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Institutional Investment Manager
Cowen Prime Services LLC
Cowen Prime Services LLC (CIK: 0001543830) incorporated in Delaware, located at 599 Lexington Avenue, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q2)
Original 13F HR (0000890163-16-000134) filed in 2016.08.05
#
Name
Shares
Value ($)
%
Options
Notes
1 SIRIUS XM HOLDINGS INC 9 0 0.00%
2 RR DONNELLEY & SONS CO 3 0 0.00%
3 BROADVISION INC 4 0 0.00%
4 INTERSIL CORP 1 0 0.00%
5 APPLIED MATLS INC 12 0 0.00%
6 EATON VANCE LTD DURATION INC 2 0 0.00%
7 MEDTRONIC PLC 3 0 0.00%
8 WESTROCK CO 2 0 0.00%
9 LILLY ELI & CO 5 0 0.00%
10 LEAPFROG ENTERPRISES INC 5 0 0.00%
11 LABORATORY CORP AMER HLDGS 2 0 0.00%
12 KINDRED HEALTHCARE INC 7 0 0.00%
13 KKR & CO L P DEL 1 0 0.00%
14 JUNIPER NETWORKS INC 4 0 0.00%
15 LIBERTY GLOBAL PLC 2 0 0.00%
16 FASTENAL CO 6 0 0.00%
17 California Res Corp 270 0 0.00%
18 ADAMIS PHARMACEUTICALS CORP 6 0 0.00%
19 ENCANA CORP 4 0 0.00%
20 UNITED BANKSHARES INC COM 1 0 0.00%
21 CENOVUS ENERGY INC 4 0 0.00%
22 UNION PAC CORP 4 0 0.00%
23 SYMANTEC CORP 1 0 0.00%
24 FAIR ISAAC CORP 3 0 0.00%
25 CISCO SYS INC 38 1 0.00%
26 DETERMINE INC 700 1 0.00%
27 ZILLOW GROUP INC 40 1 0.00%
28 ZILLOW GROUP INC 20 1 0.00%
29 VALEANT PHARMACEUTICALS INTL CALL 5 1 0.00%
30 WELLS FARGO CO NEW 19 1 0.00%
31 VALEANT PHARMACEUTICALS INTL 26 1 0.00%
32 UNITED TECHNOLOGIES CORP 11 1 0.00%
33 AMERICAN EAGLE OUTFITTERS NE 50 1 0.00%
34 SUNEDISON INC 1,000 1 0.00%
35 SELECT SECTOR SPDR TR 22 1 0.00%
36 NOKIA CORP 166 1 0.00%
37 Market Vector Junior 35 1 0.00%
38 LOWES COS INC 16 1 0.00%
39 FOUR CORNERS PPTY TR INC COM 30 1 0.00%
40 FORD MTR CO DEL 51 1 0.00%
41 ENZO BIOCHEM INC 242 1 0.00%
42 CHEMOURS CO 200 1 0.00%
43 WALGREENS BOOTS ALLIANCE INC 23 2 0.00%
44 FRONTIER COMMUNICATIONS CORP 439 2 0.00%
45 HP INC 200 2 0.00%
46 DISNEY WALT CO 34 3 0.00%
47 Energy XXI LTD 5,300 3 0.00%
48 HEWLETT PACKARD ENTERPRISE C 200 4 0.00%
49 PARKERVISION INC 1,350 4 0.00%
50 Check Point Software Technologies Ltd 400 4 0.00%
Page 1 of 6
Restatement filing (0000890163-16-000136) filed in 2016.08.08
#
Name
Shares
Value ($)
%
Options
Notes
201 Bonanza Creek Energy Inc 2,600 5 0.00%
202 Rex Energy Corp 7,200 5 0.00%
203 HEWLETT PACKARD ENTERPRISE C 200 4 0.00%
204 DISNEY WALT CO 34 3 0.00%
205 HP INC 200 3 0.00%
206 CHEMOURS CO 200 2 0.00%
207 WALGREENS BOOTS ALLIANCE INC 23 2 0.00%
208 PARKERVISION INC 600 2 0.00%
209 FRONTIER COMMUNICATIONS CORP 439 2 0.00%
210 CISCO SYS INC 38 1 0.00%
211 ENZO BIOCHEM INC 242 1 0.00%
212 LOWES COS INC 16 1 0.00%
213 AMERICAN EAGLE OUTFITTERS NE 50 1 0.00%
214 UNITED TECHNOLOGIES CORP 11 1 0.00%
215 VALEANT PHARMACEUTICALS INTL 26 1 0.00%
216 FORD MTR CO DEL 51 1 0.00%
217 SELECT SECTOR SPDR TR 22 1 0.00%
218 FOUR CORNERS PPTY TR INC COM 30 1 0.00%
219 DETERMINE INC 700 1 0.00%
220 NOKIA CORP 166 1 0.00%
221 WELLS FARGO CO NEW 20 1 0.00%
222 TARGET CORP 11 1 0.00%
223 LABORATORY CORP AMER HLDGS 2 0 0.00%
224 JUNIPER NETWORKS INC 4 0 0.00%
225 ENCANA CORP 4 0 0.00%
226 National Interstate Corp 0 0 0.00%
227 LILLY ELI & CO 5 0 0.00%
228 APPLIED MATLS INC 12 0 0.00%
229 LIBERTY GLOBAL PLC 2 0 0.00%
230 UNITED BANKSHARES INC COM 1 0 0.00%
231 MEDTRONIC PLC 1 0 0.00%
232 WESTROCK CO 1 0 0.00%
233 UNION PAC CORP 4 0 0.00%
234 BROADVISION INC 4 0 0.00%
235 INTERSIL CORP 1 0 0.00%
236 VALEANT PHARMACEUTICALS INTL CALL 5 0 0.00%
237 CALIFORNIA RES CORP 26 0 0.00%
238 ADAMIS PHARMACEUTICALS CORP 6 0 0.00%
239 CENOVUS ENERGY INC 4 0 0.00%
240 FAIR ISAAC CORP 3 0 0.00%
241 KINDRED HEALTHCARE INC 7 0 0.00%
242 EATON VANCE LTD DURATION INC 2 0 0.00%
243 FASTENAL CO 6 0 0.00%
244 KKR & CO L P DEL 1 0 0.00%
245 RR DONNELLEY & SONS CO 3 0 0.00%
246 SIRIUS XM HOLDINGS INC 9 0 0.00%
Page 5 of 5