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Institutional Investment Manager
Cowen Prime Services LLC
Cowen Prime Services LLC (CIK: 0001543830) incorporated in Delaware, located at 599 Lexington Avenue, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q2)
Original 13F HR (0000890163-16-000134) filed in 2016.08.05
#
Name
Shares
Value ($)
%
Options
Notes
1 DIGIMARC CORP 630,561 19,106 8.86%
2 PDF SOLUTIONS INC COM 1,424,540 19,060 8.84%
3 REIS INC 590,500 13,906 6.45%
4 NEOGENOMICS INC 1,481,626 9,986 4.63%
5 BOINGO WIRELESS INC COM 1,168,100 9,018 4.18%
6 LIONBRIDGE TECHNOLOGIES ORD 1,529,035 7,737 3.59%
7 INTERMOLECULAR INC 3,027,800 7,660 3.55%
8 TEVA PHARMACEUTICAL INDS LTD 137,539 7,360 3.41%
9 ARI Network Services Inc 1,446,800 6,351 2.94%
10 SHORETEL INC 851,600 6,336 2.94%
11 PFIZER INC 174,629 5,176 2.40%
12 LUMINEX CORP DEL 252,845 4,905 2.27%
13 DOW CHEM CO 86,100 4,379 2.03%
14 EASTERLY GOVT PPTYS INC 234,100 4,336 2.01%
15 CROWN CASTLE INTL CORP NEW 44,000 3,806 1.76%
16 GENERAL ELECTRIC CO 117,470 3,734 1.73%
17 ABBVIE INC 61,515 3,514 1.63%
18 EXELON CORP 95,100 3,410 1.58%
19 KRAFT HEINZ CO 39,900 3,135 1.45%
20 ZIX CORP 748,100 2,940 1.36%
21 BANKRATE INC DEL COM 295,800 2,712 1.26%
22 YUM BRANDS INC 32,350 2,648 1.23%
23 SCIQUEST INC NEW 188,800 2,621 1.22%
24 BERKSHIRE HATHAWAY INC DEL 17,354 2,462 1.14%
25 CVS HEALTH CORP 23,450 2,432 1.13%
26 PTC INC 64,450 2,137 0.99%
27 TRANSACT TECHNOLOGIES INC COM 240,603 1,959 0.91%
28 DUKE ENERGY CORP NEW 19,600 1,581 0.73%
29 CEVA Inc 67,453 1,518 0.70%
30 AMERICAN ELEC PWR INC 22,650 1,504 0.70%
31 JOHNSON & JOHNSON 13,498 1,460 0.68%
32 Senomyx Inc 542,786 1,411 0.65%
33 3-D SYS CORP DEL 88,192 1,364 0.63%
34 Adt Corp 31,000 1,279 0.59%
35 NATIONAL INFO CONSORTIUM INC 70,100 1,264 0.59%
36 ALERE INC 24,000 1,215 0.56%
37 ALLERGAN PLC 4,411 1,182 0.55%
38 SONUS NETWORKS INC 152,731 1,150 0.53%
39 POWERSECURE INTL INC 60,000 1,121 0.52%
40 WEYERHAEUSER CO 35,826 1,110 0.51%
41 3M CO 6,650 1,108 0.51%
42 InterDigital Inc 30,000 1,077 0.50%
43 ANALOG DEVICES INC 17,524 1,037 0.48%
44 CAMERON INTERNATIONAL COMPANY 15,371 1,031 0.48%
45 JARDEN CORP 16,251 958 0.44%
46 BAXALTA INC COM 23,513 950 0.44%
47 E M C CORP MASS COM 35,500 946 0.44%
48 FIDELITY AND GTY LIFE COM 35,119 922 0.43%
49 AT&T INC 22,269 872 0.40%
50 VALSPAR CORP 7,950 851 0.39%
Page 1 of 6
Restatement filing (0000890163-16-000136) filed in 2016.08.08
#
Name
Shares
Value ($)
%
Options
Notes
151 MEDTRONIC PLC 1 0 0.00%
152 MERCK & CO INC 400 23 0.01%
153 METLIFE INC 7,250 289 0.14%
154 MICROSOFT CORP 9,241 473 0.23%
155 MONDELEZ INTL INC 3,500 159 0.08%
156 NATIONAL INFO CONSORTIUM INC 68,600 1,505 0.73%
157 NATIONAL RESH CORP CL A 16,200 222 0.11%
158 NATIONAL RETAIL PPTYS INC 1,500 78 0.04%
159 NAUTILUS INC 500 9 0.00%
160 NEOGEN CORP COM 8,700 489 0.24%
161 NEOGENOMICS INC 1,018,126 8,186 3.98%
162 NETFLIX INC 200 18 0.01%
163 NEW MEDIA INVT GROUP INC COM 5,300 96 0.05%
164 NEWFIELD EXPL CO 2,000 88 0.04%
165 NOBLE CORP PLC 800 7 0.00%
166 NOKIA CORP 166 1 0.00%
167 NORTHROP GRUMMAN CORP 450 100 0.05%
168 NORTHSTAR ASSET 6,500 66 0.03%
169 NORTHSTAR REALTY EUROPE CORPORATION 1,083 10 0.00%
170 NOVO-NORDISK A S 3,450 186 0.09%
171 NVE CORP 8,207 481 0.23%
172 National Interstate Corp 0 0 0.00%
173 Northstar Realty Fin REIT 3,250 37 0.02%
174 OASIS PETE INC NEW 4,900 46 0.02%
175 OCCIDENTAL PETE CORP DEL 550 42 0.02%
176 ONVIA INC 22,192 86 0.04%
177 ORACLE CORP 394 16 0.01%
178 Old PSG Wind-down Ltd. 8,400 25 0.01%
179 PARKERVISION INC 600 2 0.00%
180 PAYCHEX INC 2,400 143 0.07%
181 PAYPAL HLDGS INC 1,015 37 0.02%
182 PDF SOLUTIONS INC COM 1,343,640 18,798 9.13%
183 PEPSICO INC 1,011 107 0.05%
184 PFIZER INC 171,679 6,045 2.94%
185 PHILIP MORRIS INTL INC 1,400 142 0.07%
186 POLYCOM INC 10,689 120 0.06%
187 PPG INDS INC 292 30 0.01%
188 PRGX GLOBAL INC 55,395 289 0.14%
189 PROCTER AND GAMBLE CO 2,913 247 0.12%
190 PTC INC 64,050 2,407 1.17%
191 QLIK TECHNOLOGIES INC COM 24,800 734 0.36%
192 QUESTAR CORP COM 10,000 254 0.12%
193 REIS INC 439,800 10,951 5.32%
194 REX ENERGY CORPORATION 7,200 5 0.00%
195 ROYAL BK SCOTLND 6.125% 1,000 25 0.01%
196 RR DONNELLEY & SONS CO 3 0 0.00%
197 SANCHEZ ENERGY CORP COM 3,600 25 0.01%
198 SANOFI 1,000 42 0.02%
199 SCHLUMBERGER LTD 836 66 0.03%
200 SCIQUEST INC NEW 187,900 3,318 1.61%
Page 4 of 5