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Institutional Investment Manager
BOOTHBAY FUND MANAGEMENT, LLC
BOOTHBAY FUND MANAGEMENT, LLC (CIK: 0001549230) incorporated in Delaware, located at 140 East 45th Street, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q2)
Original 13F HR (0001493152-16-012357) filed in 2016.08.15
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR S&P 500 ETF TR 47,432 9,936 4.73%
2 KLR ENERGY ACQUISITION CORP 365,165 3,703 1.76%
3 KLR ENERGY ACQUISITION CORP 268,565 2,686 1.28%
4 FIDELITY NATL INFORMATION SV 34,141 2,516 1.20%
5 JENSYN ACQUISITION CORP 246,817 2,436 1.16%
6 FLEETCOR TECHNOLOGIES INC 16,565 2,371 1.13%
7 BROADCOM LTD 15,151 2,354 1.12%
8 JENSYN ACQUISITION CORP 218,373 2,203 1.05%
9 VANECK ETF TRUST 75,000 2,078 0.99%
10 QLOGIC CORP 138,700 2,044 0.97%
11 SHUTTERFLY INC 43,453 2,025 0.96%
12 VISA INC 23,498 1,743 0.83%
13 RMR GROUP INC 56,159 1,739 0.83%
14 APPLIED MATLS INC 70,779 1,697 0.81%
15 LEVEL 3 COMM 32,966 1,697 0.81%
16 CONSOLIDATED TOMOKA LD CO 35,362 1,679 0.80%
17 PACIFIC SPL ACQUISITION CORP 150,000 1,533 0.73%
18 OWENS RLTY MTG INC 91,516 1,523 0.72%
19 YELP INC 50,061 1,520 0.72%
20 IHS INC A 12,800 1,480 0.70%
21 QTS RLTY TR INC 26,359 1,476 0.70%
22 Red Lion Hotels 202,962 1,474 0.70%
23 QLIK TECHNOLOGIES INC COM 49,400 1,461 0.70%
24 MCKESSON CORP 7,804 1,457 0.69%
25 AV HOMES INC 111,614 1,364 0.65%
26 FOUR CORNERS PPTY TR INC COM 65,393 1,346 0.64%
27 ALLIANCE DATA SYSTEMS CORP 6,773 1,327 0.63%
28 EASTERLY GOVT PPTYS INC 65,413 1,291 0.61%
29 CINTAS CORP 13,106 1,286 0.61%
30 E M C CORP MASS COM 46,898 1,274 0.61%
31 APARTMENT INVT & MGMT CO 27,715 1,224 0.58%
32 TAIWAN SEMICONDUCTOR MFG LTD 46,219 1,212 0.58%
33 ISHARES IBOXX $ HIGH YIELD CORPORATE BOND ETF 14,000 1,186 0.56%
34 TWENTY FIRST CENTY FOX INC 43,725 1,183 0.56%
35 Northstar Realty Fin REIT 103,137 1,179 0.56%
36 ARGAN INC 27,431 1,144 0.54%
37 ANDINA ACQUISITION CORP II 117,115 1,140 0.54%
38 COMCAST CORP NEW 16,913 1,103 0.52%
39 KITE RLTY GROUP TR 38,829 1,088 0.52%
40 NORTHSTAR REALTY EUROPE CORPORATION 114,000 1,055 0.50%
41 AUTODESK INC 19,113 1,035 0.49%
42 COMMSCOPE HLDG COMPANY INCORPORATED 33,022 1,025 0.49%
43 EMCORE CORP 172,035 1,022 0.49%
44 EXPEDIA INC DEL 9,563 1,017 0.48%
45 ZAYO GROUP HOLDINGS 36,400 1,017 0.48%
46 PIONEER NAT RES CO 6,660 1,007 0.48%
47 AMDOCS LTD 17,429 1,006 0.48%
48 DDR CORP 54,884 996 0.47%
49 LAM RESEARCH CORP 11,761 989 0.47%
50 NETEASE INC 5,000 966 0.46%
Page 1 of 10
New Holding filing (0001493152-17-007924) filed in 2017.07.18
#
Name
Shares
Value ($)
