Dark
Light
System
Institutional Investment Manager
Cowen Prime Services LLC
Cowen Prime Services LLC (CIK: 0001543830) incorporated in Delaware, located at 599 Lexington Avenue, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q4)
Portfolio Summary: 183 holdings with a total value of $185,355,000.
#
Name
Shares
Value ($)
%
Options
Notes
151 AT&T INC 623 27,000 0.01%
152 HANESBRANDS INC 1,200 26,000 0.01%
153 QUALITY CARE PPTYS INC 1,600 25,000 0.01%
154 MERCK & CO INC 400 24,000 0.01%
155 TARGA RES CORP 434 24,000 0.01%
156 EATON VANCE TAX-MANAGED GLOBAL COM 2,700 22,000 0.01%
157 SPDR GOLD TR 160 18,000 0.01%
158 DARDEN RESTAURANTS INC 250 18,000 0.01%
159 ALIBABA GROUP HLDG LTD 200 18,000 0.01%
160 BANK AMER CORP 760 17,000 0.01%
161 ZIOPHARM ONCOLOGY INC 3,200 17,000 0.01%
162 AMERICAN EXPRESS CO 200 15,000 0.01%
163 ORACLE CORP 394 15,000 0.01%
164 NORTHSTAR REALTY EUROPE CORPORATION 1,083 14,000 0.01%
165 TESLA INC 50 11,000 0.01%
166 KORNIT DIGITAL LTD SHS 800 10,000 0.01%
167 VistaPrint NV 100 9,000 0.00%
168 EXPEDIA INC DEL 75 9,000 0.00%
169 ARCONIC INC 333 6,000 0.00%
170 HEWLETT PACKARD ENTERPRISE C 200 5,000 0.00%
171 NOBLE CORP PLC 800 5,000 0.00%
172 CHEMOURS CO 200 4,000 0.00%
173 COTY INC 234 4,000 0.00%
174 HP INC 200 3,000 0.00%
175 DELL TECHNOLOGIES INC 55 3,000 0.00%
176 ALCOA CORP 111 3,000 0.00%
177 FOUR CORNERS PPTY TR INC COM 30 1,000 0.00%
178 DETERMINE INC 700 1,000 0.00%
179 VANECK ETF TRUST 35 1,000 0.00%
180 PARKERVISION INC 600 1,000 0.00%
181 NOKIA CORP 166 1,000 0.00%
182 CALIFORNIA RES CORP 26 1,000 0.00%
183 AMERICAN EAGLE OUTFITTERS NE 50 1,000 0.00%
Page 4 of 4

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0000890163-17-000004, filed 2017.02.09).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.