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Institutional Investment Manager
BOOTHBAY FUND MANAGEMENT, LLC
BOOTHBAY FUND MANAGEMENT, LLC (CIK: 0001549230) incorporated in Delaware, located at 140 East 45th Street, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2015Q1)
Original 13F HR (0001140361-15-020025) filed in 2015.05.15
#
Name
Shares
Value ($)
%
Options
Notes
1 MONSANTO CO NEW 11,477,646 14,498 14.61%
2 CASTLE A M & CO 2,900,000 3,402 3.43%
3 ISHARES TR 2,635,000 2,653 2.67%
4 CENVEO INC 1,751,600 1,519 1.53%
5 COACH INC 1,040,000 1,057 1.07%
6 RYERSON HOLDINGS 1,000,000 1,013 1.02%
7 GOOGLE INC 1,751 960 0.97%
8 EPLUS INC COM 10,574 919 0.93%
9 ISHARES TR 28,772 869 0.88%
10 NEWS CORP CL A 52,832 846 0.85%
11 LIGHT & WONDER INC COM 78,765 844 0.85%
12 NRG Yield Inc 16,162 820 0.83%
13 APPLE INC 6,133 763 0.77%
14 JD COM INC ADR 25,731 756 0.76%
15 COMMSCOPE HLDG COMPANY INCORPORATED 25,516 728 0.73%
16 VULCAN MATLS CO 393,697 708 0.71%
17 SELECT SECTOR SPDR TR 15,838 704 0.71%
18 NETFLIX INC 650,000 667 0.67%
19 CONSOLIDATED TOMOKA LD CO 10,948 653 0.66%
20 CSG SYS INTL INC 20,790 632 0.64%
21 SEMPRA ENERGY 5,666 618 0.62%
22 EXTREME NETWORKS INC COM 188,280 595 0.60%
23 AUTODESK 10,068 590 0.59%
24 Global Ship Lease Inc 24,810,068 585 0.59%
25 UNITED PARCEL SERVICE INC 5,600 543 0.55%
26 HELEN OF TROY LTD 6,638 541 0.55%
27 CREDIT SUISSE GROUP 500,000 531 0.54%
28 AUTOZONE INC 779 531 0.54%
29 IAC INTERACTIVECORP 7,809 527 0.53%
30 CONSOL ENERGY INC 520,000 513 0.52%
31 TABLEAU SOFTWARE INC CL A 5,470 506 0.51%
32 Hubbell Inc Cl B Fr 4,610 505 0.51%
33 SPDR SERIES TRUST 13,707 505 0.51%
34 ARGAN INC 13,797 499 0.50%
35 LINCOLN ELEC HLDGS INC 7,576 495 0.50%
36 DSW INC CL A 13,422 495 0.50%
37 MOLSON COORS BREWING CO 6,491 483 0.49%
38 AMDOCS LTD 8,842 481 0.48%
39 FLEETCOR TECH 3,120 471 0.47%
40 A10 NETWORKS INC COM 106,702 462 0.47%
41 QUAD / GRAPHICS INC 20,053 461 0.46%
42 CHIPMOS TECH BERMUDA LTD 18,626 459 0.46%
43 CARBONITE INC 32,023 458 0.46%
44 ANALOG DEVICES INC 7,231 456 0.46%
45 GRACO INC COM 6,279 453 0.46%
46 USG Corp 16,965 453 0.46%
47 M D C HLDGS INC COM 15,879 453 0.46%
48 TIME WARNER INC NEW 2,972 445 0.45%
49 ALLIANCE DATA SYSTEM 1,500 444 0.45%
50 MORGANS HOTEL GROUP CO 56,482 438 0.44%
Page 1 of 6
New Holding filing (0001493152-17-007908) filed in 2017.07.18
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR S&P 500 ETF TR 153,500 31,687 48.93% Call
2 SPDR S&P 500 ETF TR 25,000 5,161 7.97% Put
3 SPDR S&P 500 ETF TR 20,000 4,129 6.38% Put
4 iShares MSCI Japan ETF 29,200 1,464 2.26% Call
5 WESTERN DIGITAL CORP 15,000 1,365 2.11% Call
6 BROADCOM CORP CL A 30,000 1,299 2.01% Call
7 XILINX INC 30,000 1,269 1.96% Call
8 XILINX INC 30,000 1,269 1.96% Call
9 EMC 45,000 1,150 1.78% Call
10 CISCO SYS INC 35,000 963 1.49% Call
11 BROADCOM CORP CL A 20,000 866 1.34% Call
