL QUE 753 48 0.02%
148 OASIS PETE INC NEW 4,900 46 0.02%
149 CATERPILLAR INC 600 45 0.02%
150 ALKERMES PLC 1,000 43 0.02%
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