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Institutional Investment Manager
Cowen Prime Services LLC
Cowen Prime Services LLC (CIK: 0001543830) incorporated in Delaware, located at 599 Lexington Avenue, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q2)
Original 13F HR (0000890163-16-000134) filed in 2016.08.05
#
Name
Shares
Value ($)
%
Options
Notes
1 DIGIMARC CORP 630,561 19,106 8.86%
2 PDF SOLUTIONS INC COM 1,424,540 19,060 8.84%
3 REIS INC 590,500 13,906 6.45%
4 NEOGENOMICS INC 1,481,626 9,986 4.63%
5 BOINGO WIRELESS INC COM 1,168,100 9,018 4.18%
6 LIONBRIDGE TECHNOLOGIES ORD 1,529,035 7,737 3.59%
7 INTERMOLECULAR INC 3,027,800 7,660 3.55%
8 TEVA PHARMACEUTICAL INDS LTD 137,539 7,360 3.41%
9 ARI Network Services Inc 1,446,800 6,351 2.94%
10 SHORETEL INC 851,600 6,336 2.94%
11 PFIZER INC 174,629 5,176 2.40%
12 LUMINEX CORP DEL 252,845 4,905 2.27%
13 DOW CHEM CO 86,100 4,379 2.03%
14 EASTERLY GOVT PPTYS INC 234,100 4,336 2.01%
15 CROWN CASTLE INTL CORP NEW 44,000 3,806 1.76%
16 GENERAL ELECTRIC CO 117,470 3,734 1.73%
17 ABBVIE INC 61,515 3,514 1.63%
18 EXELON CORP 95,100 3,410 1.58%
19 KRAFT HEINZ CO 39,900 3,135 1.45%
20 ZIX CORP 748,100 2,940 1.36%
21 BANKRATE INC DEL COM 295,800 2,712 1.26%
22 YUM BRANDS INC 32,350 2,648 1.23%
23 SCIQUEST INC NEW 188,800 2,621 1.22%
24 BERKSHIRE HATHAWAY INC DEL 17,354 2,462 1.14%
25 CVS HEALTH CORP 23,450 2,432 1.13%
26 PTC INC 64,450 2,137 0.99%
27 TRANSACT TECHNOLOGIES INC COM 240,603 1,959 0.91%
28 DUKE ENERGY CORP NEW 19,600 1,581 0.73%
29 CEVA Inc 67,453 1,518 0.70%
30 AMERICAN ELEC PWR INC 22,650 1,504 0.70%
31 JOHNSON & JOHNSON 13,498 1,460 0.68%
32 Senomyx Inc 542,786 1,411 0.65%
33 3-D SYS CORP DEL 88,192 1,364 0.63%
34 Adt Corp 31,000 1,279 0.59%
35 NATIONAL INFO CONSORTIUM INC 70,100 1,264 0.59%
36 ALERE INC 24,000 1,215 0.56%
37 ALLERGAN PLC 4,411 1,182 0.55%
38 SONUS NETWORKS INC 152,731 1,150 0.53%
39 POWERSECURE INTL INC 60,000 1,121 0.52%
40 WEYERHAEUSER CO 35,826 1,110 0.51%
41 3M CO 6,650 1,108 0.51%
42 InterDigital Inc 30,000 1,077 0.50%
43 ANALOG DEVICES INC 17,524 1,037 0.48%
44 CAMERON INTERNATIONAL COMPANY 15,371 1,031 0.48%
45 JARDEN CORP 16,251 958 0.44%
46 BAXALTA INC COM 23,513 950 0.44%
47 E M C CORP MASS COM 35,500 946 0.44%
48 FIDELITY AND GTY LIFE COM 35,119 922 0.43%
49 AT&T INC 22,269 872 0.40%
50 VALSPAR CORP 7,950 851 0.39%
Page 1 of 6
Restatement filing (0000890163-16-000136) filed in 2016.08.08
#
Name
Shares
Value ($)
%
Options
Notes
151 TEXAS INSTRS INC 3,012 189 0.09%
152 MACOM TECH SOLUTIONS HLDGS I 5,918 195 0.09%
153 CELGENE CORP 2,000 197 0.10%
154 GENERAL MLS INC 2,800 200 0.10%
155 INVENSENSE INC 32,800 201 0.10%
156 APIGEE CORP 17,000 208 0.10%
157 AVENUE FINL HLDGS INC 11,112 218 0.11%
158 APPLE INC 2,310 221 0.11%
159 NATIONAL RESH CORP CL A 16,200 222 0.11%
160 AIXTRON SE 38,763 236 0.11%
161 EMPIRE ST RLTY OP L P UNIT LTD PARTNERSHIP INT SER ES 12,904 245 0.12%
162 PROCTER AND GAMBLE CO 2,913 247 0.12%
163 ENTERPRISE PRODS PARTNERS L 8,600 252 0.12%
164 QUESTAR CORP COM 10,000 254 0.12%
165 KOPIN CORP 118,451 263 0.13%
166 HCP INC 8,000 283 0.14%
167 INGERSOLL-RAND PLC 4,500 287 0.14%
168 METLIFE INC 7,250 289 0.14%
169 PRGX GLOBAL INC 55,395 289 0.14%
170 COLGATE PALMOLIVE CO 4,011 294 0.14%
171 COCA COLA CO 7,522 341 0.17%
172 HARMONIC INC 131,494 375 0.18%
173 Apollo Residentail Mtg Inc 30,005 402 0.20%
174 INFOBLOX INC 21,500 403 0.20%
175 ALLERGAN PLC 1,764 408 0.20%
176 VERIZON COMMUNICATIONS INC 7,881 440 0.21%
177 MICROSOFT CORP 9,241 473 0.23%
178 BROCADE COMMUNICATIONS SYS I 51,650 474 0.23%
179 INTERNATIONAL BUSINESS MACHS 3,162 480 0.23%
180 NVE CORP 8,207 481 0.23%
181 BANKRATE INC DEL COM 64,500 482 0.23%
182 NEOGEN CORP COM 8,700 489 0.24%
183 JPMORGAN CHASE & CO 8,074 502 0.24%
184 Heartware International, Inc. 9,000 520 0.25%
185 EXXON MOBIL CORP 5,610 526 0.26%
186 IMMERSION CORP 75,900 557 0.27%
187 DREAMWORKS ANIMATION SKG INC 14,000 572 0.28%
188 INVUITY INC 61,000 581 0.28%
189 MEDIA GENERAL INC NEW 35,039 602 0.29%
190 CEDAR FAIR L P 10,850 627 0.30%
191 ACCURAY INCORPORATED COM 127,000 659 0.32%
192 BRISTOL MYERS SQUIBB CO 9,900 728 0.35%
193 QLIK TECHNOLOGIES INC COM 24,800 734 0.36%
194 AXIALL CORPORATION 24,000 783 0.38%
195 Dycom Industries Inc 31,091 822 0.40%
196 MEDIVATION INC 14,500 874 0.42%
197 DIAMOND RESORTS INTL INC COM 30,000 899 0.44%
198 Intuit Inc 4,900 927 0.45%
199 AT&T INC 22,269 962 0.47%
200 E M C CORP MASS COM 35,500 965 0.47%
Page 4 of 5