12 YELP INC 17,200 814 1.26% Call
13 MAXIM INTEGR 22,500 783 1.21% Call
14 YUM BRANDS INC 13,500 764 1.18% Call
15 Market Vectors Biotech 5,500 713 1.10% Put
16 DELPHI AUTOMOTIVE PLC 8,000 638 0.99% Call
17 F5 NETWORKS INC 5,500 632 0.98% Call
18 ISHARES TR 5,000 622 0.96% Put
19 MAXIM INTEGR 16,900 588 0.91% Call
20 YUM BRANDS INC 10,000 566 0.87% Call
21 OMNIVISION TECHS INC 19,600 517 0.80% Put
22 TIVO INC 25,700 468 0.72% Call
23 HD Supply Holdings Inc 15,000 467 0.72% Call
24 NVIDIA CORPORATION 22,200 465 0.72% Call
25 DOVER CORP 5,900 408 0.63% Call
26 DIEBOLD NXDF INC 11,400 404 0.62% Call
27 VMWARE A 4,600 377 0.58% Call
28 FORTINET 10,500 367 0.57% Put
29 TECH DATA CORP COM 6,300 364 0.56% Call
30 QORVO 4,500 359 0.55% Call
31 ALIBABA GROUP HLDG LTD 4,200 350 0.54% Call
32 ARM Holdings plc 7,000 345 0.53% Call
33 CITRIX SYS INC 5,800 295 0.46% Call
34 ROCKWELL AUTOMATION INC 2,500 290 0.45% Call
35 TERADYNE INC COM 15,000 283 0.44% Call
36 MAXIM INTEGR 8,000 278 0.43% Call
37 CURRENCYSHS JAPANESE YEN TR 3,400 275 0.42% Put
38 BAIDU INC 1,300 271 0.42% Call
39 AT&T INC 8,000 261 0.40% Call
40 INTERSIL CORP CL A 18,000 258 0.40% Call
41 MICROSOFT CORP 6,000 244 0.38% Call
42 AMERICAN EXPRESS CO 3,000 234 0.36% Call
43 INFORMATICA CORP 5,000 219 0.34% Call
44 PROSHARES ULTRASHORT S&P 500 10,000 213 0.33% Call
New Holding filing (0001493152-16-010672) filed in 2016.06.09
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR S&P 500 ETF TR 25,042 5,169 31.07%
2 ISHARES TR 7,051 877 5.27%
3 Vaneck Vectors Gold 28,248 515 3.10%
4 LYONDELLBASELL INDUSTRIES N 4,588 403 2.42%
5 BAIDU INC 1,760 367 2.21%
6 SOUTHERN CO 8,088 358 2.15%
7 DISNEY WALT CO 3,291 345 2.07%
8 SALESFORCE COM INC 4,528 303 1.82%
9 AECOM 9,775 301 1.81%
10 GAMESTOP CORP NEW CL A 7,870 299 1.80%
11 COGENT COMMUNICATIONS HLDGS IN COM NEW 8,412 297 1.79%
12 ISHARES NASDAQ BIOTECHNOLOGY ETF 495 275 1.65%
13 GRAHAM HLDGS CO COM 260 273 1.64%
14 TRUEBLUE INC COM 11,163 272 1.63%
15 OCCIDENTAL PETE CORP DEL 3,696 270 1.62%
16 BROOKDALE SR LIVING INC 6,897 260 1.56%
17 WELLS FARGO & CO NEW 4,659 253 1.52%
18 NEWPORT CORP 13,219 252 1.51%
19 GARMIN LTD 5,115 243 1.46%
20 AMERICAN EXPRESS CO 3,060 239 1.44%
21 BECTON DICKINSON & CO 1,579 227 1.36%
22 WINNEBAGO INDS INC COM 10,450 222 1.33%
23 COMMUNITY HEALTH SYS INC NEW COM 4,180 219 1.32%
24 DISH NETWORK A 3,096 217 1.30%
25 VERISIGN 3,207 215 1.29%
26 KENNAMETAL INC 6,324 213 1.28%
27 YAHOO INC 4,801 213 1.28%
28 DARDEN RESTAURANTS INC 3,043 211 1.27%
29 WILLIAMS COS INC DEL 4,155 210 1.26%
30 CORNERSTONE ONDEMAND INC 7,220 209 1.26%
31 RALLY SOFTWARE DEV CORP 13,300 209 1.26%
32 PUBLIC SVC ENTERPRISE GRP IN 4,901 205 1.23%
33 REMY INTL INC NEW 9,218 205 1.23%
34 MARINEMAX INC COM 7,686 204 1.23%
35 ALTRIA GROUP INC 4,020 201 1.21%
36 VITESSE SEMICONDUCTOR CORP 34,842 185 1.11%
