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Institutional Investment Manager
Cowen Prime Services LLC
Cowen Prime Services LLC (CIK: 0001543830) incorporated in Delaware, located at 599 Lexington Avenue, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q2)
Original 13F HR (0000890163-16-000134) filed in 2016.08.05
#
Name
Shares
Value ($)
%
Options
Notes
1 DIGIMARC CORP 630,561 19,106 8.86%
2 PDF SOLUTIONS INC COM 1,424,540 19,060 8.84%
3 REIS INC 590,500 13,906 6.45%
4 NEOGENOMICS INC 1,481,626 9,986 4.63%
5 BOINGO WIRELESS INC COM 1,168,100 9,018 4.18%
6 LIONBRIDGE TECHNOLOGIES ORD 1,529,035 7,737 3.59%
7 INTERMOLECULAR INC 3,027,800 7,660 3.55%
8 TEVA PHARMACEUTICAL INDS LTD 137,539 7,360 3.41%
9 ARI Network Services Inc 1,446,800 6,351 2.94%
10 SHORETEL INC 851,600 6,336 2.94%
11 PFIZER INC 174,629 5,176 2.40%
12 LUMINEX CORP DEL 252,845 4,905 2.27%
13 DOW CHEM CO 86,100 4,379 2.03%
14 EASTERLY GOVT PPTYS INC 234,100 4,336 2.01%
15 CROWN CASTLE INTL CORP NEW 44,000 3,806 1.76%
16 GENERAL ELECTRIC CO 117,470 3,734 1.73%
17 ABBVIE INC 61,515 3,514 1.63%
18 EXELON CORP 95,100 3,410 1.58%
19 KRAFT HEINZ CO 39,900 3,135 1.45%
20 ZIX CORP 748,100 2,940 1.36%
21 BANKRATE INC DEL COM 295,800 2,712 1.26%
22 YUM BRANDS INC 32,350 2,648 1.23%
23 SCIQUEST INC NEW 188,800 2,621 1.22%
24 BERKSHIRE HATHAWAY INC DEL 17,354 2,462 1.14%
25 CVS HEALTH CORP 23,450 2,432 1.13%
26 PTC INC 64,450 2,137 0.99%
27 TRANSACT TECHNOLOGIES INC COM 240,603 1,959 0.91%
28 DUKE ENERGY CORP NEW 19,600 1,581 0.73%
29 CEVA Inc 67,453 1,518 0.70%
30 AMERICAN ELEC PWR INC 22,650 1,504 0.70%
31 JOHNSON & JOHNSON 13,498 1,460 0.68%
32 Senomyx Inc 542,786 1,411 0.65%
33 3-D SYS CORP DEL 88,192 1,364 0.63%
34 Adt Corp 31,000 1,279 0.59%
35 NATIONAL INFO CONSORTIUM INC 70,100 1,264 0.59%
36 ALERE INC 24,000 1,215 0.56%
37 ALLERGAN PLC 4,411 1,182 0.55%
38 SONUS NETWORKS INC 152,731 1,150 0.53%
39 POWERSECURE INTL INC 60,000 1,121 0.52%
40 WEYERHAEUSER CO 35,826 1,110 0.51%
41 3M CO 6,650 1,108 0.51%
42 InterDigital Inc 30,000 1,077 0.50%
43 ANALOG DEVICES INC 17,524 1,037 0.48%
44 CAMERON INTERNATIONAL COMPANY 15,371 1,031 0.48%
45 JARDEN CORP 16,251 958 0.44%
46 BAXALTA INC COM 23,513 950 0.44%
47 E M C CORP MASS COM 35,500 946 0.44%
48 FIDELITY AND GTY LIFE COM 35,119 922 0.43%
49 AT&T INC 22,269 872 0.40%
50 VALSPAR CORP 7,950 851 0.39%
Page 1 of 6
Restatement filing (0000890163-16-000136) filed in 2016.08.08
#
Name
Shares
Value ($)
%
Options
Notes
1 MEDTRONIC PLC 1 0 0.00%
2 APPLIED MATLS INC 12 0 0.00%
3 LILLY ELI & CO 5 0 0.00%
4 WESTROCK CO 1 0 0.00%
5 National Interstate Corp 0 0 0.00%
6 ADAMIS PHARMACEUTICALS CORP 6 0 0.00%
7 LABORATORY CORP AMER HLDGS 2 0 0.00%
8 KINDRED HEALTHCARE INC 7 0 0.00%
9 KKR & CO LP COMMON UNITS 1 0 0.00%
10 JUNIPER NETWORKS 4 0 0.00%
11 INTERSIL CORP 1 0 0.00%
12 FASTENAL CO 6 0 0.00%
13 FAIR ISAAC CORP 3 0 0.00%
14 ENCANA CORP 4 0 0.00%
15 EATON VANCE LTD DURATION INC 2 0 0.00%
16 SIRIUS XM HOLDINGS INC 9 0 0.00%
17 RR DONNELLEY & SONS CO 3 0 0.00%
18 UNION PAC CORP 4 0 0.00%
19 UNITED BANKSHARES INC WEST VA COM 1 0 0.00%
20 CENOVUS ENERGY INC 4 0 0.00%
21 CALIFORNIA RES CORP 26 0 0.00%
22 BROADVISION INC 4 0 0.00%
23 LIBERTY GLOBAL PLC 2 0 0.00%
24 VALEANT PHARMACEUTICALS INTL 5 0 0.00%
25 AMERICAN EAGLE OUTFITTERS NE 50 1 0.00%
26 WELLS FARGO & CO NEW 20 1 0.00%
27 VALEANT PHARMACEUTICALS INTL 26 1 0.00%
28 UNITED TECHNOLOGIES CORP 11 1 0.00%
29 CISCO SYS INC 38 1 0.00%
30 DETERMINE INC 700 1 0.00%
31 TARGET CORP 11 1 0.00%
32 SELECT SECTOR SPDR TR 22 1 0.00%
33 ENZO BIOCHEM INC 242 1 0.00%
34 FORD MTR CO DEL 51 1 0.00%
35 FOUR CORNERS PPTY TR INC COM 30 1 0.00%
36 NOKIA CORP 166 1 0.00%
37 LOWES COS INC 16 1 0.00%
38 CHEMOURS CO 200 2 0.00%
39 WALGREENS BOOTS ALLIANCE INC 23 2 0.00%
40 PARKERVISION INC 600 2 0.00%
41 FRONTIER COMMUNICATIONS CORP 439 2 0.00%
42 DISNEY WALT CO 34 3 0.00%
43 HP INC 200 3 0.00%
44 HEWLETT PACKARD ENTERPRISE C 200 4 0.00%
45 REX ENERGY CORPORATION 7,200 5 0.00%
46 BONANZA CREEK ENERGY INC 2,600 5 0.00%
47 AEGON N V 1,465 6 0.00%
48 ADVANTAGE OIL & GAS LTD 1,000 6 0.00%
49 NOBLE CORP PLC 800 7 0.00%
50 NAUTILUS INC 500 9 0.00%
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