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Institutional Investment Manager
Cowen Prime Services LLC
Cowen Prime Services LLC (CIK: 0001543830) incorporated in Delaware, located at 599 Lexington Avenue, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q2)
Original 13F HR (0000890163-16-000134) filed in 2016.08.05
#
Name
Shares
Value ($)
%
Options
Notes
1 INTERMOLECULAR INC 3,027,800 7,660 3.55%
2 LIONBRIDGE TECHNOLOGIES ORD 1,529,035 7,737 3.59%
3 NEOGENOMICS INC 1,481,626 9,986 4.63%
4 ARI Network Services Inc 1,446,800 6,351 2.94%
5 PDF SOLUTIONS INC COM 1,424,540 19,060 8.84%
6 BOINGO WIRELESS INC COM 1,168,100 9,018 4.18%
7 SHORETEL INC 851,600 6,336 2.94%
8 ZIX CORP 748,100 2,940 1.36%
9 DIGIMARC CORP 630,561 19,106 8.86%
10 REIS INC 590,500 13,906 6.45%
11 Senomyx Inc 542,786 1,411 0.65%
12 BANKRATE INC DEL COM 295,800 2,712 1.26%
13 LUMINEX CORP DEL 252,845 4,905 2.27%
14 TRANSACT TECHNOLOGIES INC COM 240,603 1,959 0.91%
15 EASTERLY GOVT PPTYS INC 234,100 4,336 2.01%
16 SCIQUEST INC NEW 188,800 2,621 1.22%
17 Smith Micro Software 182,331 108 0.05%
18 PFIZER INC 174,629 5,176 2.40%
19 FALCONSTOR SOFTWARE INC 170,163 228 0.11%
20 SONUS NETWORKS INC 152,731 1,150 0.53%
21 TEVA PHARMACEUTICAL INDS LTD 137,539 7,360 3.41%
22 EXAR CORPORATION 125,030 719 0.33%
23 GENERAL ELECTRIC CO 117,470 3,734 1.73%
24 KOPIN CORP 110,626 184 0.09%
25 HARMONIC INC 106,208 347 0.16%
26 ACCURAY INCORPORATED COM 96,450 557 0.26%
27 EXELON CORP 95,100 3,410 1.58%
28 3-D SYS CORP DEL 88,192 1,364 0.63%
29 DOW CHEM CO 86,100 4,379 2.03%
30 PRGX GLOBAL INC 84,995 401 0.19%
31 DURECT CORP 83,628 113 0.05%
32 EHEALTH INC COM 80,000 751 0.35%
33 NATIONAL INFO CONSORTIUM INC 70,100 1,264 0.59%
34 CEVA Inc 67,453 1,518 0.70%
35 PTC INC 64,450 2,137 0.99%
36 ABBVIE INC 61,515 3,514 1.63%
37 POWERSECURE INTL INC 60,000 1,121 0.52%
38 AIXTRON SE 59,150 287 0.13%
39 BROCADE COMMUNICATIONS SYS I 51,650 546 0.25%
40 CROWN CASTLE INTL CORP NEW 44,000 3,806 1.76%
41 Vaneck Vectors Gold 40,815 815 0.38%
42 KRAFT HEINZ CO 39,900 3,135 1.45%
43 WEYERHAEUSER CO 35,826 1,110 0.51%
44 E M C CORP MASS COM 35,500 946 0.44%
45 FIDELITY AND GTY LIFE COM 35,119 922 0.43%
46 MEDIA GENERAL INC NEW 35,039 571 0.26%
47 Dycom Industries Inc 32,991 719 0.33%
48 YUM BRANDS INC 32,350 2,648 1.23%
49 Adt Corp 31,000 1,279 0.59%
50 INVENSENSE INC 30,500 256 0.12%
Page 1 of 6
Restatement filing (0000890163-16-000136) filed in 2016.08.08
#
Name
Shares
Value ($)
%
Options
Notes
1 PDF SOLUTIONS INC COM 1,343,640 18,798 9.13%
2 DIGIMARC CORP 499,072 15,950 7.75%
3 REIS INC 439,800 10,951 5.32%
4 BOINGO WIRELESS INC COM 1,034,100 9,224 4.48%
5 NEOGENOMICS INC 1,018,126 8,186 3.98%
6 TEVA PHARMACEUTICAL INDS LTD 137,339 6,899 3.35%
7 ARI Network Services Inc 1,505,250 6,322 3.07%
8 PFIZER INC 171,679 6,045 2.94%
9 LIONBRIDGE TECHNOLOGIES ORD 1,517,035 5,992 2.91%
10 SHORETEL INC 803,800 5,377 2.61%
11 LUMINEX CORP DEL 254,345 5,145 2.50%
12 INTERMOLECULAR INC 2,884,209 4,269 2.07%
13 DOW CHEM CO 85,000 4,225 2.05%
14 GENERAL ELECTRIC CO 123,170 3,877 1.88%
15 EHEALTH INC COM 257,300 3,607 1.75%
16 ABBVIE INC 56,600 3,504 1.70%
17 SCIQUEST INC NEW 187,900 3,318 1.61%
18 KRAFT HEINZ CO 37,200 3,291 1.60%
19 CROWN CASTLE INTL CORP NEW 30,950 3,139 1.52%
20 CHATHAM LODGING TR COM 135,000 2,967 1.44%
21 EXELON CORP 81,000 2,945 1.43%
22 VANECK ETF TRUST 104,315 2,891 1.40%
23 EASTERLY GOVT PPTYS INC 141,500 2,792 1.36%
24 YUM BRANDS INC 32,050 2,658 1.29%
25 BERKSHIRE HATHAWAY INC DEL 16,754 2,426 1.18%
26 PTC INC 64,050 2,407 1.17%
27 CVS HEALTH CORP 23,250 2,226 1.08%
28 BLUCORA INC 206,700 2,141 1.04%
29 ZOETIS INC 39,100 1,856 0.90%
30 ZIX CORP 482,200 1,808 0.88%
31 TRANSACT TECHNOLOGIES INC COM 224,903 1,804 0.88%
32 DUKE ENERGY CORP NEW 19,600 1,681 0.82%
33 CEVA Inc 60,953 1,656 0.80%
34 JOHNSON & JOHNSON 13,498 1,637 0.80%
35 NATIONAL INFO CONSORTIUM INC 68,600 1,505 0.73%
36 Senomyx Inc 541,786 1,490 0.72%
37 MARVELL TECHNOLOGY GROUP LTD 153,900 1,467 0.71%
38 AMERICAN ELEC PWR INC 20,750 1,454 0.71%
39 SONUS NETWORKS INC 147,231 1,279 0.62%
40 3M CO 6,750 1,182 0.57%
41 UNITED PARCEL SERVICE INC 10,730 1,156 0.56%
42 3-D SYS CORP DEL 82,216 1,126 0.55%
43 VIRGIN AMERICA ORD 20,000 1,124 0.55%
44 WEYERHAEUSER CO 35,827 1,067 0.52%
45 EXAR CORPORATION 123,530 994 0.48%
46 ANALOG DEVICES INC 17,524 993 0.48%
47 E M C CORP MASS COM 35,500 965 0.47%
48 AT&T INC 22,269 962 0.47%
49 Intuit Inc 4,900 927 0.45%
50 DIAMOND RESORTS INTL INC COM 30,000 899 0.44%
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