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Institutional Investment Manager
Cowen Prime Services LLC
Cowen Prime Services LLC (CIK: 0001543830) incorporated in Delaware, located at 599 Lexington Avenue, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q2)
Original 13F HR (0000890163-16-000134) filed in 2016.08.05
#
Name
Shares
Value ($)
%
Options
Notes
1 DIGIMARC CORP 630,561 19,106 8.86%
2 PDF SOLUTIONS INC 1,424,540 19,060 8.84%
3 Reis Inc 590,500 13,906 6.45%
4 NEOGENOMICS INC 1,481,626 9,986 4.63%
5 BOINGO WIRELESS INC COM 1,168,100 9,018 4.18%
6 LIONBRIDGE TECHNOLOGIES ORD 1,529,035 7,737 3.59%
7 INTERMOLECULAR INC 3,027,800 7,660 3.55%
8 TEVA PHARMACEUTICAL INDS LTD 137,539 7,360 3.41%
9 ARI NETWORK SVCS INC 1,446,800 6,351 2.94%
10 SHORETEL INC 851,600 6,336 2.94%
11 PFIZER INC 174,629 5,176 2.40%
12 LUMINEX CORP DEL 252,845 4,905 2.27%
13 DOW CHEM CO 86,100 4,379 2.03%
14 EASTERLY GOVT PPTYS INC 234,100 4,336 2.01%
15 CROWN CASTLE INTL CORP NEW 44,000 3,806 1.76%
16 GENERAL ELECTRIC CO 117,470 3,734 1.73%
17 Abbvie Inc 61,515 3,514 1.63%
18 EXELON CORP 95,100 3,410 1.58%
19 KRAFT HEINZ CO 39,900 3,135 1.45%
20 Zixit Corp 748,100 2,940 1.36%
21 BANKRATE INC DEL 295,800 2,712 1.26%
22 YUM BRANDS INC 32,350 2,648 1.23%
23 SCIQUEST INC NEW 188,800 2,621 1.22%
24 BERKSHIRE HATHAWAY INC DEL 17,354 2,462 1.14%
25 CVS HEALTH CORP 23,450 2,432 1.13%
26 PTC INC 64,450 2,137 0.99%
27 TRANSACT TECHNOLOGIES INC 240,603 1,959 0.91%
28 DUKE ENERGY CORP NEW 19,600 1,581 0.73%
29 CEVA INC 67,453 1,518 0.70%
30 AMERICAN ELEC PWR INC 22,650 1,504 0.70%
31 JOHNSON & JOHNSON 13,498 1,460 0.68%
32 SENOMYX INC 542,786 1,411 0.65%
33 3-D SYS CORP DEL 88,192 1,364 0.63%
34 Adt Corp 31,000 1,279 0.59%
35 NIC INC 70,100 1,264 0.59%
36 ALERE INC 24,000 1,215 0.56%
37 ALLERGAN PLC 4,411 1,182 0.55%
38 SONUS NETWORKS INC 152,731 1,150 0.53%
39 POWERSECURE INTL INC 60,000 1,121 0.52%
40 Weyerhaeuser Co 35,826 1,110 0.51%
41 3M CO 6,650 1,108 0.51%
42 InterDigital Inc 30,000 1,077 0.50%
43 ANALOG DEVICES INC 17,524 1,037 0.48%
44 CAMERON INTERNATIONAL COMPANY 15,371 1,031 0.48%
45 JARDEN CORP 16,251 958 0.44%
46 BAXALTA INC COM 23,513 950 0.44%
47 Agnico Eagle 35,500 946 0.44%
48 FIDELITY & GTY LIFE 35,119 922 0.43%
49 AT&T INC 22,269 872 0.40%
50 VALSPAR CORP 7,950 851 0.39%
Page 1 of 6
Restatement filing (0000890163-16-000136) filed in 2016.08.08
#
Name
Shares
Value ($)
%
Options
Notes
101 FOUR CORNERS PROPERTY TRUST 30 1 0.00%
102 FRONTIER COMMUNICATIONS CORP 439 2 0.00%
103 Formfactor Inc 11,457 103 0.05%
104 GAP INC DEL 1,022 22 0.01%
105 GENERAL ELECTRIC CO 123,170 3,877 1.88%
106 GENERAL MLS INC 2,800 200 0.10%
107 GENPACT LIMITED 500 13 0.01%
108 GIGPEAK INC 32,000 63 0.03%
109 GLAXOSMITHKLINE PLC 2,000 87 0.04%
110 HANESBRANDS INC 2,000 50 0.02%
111 HARMONIC INC 131,494 375 0.18%
112 HEALTHCAREPI 8,000 283 0.14%
113 HELMERICH & PAYNE INC 800 54 0.03%
114 HEWLETT PACKARD ENTERPRISE C 200 4 0.00%
115 HP INC 200 3 0.00%
116 HSBC HLDGS PLC 775 20 0.01%
117 Heartware International, Inc. 9,000 520 0.25%
118 IMMERSION CORP 75,900 557 0.27%
119 INFOBLOX INC 21,500 403 0.20%
120 INGERSOLL-RAND PLC 4,500 287 0.14%
121 INTEL CORP 1,628 53 0.03%
122 INTERMOLECULAR INC 2,884,209 4,269 2.07%
123 INTERNATIONAL BUSINESS MACHS 3,162 480 0.23%
124 INTERSIL CORP 1 0 0.00%
125 INVENSENSE INC 32,800 201 0.10%
126 INVUITY INC 61,000 581 0.28%
127 ISHARES TR 110 32 0.02%
128 Intuit Inc 4,900 927 0.45%
129 JOHNSON & JOHNSON 13,498 1,637 0.80%
130 JPMORGAN CHASE & CO 8,074 502 0.24%
131 JUNIPER NETWORKS INC 4 0 0.00%
132 KIMBERLY CLARK CORP 900 124 0.06%
133 KINDER MORGAN INC DEL 1,000 19 0.01%
134 KINDRED HEALTHCARE INC 7 0 0.00%
135 KKR & CO L P DEL 1 0 0.00%
136 KOPIN CORP 118,451 263 0.13%
137 KRAFT HEINZ CO 37,200 3,291 1.60%
138 LABORATORY CORP AMER HLDGS 2 0 0.00%
139 LENNAR CORP 1,500 69 0.03%
140 LIBERTY GLOBAL PLC 2 0 0.00%
141 LILLY ELI & CO 5 0 0.00%
142 LIONBRIDGE TECHNOLOGIES ORD 1,517,035 5,992 2.91%
143 LOCKHEED MARTIN CORP 400 99 0.05%
144 LOWES COS INC 16 1 0.00%
145 LUMINEX CORP DEL 254,345 5,145 2.50%
146 Lee Enterprises 5,000 10 0.00%
147 MACOM Technology Solutions Hol 5,918 195 0.09%
148 MARVELL TECHNOLOGY GROUP LTD 153,900 1,467 0.71%
149 MCDONALDS CORP 640 77 0.04%
150 MEDIA GENERAL INC NEW 35,039 602 0.29%
Page 3 of 5