37 Pandora Media Inc 11,400 185 1.11%
38 FORD MTR CO DEL 11,400 184 1.11%
39 PIER 1 IMPORTS INC 12,112 169 1.02%
40 RPX CORP 11,181 161 0.97%
41 BANC OF CALIFORNIA INC COM 12,650 156 0.94%
42 KBR INC 10,484 152 0.91%
43 AMERICAN VANGUARD CORP COM 10,801 115 0.69%
44 BARRICK GOLD CORP 10,100 111 0.67%
45 OPOWER INC 10,133 103 0.62%
46 RIO ALTO MNG LTD NEW 42,025 103 0.62%
47 PDL BIOPHARMA INCORPORATED 11,005 77 0.46%
48 EVINE LIVE INC 10,268 69 0.41%
49 MAGNACHIP SEMICONDUCTOR CORP 11,302 62 0.37%
50 CLIFFS NATURAL RESOURCES INC N/C 8/25/17 185899101 11,221 54 0.32%
Restatement filing (0001493152-16-010670) filed in 2016.06.09. By the way, our system suggests this filing contains data anomalies (30-70% change compare to the original filing).
#
Name
Shares
Value ($)
%
Options
Notes
1 GOOGLE INC 1,751 960 1.37%
2 EPLUS INC COM 10,574 919 1.31%
3 ISHARES TR 28,772 869 1.24%
4 LIGHT & WONDER INC COM 81,925 858 1.22%
5 NEWS CORP CL A 52,832 846 1.20%
6 SELECT SECTOR SPDR TR 18,974 843 1.20%
7 APPLE INC 6,333 788 1.12%
8 JD COM INC ADR 25,731 756 1.08%
9 COMMSCOPE HLDG COMPANY INCORPORATED 25,516 728 1.04%
10 CONSOLIDATED TOMOKA LD CO 10,948 653 0.93%
11 ALLIANCE DATA SYSTEM 2,150 637 0.91%
12 CSG SYS INTL INC 20,790 632 0.90%
13 SEMPRA ENERGY 5,781 630 0.90%
14 EXTREME NETWORKS INC COM 193,590 612 0.87%
15 AUTODESK 10,068 590 0.84%
16 UNITED PARCEL SERVICE INC 5,815 564 0.80%
17 USG Corp 20,520 548 0.78%
18 MOLSON COORS BREWING CO 7,169 534 0.76%
19 AUTOZONE INC 779 531 0.76%
20 IAC INTERACTIVECORP 7,809 527 0.75%
21 ARGAN INC 14,347 519 0.74%
22 FLEETCOR TECH 3,400 513 0.73%
23 TABLEAU SOFTWARE INC CL A 5,470 506 0.72%
24 SPDR SERIES TRUST 13,707 505 0.72%
25 LINCOLN ELEC HLDGS INC 7,605 497 0.71%
26 DSW INC CL A 13,422 495 0.70%
27 GRACO INC COM 6,793 490 0.70%
28 AMDOCS LTD 8,842 481 0.69%
29 M D C HLDGS INC COM 16,616 474 0.68%
30 A10 NETWORKS INC COM 106,702 462 0.66%
31 QUAD / GRAPHICS INC 20,053 461 0.66%
32 EDISON INTL 7,350 459 0.65%
33 CARBONITE INC 32,017 458 0.65%
34 ANALOG DEVICES INC 7,231 456 0.65%
35 MANITEX INTL INC 46,718 455 0.65%
36 POTASH CORP SASK INC 14,084 454 0.65%
37 AON PLC 4,700 452 0.64%
38 TIME WARNER INC NEW 3,000 450 0.64%
39 WEBSITE PROS INC COM 23,733 450 0.64%
40 AEROHIVE NETWORKS INC 100,814 450 0.64%
41 UBIQUITI NETWORKS 14,976 443 0.63%
42 MORGANS HOTEL GROUP CO 56,482 438 0.62%
43 EASTMAN CHEM CO 6,289 436 0.62%
44 DYNEGY INCORPORATED NEW DEL 13,855 435 0.62%
45 SHUTTERFLY INC 9,241 418 0.60%
46 COTT CORP QUE 44,605 418 0.60%
47 EXPRESS SCRIPTS HLDG CO 4,766 414 0.59%
48 WESCO INTL INC 5,911 413 0.59%
49 FXCM INC 528,000 411 0.59%
50 DOMINION ENERGY INC 5,646 400 0.57%
Page 1 of 5
Restatement filing (0001140361-15-023794) filed in 2015.06.10. By the way, our system suggests this filing contains data anomalies (30-70% change compare to the original filing).