%
Options
Notes
51 MEDTRONIC PLC 2,970 258 0.45%
52 Linear Technology Corp 5,200 242 0.43% Call
53 EBAY INC 10,300 241 0.42% Call
54 F5 NETWORKS INC 2,100 239 0.42% Call
55 EXXON MOBIL CORP 2,500 234 0.41% Put
56 BORGWARNER INC 7,800 230 0.41% Call
57 SABRE CORP 8,500 228 0.40% Call
58 ARM HOLDINGS PLC ADR 5,000 228 0.40% Call
59 ROYAL BK CDA MONTREAL QUE 7,650 226 0.40%
60 KEYSIGHT TECHNOLOGIES INC COM 7,300 212 0.37% Call
61 CYTRX CORP 90,500 202 0.36% Put
62 Nomad Hldgs Ltd 22,263 178 0.31%
63 NORTH ATLANTIC DRILLING LTD COM 10,798 73 0.13%
Page 2 of 2
Restatement filing (0001493152-17-007922) filed in 2017.07.18
#
Name
Shares
Value ($)
%
Options
Notes
1 3-D SYS CORP DEL 10,757 147 0.07%
2 58 COM INC 13,514 620 0.31%
3 A O SMITH 7,693 678 0.34%
4 ABBOTT LABS 5,951 234 0.12%
5 ACACIA RESH CORP ACACIA TCH COM 157,279 692 0.34%
6 ACCO BRANDS CORPORATION COM 11,243 116 0.06%
7 ACTIVISION BLIZZARD INC 5,937 235 0.12%
8 ACTUA CORP 14,049 127 0.06%
9 AECOM 10,696 340 0.17%
10 AEGEAN MARINE PETROLEUM NETW 21,167 116 0.06%
11 AES CORP 15,544 194 0.10%
12 AFFILIATED MANAGERS GROUP 1,907 268 0.13%
13 AIR PRODS & CHEMS INC 4,183 594 0.29%
14 AIRMEDIA GROUP INC 43,653 150 0.07%
15 ALASKA AIR GROUP INC 3,792 221 0.11%
16 ALIBABA GROUP HLDG LTD 7,595 604 0.30%
17 ALLIANCE DATA SYSTEMS CORP 6,773 1,327 0.66%
18 ALLOT COMMUNICATIONS LTD 23,853 117 0.06%
19 ALLSCRIPTS HEALTHCARE SOLUTN 14,752 187 0.09%
20 ALPHABET INC 475 329 0.16%
21 ALPHABET INC 820 577 0.29%
22 AMAZON COM INC 1,243 890 0.44%
23 AMDOCS LTD 17,429 1,006 0.50%
24 AMEREN CORP 8,120 435 0.22%
25 AMERESCO INC 10,107 44 0.02%
26 AMERICAN AXLE & MFG HLDGS INC COM 13,567 196 0.10%
27 AMERIPRISE FINANCIAL, INC. 19,828 422 0.21%
28 AMERISOURCEBERGEN CORP 11,862 941 0.47%
29 AMETEK INC NEW 4,540 210 0.10%
30 AMGEN INC 1,598 243 0.12%
31 ANDINA ACQUISITION CORP II 117,115 1,140 0.56%
32 ANTHERA PHARMACEUTICALS I 15,960 49 0.02%
33 AON PLC 2,002 219 0.11%
34 APARTMENT INVT & MGMT CO 27,715 1,224 0.61%
35 APPLE INC 5,998 573 0.28%
36 APPLIED MATLS INC 70,779 1,697 0.84%
37 ARC DOCUMENT SOLUTIONS INC COM 29,880 116 0.06%
38 ARCHER DANIELS MIDLAND CO 4,839 208 0.10%
39 ARCHROCK INC COM 18,106 171 0.08%
40 ARGAN INC 27,431 1,144 0.57%
41 ARISTA NETWORKS INC 3,343 215 0.11%
42 AROWANA INC 30,867 309 0.15%
43 ASPEN AEROGELS INC COM 11,787 59 0.03%
44 ASPEN TECHNOLOGY COM USD0.10 15,200 612 0.30%
45 ASTROTECH CORP 36,980 62 0.03%
46 AT&T INC 21,746 940 0.46%
47 ATTUNITY LTD 22,408 209 0.10%
48 AUTODESK INC 19,113 1,035 0.51%
49 AUTOLIV INC 1,910 205 0.10%
50 AUTOZONE INC 1,046 830 0.41%
Page 1 of 10