#
Name
Shares
Value ($)
%
Options
Notes
1 MONSANTO CO NEW 2,646 14,498 16.57%
2 CENVEO INC 26,600 1,519 1.74%
3 GOOGLE INC 1,751 960 1.10%
4 EPLUS INC COM 10,574 919 1.05%
5 ISHARES TR 28,772 869 0.99%
6 NEWS CORP CL A 52,832 846 0.97%
7 LIGHT & WONDER INC COM 78,765 844 0.96%
8 NRG Yield Inc 16,162 820 0.94%
9 APPLE INC 6,133 763 0.87%
10 JD COM INC ADR 25,731 756 0.86%
11 COMMSCOPE HLDG COMPANY INCORPORATED 25,516 728 0.83%
12 VULCAN MATLS CO 3,697 708 0.81%
13 SELECT SECTOR SPDR TR 15,838 704 0.80%
14 CONSOLIDATED TOMOKA LD CO 10,948 653 0.75%
15 CSG SYS INTL INC 20,790 632 0.72%
16 SEMPRA ENERGY 5,666 618 0.71%
17 EXTREME NETWORKS INC COM 188,280 595 0.68%
18 AUTODESK 10,068 590 0.67%
19 Global Ship Lease Inc 72,326 585 0.67%
20 UNITED PARCEL SERVICE INC 5,600 543 0.62%
21 HELEN OF TROY LTD 6,638 541 0.62%
22 AUTOZONE INC 779 531 0.61%
23 IAC INTERACTIVECORP 7,809 527 0.60%
24 TABLEAU SOFTWARE INC CL A 5,470 506 0.58%
25 SPDR SERIES TRUST 13,707 505 0.58%
26 Hubbell Inc Cl B Fr 4,610 505 0.58%
27 ARGAN INC 13,797 499 0.57%
28 DSW INC CL A 13,422 495 0.57%
29 LINCOLN ELEC HLDGS INC 7,576 495 0.57%
30 MOLSON COORS BREWING CO 6,491 483 0.55%
31 AMDOCS LTD 8,842 481 0.55%
32 FLEETCOR TECH 3,120 471 0.54%
33 A10 NETWORKS INC COM 106,702 462 0.53%
34 QUAD / GRAPHICS INC 20,053 461 0.53%
35 CHIPMOS TECH BERMUDA LTD 18,626 459 0.52%
36 CARBONITE INC 32,023 458 0.52%
37 ANALOG DEVICES INC 7,231 456 0.52%
38 M D C HLDGS INC COM 15,879 453 0.52%
39 USG Corp 16,965 453 0.52%
40 GRACO INC COM 6,279 453 0.52%
41 TIME WARNER INC NEW 2,972 445 0.51%
42 ALLIANCE DATA SYSTEM 1,500 444 0.51%
43 MORGANS HOTEL GROUP CO 56,482 438 0.50%
44 EASTMAN CHEM CO 6,289 436 0.50%
45 WEBSITE PROS INC COM 22,615 429 0.49%
46 COTT CORP QUE 44,605 418 0.48%
47 MANITEX INTL INC 42,888 417 0.48%
48 SHUTTERFLY INC 9,206 416 0.48%
49 DYNEGY INCORPORATED NEW DEL 13,120 412 0.47%
50 AEROHIVE NETWORKS INC 92,186 411 0.47%
Page 1 of 5